FIND PERSONALIZED JOBS
Sign up to Zippia and discover your career options with your personalized career search.
Sorry, we can't find that. Please try a different city or state.

Bank Compliance Officer

This job has expired and is no longer available.
APPLY NOW
Apply Now
×
FIND
PERSONALIZED JOBS

Sorry, we can't find that. Please try a different city or state.

CONTENT HAS
BEEN UNLOCKED
Close this window to view unlocked content
or
find interesting jobs in

Log In

Log In to Save

Sign Up to Save

Sign Up to Dismiss

Sign Up

SIGN UP TO UNLOCK CONTENT

or

The email and password you specified are invalid. Please, try again.

Email and password are mandatory

Forgot Password?

Don't have an account? Sign Up

reset password

Enter your email address and we will send you a link to reset your password.

Back to Log In

Log In

Log In to Save

Sign Up to Save

Sign Up to Dismiss

Sign up to save the job and get personalized job recommendations.

Sign up to dismiss the job and get personalized job recommendations.

or

The email and password you specified are invalid. Please, try again.

Email and password are mandatory

Already have an account? Log in

reset password

Enter your email address and we will send you a link to reset your password.

Back to Log In

Company Saved

Answer a few questions and view jobs at that match your preferences.

Where do you want to work?

Job Saved

See your Saved Jobs now

or

find more interesting jobs in

Job Dismissed

Find better matching jobs in

Your search has been saved!

Top 50 Bank Compliance Officer Skills

Below we've compiled a list of the most important skills for a Bank Compliance Officer. We ranked the top skills based on the percentage of Bank Compliance Officer resumes they appeared on. For example, 12.2% of Bank Compliance Officer resumes contained Audit Procedures as a skill. Let's find out what skills a Bank Compliance Officer actually needs in order to be successful in the workplace.

These are the most important skills for a Bank Compliance Officer:

1. Audit Procedures

demand arrow
high Demand

2. Ensure Compliance

demand arrow
high Demand
Here's how Ensure Compliance is used in Bank Compliance Officer jobs:
  • Perform second review of all US product and proposition related marketing to ensure compliance with marketing related regulations and risk mitigation.
  • Interact with senior management to ensure compliance with laws and regulations.

Show More

3. AML

demand arrow
high Demand
Here's how AML is used in Bank Compliance Officer jobs:
  • Created a process for identifying and monitoring high BSA/AML risk customers, performed BSA investigations, and completed Suspicious Activity Reports.
  • Developed training materials for sales and support staff to accentuate and incorporate BSA / AML requirements into everyday business practices.
  • Identified BSA/AML issues and escalating to the Managing Director or Suspicious Activity Reporting (SAR) Committee as appropriate.
  • Conduct annual AML/BSA training for the Correspondent, Private, and Internet Banking groups.
  • Conduct Compliance calls for review of AML programs with reputable commercial clients.
  • Spearheaded BSA/AML discussions as founding Chairman of Suspicious Activity Report Committee.
  • Developed and implemented annual AML Compliance Training for all US Staff
  • Developed training sessions on AML topics for different control groups.
  • Created AML/ Patriot Act procedures.
  • Contributed insightful suggestions for process improvements and efficiencies including methods to better streamline reports formats.

Show More

4. Suspicious Activity

demand arrow
high Demand
Here's how Suspicious Activity is used in Bank Compliance Officer jobs:
  • Assist management with the assignment of Electronic Suspicious Activity referrals submitted by various banking departments to research analysts.
  • Analyzed trends and activity to identify possible money laundering and or suspicious activity.
  • Reviewed and reported large currency transactions to the IRS, paying particular attention to any suspicious activity.
  • Reviewed investigation files of unusual transactions and suspicious activity patterns, filed Suspicious Activity Reports (SARs) when warranted.
  • Performed investigations in conjunction with suspicious activity including the preparation and filing of Suspicious Activity Reports (SARs).

Show More

5. Secrecy

demand arrow
high Demand
Here's how Secrecy is used in Bank Compliance Officer jobs:
  • Handled all aspects of Bank Secrecy Act compliance for the Bank.
  • Controlled currency transactionreports and bank secrecy reports for official checks.

