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What qualifications do I need to be a financial advisor?

By Zippia Team - Oct. 27, 2021

Qualifications needed to be a financial advisor are a bachelor's degree in finance or economics and all needed industry licenses and certifications. Where you work and the level of services you provide clients will determine which licenses and certifications you need to become a financial advisor.

However, like in many other industries, financial advisors must take continued professional education in order to maintain the qualifications needed to continue in their role.

Some common required certifications and licenses include:

  • Securities Industry Essentials exam

  • Series 6: Investment Company and Variable Contracts Products Representative Qualification Examination (IR)

  • Series 7: General Securities Representative Qualification Examination (GS)

  • Series 63: Uniform Securities State Law Examination

  • Series 65: Uniform Investment Adviser Law Examination

  • Series 66: Uniform Combined State Law Examination

What qualifications do I need to be a financial advisor?

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