Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
This position coordinates with all lines of business and risk areas during the enterprise risk assessment process, assist with performing second line of defense for Strategic and Reputation Risk management, and perform assigned tasks in support of team projects or ad hoc requests.
Responsibilities
Include but are not limited to
Enterprise Risk Assessment
Support the quarterly bank-wide Enterprise Risk Assessment (ERA) process and contribute to the ERA reports.
Assist in evaluating the effectiveness of the ERA process including aggregation methodology and data analysis, and help with identifying areas of improvement.
Support the update of the relevant governance documents, including the enterprise risk assessment procedure.
Support user access requests and enhancement/feature testing related to ERA platform.
FLU Risk Manager Management
Assist ERA team in management of FLURM meetings and communication.
Support development of FLURM skill assessment and performance evaluation template.
Support coordination of FLURM skill assessment and performance evaluation.
Control Testing
Support the bank-wide control testing initiative and relevant action items in the strategic and reputation risk areas, including enhancing control inventory, management of control testing tool, and refining testing methodology and process.
Strategic Risk Management
Assist in performing as the 2nd line of defense for Strategic Risk, collaborate with all relevant stakeholders in strategic planning, implementation monitoring.
Support the update of the relevant governance documents, including the strategic risk policy/procedure.
Assist with designing and conducting strategic risk related trainings.
Reputation Risk Management
Assist in performing as the 2nd line of defense for Reputation Risk, collaborate with all relevant stakeholders in identifying, monitoring and controlling reputation risk.
Support the update of the relevant governance documents, including the reputation risk policy/procedure.
Assist in designing and conducting reputation risk related trainings.
Project/Reporting Support
Support the ERA team working with key stakeholders across relevant business and risk functions to execute relevant action plans and enhance the ESG/climate risk management practice at the bank, including reporting of ESG related KRI.
Perform assigned tasks in support of team projects, such as methodology enhancement, process streamlining, etc.
Prepare risk management reports for risk committee and other internal stakeholders.
Carry out ad hoc requests, such as methodology research, data analysis, inter-departmental project coordination, etc.
Qualifications
Bachelor's degree is required. Master's degree preferred.
2+ years of relevant experiences in Risk Management Experience.
Risk management certification preferred.
Risk management related general knowledge required, e.g. credit risk, market risk, etc.
Strong project management and problem-solving abilities.
Ability to build strong and productive working relationships, and efficiently coordinate and collaborate tasks with multiple departments and stakeholders.
Bilingual skills (English and Chinese) preferred.
Pay Range
Actual salary is commensurate with candidate's relevant years of experience, skillset, education and other qualifications.
USD $42,000.00 - USD $90,000.00 /Yr.
$42k-90k yearly Auto-Apply 60d+ ago
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Trade Services Department-Supply Chain and Trade Finance AVP
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
The incumbent will provide support to the team with the research, development, marketing for products of Supply Chain Finance, Factoring, Letter of Credit, LC discounting etc.
Responsibilities
Product Development and New Programs Closing
Develop new trade finance products based on client or outside financial institutional needs
Draft, review, and revise legal documentation for trade finance products and services
Draft policy and procedures for new products
Communicate legal issues with internal or external counsel when necessary
Go through the appropriate procedure for the new products if necessary
Prepare Credit Recommendation reports (CRR) together with relationship department and present to Credit Risk Subcommittee for approval
Prepare Head Office level Credit Recommendation reports with relationship department
Follow up with clients for the KYC documents and transactional documents
Coordinate within TSD and with LCD if necessary to close the new programs
Marketing
Promote the Bank's Supply Chain Finance, Factoring, Letter of Credit, LC discounting according to department assignments and the bank's strategy
Serve as a coordinator for client meetings and trade finance marketing events
Prepare pitchbooks and other presentation materials
Meet prospective clients to perform due diligence and tailor products and services to meet the needs of both the customer and the Bank
Serve as contact point for professional organizations that promote factoring products
Maintain relationships with corporate clients
Maintain and establish new relationships with financial institutions to support the bank, insurance companies, funds etc., and its clients
Respond to general customer enquiries about trade finance products and services
Client Account Management and Operations Support
Serve as chief contact point for communication with existing clients, coordinate with operation team and compliance team provide clients the product solution
Monitor Supply Chain Finance, Factoring, Letter of Credit, LC discounting etc. balance and repayment for the assigned accounts
Review and assist with the collection process of overdue invoices
Instruct back office on policy and procedures for new factoring and supply chain finance products