Show More

Job type you want
Full Time
Part Time
Internship
Temporary

6. Financial Crimes

demand arrow
high Demand

7. Risk Assessments

demand arrow
high Demand

8. BSA

demand arrow
high Demand
Here's how BSA is used in Bank Compliance Officer jobs:
  • Implemented new BSA and USA PATRIOT Act monitoring system, known as Patriot Officer.
  • Conducted random reviews at branch locations to insure compliance with the BSA regulatory requirements.
  • Work with Corporate Compliance/BSA to enhance processes and detect gaps.

Show More

9. Ofac

demand arrow
high Demand
Here's how Ofac is used in Bank Compliance Officer jobs:
  • Handled OFAC reviews, sanction program adherence, blocking, rejection and annual report of funds.
  • Incorporated new policies for OFAC that was directed by the US Treasury.
  • Assured BOW and BNPP OFAC/SANCTIONS policies aligned.
  • Monitored daily funds transfer payment transaction flows utilizing Compliance monitoring systems to detect OFAC violations and suspicious activities.

Show More

10. Compliance Training

demand arrow
high Demand
Here's how Compliance Training is used in Bank Compliance Officer jobs:
  • Developed and provided training sessions for current or new regulations, coordinated educational materials and delivered annual Compliance training program.
  • Overhauled compliance training program to cover more regulatory topics in less time and at half cost of previous program.
  • Assist with the content, implementation and delivery of compliance training.
  • Research compliance issues, monitor and conduct compliance training.

Show More

1 Compliance Training Jobs

No jobs at selected location

11. Sarss

demand arrow
high Demand

12. Business Unit Questions

demand arrow
high Demand
Here's how Business Unit Questions is used in Bank Compliance Officer jobs:
  • Performed regulatory analysis and research responding to and resolving business unit questions relating to Retail lending and deposit compliance regulations.

Show More

13. Compliance Program

demand arrow
high Demand
Here's how Compliance Program is used in Bank Compliance Officer jobs:
  • Develop regulatory compliance program, interpreting and applying extensive compliance matters.
  • Administered and maintained Compliance Program.

Show More

1 Compliance Program Jobs

No jobs at selected location

14. Loan Portfolio

demand arrow
high Demand

15. Cras

demand arrow
average Demand

16. Hmda

demand arrow
average Demand
Here's how Hmda is used in Bank Compliance Officer jobs:
  • Created policies, procedures, and trained bank staff regarding HMDA reporting.
  • Review loan files for HMDA data and add to the LAR.

Show More

17. Oversaw

demand arrow
average Demand

18. Bank Products

demand arrow
average Demand

19. Anti-Money

demand arrow
average Demand
Here's how Anti-Money is used in Bank Compliance Officer jobs:
  • Manage all aspects of Global Transaction Banking (GTB) and Anti-Money Laundering (AML) Compliance.
  • Certified by Citi as AMLCO (Anti-Money Laundering Compliance Officer).

Show More

20. Currency Transaction Reports

demand arrow
average Demand
Here's how Currency Transaction Reports is used in Bank Compliance Officer jobs:
  • Filed Suspicious Activity and Currency Transaction Reports with the Financial Crimes Enforcement Network and communicated results with Federal Law Enforcement Agencies.

Show More

21. Fdic

demand arrow
average Demand

22. Compliance Risk

demand arrow
average Demand
Here's how Compliance Risk is used in Bank Compliance Officer jobs:
  • Advised business units on compliance risk, supervised and provided approval for changes to business unit operations.

Show More

23. Business Lines

demand arrow
average Demand
Here's how Business Lines is used in Bank Compliance Officer jobs:
  • Develop and provide frequent training to business lines on regulatory concerns from a Compliance perspective.
  • Review High Risk Recommendation Forms from Business lines existing and prospective clients.

Show More

24. Real Estate

demand arrow
average Demand
Here's how Real Estate is used in Bank Compliance Officer jobs:
  • Developed and managed a $10 million portfolio of commercial, retail and real estate loans in suburban markets.
  • Assisted in analysis and documentation review of real estate, commercial, and consumer loan files.

Show More

25. Customer Service

demand arrow
average Demand

26. KYC

demand arrow
average Demand
Here's how KYC is used in Bank Compliance Officer jobs:
  • Retail Services: Account Review Team; Account Review Specialist-KYC
  • Created and record KYC Documentation request records in Dox, following CDG requirements.

Show More

27. Community Bank

demand arrow
average Demand
Here's how Community Bank is used in Bank Compliance Officer jobs:
  • Certified Community Bank Compliance Officer (CCBCO) Conduct and coordinate compliance monitoring and training outlined in the Compliance Program.

Show More

28. Customer Accounts

demand arrow
average Demand
Here's how Customer Accounts is used in Bank Compliance Officer jobs:
  • Perform various information system duties, including researching customer records, file maintaining customer accounts and system information.
  • Create custom reports to troubleshoot or solve various issues with customer accounts or management's requests.
  • Work within regulations to audit customer accounts and ensure accounting compliance.

Show More

29. Risk Management

demand arrow
average Demand

30. Compliance Policies

demand arrow
low Demand
Here's how Compliance Policies is used in Bank Compliance Officer jobs:
  • Create and ensure the execution of in-house reviews to test compliance policies and procedures and coordinate follow-up action by affected departments.
  • Maintain the Bank's CRA and Loan compliance policies procedures including preparing revised polices when needed.
  • Write compliance policies and procedures.

Show More

31. Training Programs

demand arrow
low Demand
Here's how Training Programs is used in Bank Compliance Officer jobs:
  • Conduct employee training programs and seminars encompassing all areas of banking operations.

Show More

32. Law Enforcement

demand arrow
low Demand
Here's how Law Enforcement is used in Bank Compliance Officer jobs:
  • Work closely with law enforcement to audit suspicious account activity.

Show More

33. Compliance Reviews

demand arrow
low Demand
Here's how Compliance Reviews is used in Bank Compliance Officer jobs:
  • Initiated and performed monthly Compliance reviews of Deposits and Lending departments to identify and address compliance weaknesses.

Show More

34. State Regulations

demand arrow
low Demand

35. OCC

demand arrow
low Demand
Here's how OCC is used in Bank Compliance Officer jobs:
  • Interact with OCC, FDIC, SEC and State regulators with respect to regulatory examinations and/or inquiries.

Show More

36. Compliance Matters

demand arrow
low Demand

37. PEP

demand arrow
low Demand
Here's how PEP is used in Bank Compliance Officer jobs:
  • Conducted know-your-customer (KYC) onboarding verification for accounts and enhanced due diligence for OFAC, PEP, and high-risk customers.

Show More

38. SME

demand arrow
low Demand
Here's how SME is used in Bank Compliance Officer jobs:
  • Performed various risk assessments and assisted in coordinating viable solutions to manage identified risks.
  • Document and analyze compliance risk assessments to address the need for additional compliance testing or controls.
  • Performed and documented the bank-wide BSA risk assessment which received approval from Federal regulators.
  • Establish and maintain a solid compliance control and risk assessment framework.
  • Maintain division GLBA Privacy Risk Assessment and necessary updates.
  • Updated 20+ risk assessments identifying all impacted bank policies and procedures globally on new or existing swap and security-based swap regulations.
  • Conducted ongoing risk assessment of all products and services and reevaluate transaction risk regularly.

Show More

39. Company Policies

demand arrow
low Demand
Here's how Company Policies is used in Bank Compliance Officer jobs:
  • Ensured strict adherence to company policies and procedural guidelines.
  • Determine compliance with Company policies, standards, procedures and applicable government regulations.

Show More

40. Audit Committee

demand arrow
low Demand
Here's how Audit Committee is used in Bank Compliance Officer jobs:
  • Presented final audit reports to the audit committee and presented recommendations to bank management.
  • Report monthly to Audit Committee.

Show More

41. Disaster Recovery Records

demand arrow
low Demand

42. Fincen

demand arrow
low Demand
Here's how Fincen is used in Bank Compliance Officer jobs:
  • Completed suspicious activity reports (SARs) to notify FinCEN of suspected incidents of money laundering or fraud.

Show More

43. SOX

demand arrow
low Demand
Here's how SOX is used in Bank Compliance Officer jobs:
  • Coordinated all RCSA testing, SOX 404, KRIs and associated reporting.

Show More

44. Bank Staff

demand arrow
low Demand

45. CIP

demand arrow
low Demand
Here's how CIP is used in Bank Compliance Officer jobs:
  • Participated in system enhancements for DOX and CDR Imaging System as well as participating in internal and external Audits.
  • Monitor principal and income balances for all trust accounts and address underlying issues relating to overdrafts with Client Advisors.

Show More

46. Control Room

demand arrow
low Demand

47. Appropriate Control

demand arrow
low Demand
Here's how Appropriate Control is used in Bank Compliance Officer jobs:
  • Worked closely with Compliance Manager, Retail Management and Corporate Compliance to recommend appropriate controls in areas needing improvement.

Show More

48. Financial Statements

demand arrow
low Demand
Here's how Financial Statements is used in Bank Compliance Officer jobs:
  • Construct detailed reports outlining risks and mitigations of activity observed on financial statements.

Show More

49. Compliance Procedures

demand arrow
low Demand

50. Business Practices

demand arrow
low Demand
Here's how Business Practices is used in Bank Compliance Officer jobs:
  • Analyzed all changes to state and federal consumer lending regulations and implemented changes to business practices as necessary.

Show More

Bank Compliance Officer Jobs

NO RESULTS

Aw snap, no jobs found.

20 Most Common Skills For A Bank Compliance Officer

Audit Procedures

16.8%

Ensure Compliance

12.7%

AML

7.0%

Suspicious Activity

6.8%

Secrecy

6.0%

Financial Crimes

5.7%

Risk Assessments

4.6%

BSA

4.3%

Ofac

4.3%

Compliance Training

3.8%

Sarss

3.3%

Business Unit Questions

3.3%

Compliance Program

3.0%

Loan Portfolio

3.0%

Cras

2.7%

Hmda

2.7%

Oversaw

2.7%

Bank Products

2.7%

Anti-Money

2.4%

Currency Transaction Reports

2.2%
Show More

Typical Skill-Sets Required For A Bank Compliance Officer

Rank Skill
1 Audit Procedures 12.2%
2 Ensure Compliance 9.2%
3 AML 5.1%
4 Suspicious Activity 4.9%
5 Secrecy 4.3%
6 Financial Crimes 4.1%
7 Risk Assessments 3.3%
8 BSA 3.1%
9 Ofac 3.1%
10 Compliance Training 2.8%
11 Sarss 2.4%
12 Business Unit Questions 2.4%
13 Compliance Program 2.2%
14 Loan Portfolio 2.2%
15 Cras 2.0%
16 Hmda 2.0%
17 Oversaw 2.0%
18 Bank Products 2.0%
19 Anti-Money 1.8%
20 Currency Transaction Reports 1.6%
21 Fdic 1.4%
22 Compliance Risk 1.4%
23 Business Lines 1.4%
24 Real Estate 1.4%
25 Customer Service 1.4%
26 KYC 1.4%
27 Community Bank 1.2%
28 Customer Accounts 1.0%
29 Risk Management 1.0%
30 Compliance Policies 1.0%
31 Training Programs 1.0%
32 Law Enforcement 1.0%
33 Compliance Reviews 1.0%
34 State Regulations 1.0%
35 OCC 1.0%
36 Compliance Matters 1.0%
37 PEP 0.8%
38 SME 0.8%
39 Company Policies 0.8%
40 Audit Committee 0.8%
41 Disaster Recovery Records 0.8%
42 Fincen 0.6%
43 SOX 0.6%
44 Bank Staff 0.6%
45 CIP 0.6%
46 Control Room 0.6%
47 Appropriate Control 0.6%
48 Financial Statements 0.6%
49 Compliance Procedures 0.6%
50 Business Practices 0.6%
{[{skill.rank}]} {[{skill.name}]} {[{skill.percentageDisplay}]}%
Show More

2,620 Bank Compliance Officer Jobs

Where do you want to work?

To get started, tell us where you'd like to work.
Sorry, we can't find that. Please try a different city or state.