Provide assistance in daily operations for related trade finance transactions
Check edifactoring.com and send EDI messages for Factoring transactions if necessary
Compliance and Major Risks Control
Follow the Bank's policy and departmental compliance and risk control procedures when developing new customer relationships and accept transactions
Follow the principles of the Bank's risk appetite when developing new products and onboarding new customers
Support KYC team to conduct KYC and customer due diligence in accordance to Bank's Policy and departmental KYC procedures
Follow the Bank's new product management policy and procedures when develop new products
Monitor and control credit risk, performing post-lending in accordance to the requirements of the bank's and departmental credit risks control procedures and post lending management procedures
Detect and escalate red flags and unusual activities to supervisor and the Middle Desk
Keep abreast of compliance and regulatory requirements by attending BSA, AML, KYC and any other compliance or risk control seminars and trainings
Successfully complete all mandatory trainings on time
Update procedures respective to the function as needed or on an annual basis minimum
Responsible for providing timely responses regarding internal/external Audits, assessments/Reviews, and respective remediation as needed
Report any known deficiencies in bank systems and or bank/departmental process for consideration as a Management Self- Identified Issues (MSII); suspected fraudulent activity; accounting concerns; and/or security issues
Adhere to departmental and bank wide policies and procedures and strategies in daily activity
Execute daily duties in a professional manner that would protect the Bank's reputation
Qualifications
Bachelor's degree in business, finance, accounting or economics required
Minimum 4 years of experience in Corporate Finance and Trade Finance required
Minimum 2 years of experience in credit analysis and underwriting
General understanding in Trade Finance and Trade Services products, including Factoring and Supply Chain Finance, Letter of Credit, LC discounting
Bilingual in Mandarin preferred
CDCS or FCI certificate preferred
Pay Range
USD $65,000.00 - USD $150,000.00 /Yr.
$65k-150k yearly Auto-Apply 7d ago
Account Service Representative
Oppenheimer & Co. Inc. 4.7
New York, NY job
Who We Are:
Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full-service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
Job Description:
Oppenheimer Asset Management (OAM) offers high net worth and institutional investors the opportunity to participate in a wide range of traditional and non-traditional investment strategies.
The Account Services Group is responsible for servicing all programs offered by OAM. We are looking for a highly motivated self-starter who is interested in a career in Asset Management Administration. Candidate must possess the ability to multi-task and manage multiple domestic and international client relationships in addition to the following:
Candidate Requirements:
Proficiency in Microsoft Excel with knowledge of lookups and intermediate functions.
Highly effective communication skills, verbal and written, with ability to work in a team environment.
Above average organization, prioritization and problem solving skill set while performing numerous miscellaneous account administrative duties.
Ideal candidate has a strong understanding of investment products (stock, bonds, ETFs, fixed income, etc.) and overall securities brokerage operations.
Responsibilities:
Ensuring that prospective investors meet suitability requirements and standards to invest in a structured program while complying with anti-money laundering guidelines.
Processing investor advisory agreements, and translating the information in client data bases.
Interacting with financial advisors, sales assistants, custodians and third-party service providers.
Coordinating with third party managers reviewing account opening documents and client restrictions to ensure client funds are invested in a timely manner while adhering to the client signed agreement.
Sending regulatory and firm required client correspondence to clients where needed.
Producing / reviewing ad hoc reports for senior management.
Providing a high quality of service to financial advisers and their clients who are predominately high net worth and institutional investors.
Contributing to internal project initiatives and helping to coordinate the launch of new product offerings and communication with third party vendors and managers.
Facing off with the broker dealer for prompt resolution of client inquires, knowing when situations need to be escalated to senior management.
Compensation:
For job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs. A reasonable estimate of the current base salary range is $55,000.00 - $65,000.00 at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.
$55k-65k yearly 6d ago
Research Associate - P&C Insurance
Oppenheimer & Co 4.7
New York, NY job
Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full-service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
Job Description:
Oppenheimer & Co. Inc., a leading investment bank, is currently seeking an equity research associate to support the P&C Insurance franchise. The position is located in NYC.
Our ideal candidate has had some equity research experience (exposure to finance, accounting and proficient at modeling) and has a working knowledge of the insurance industry, though we will consider all qualified candidates. Strong analytical skills, the ability to work under pressure, and to work collegially with the senior analyst are requirements. The research associate will work in conjunction with and support the lead analyst on the team on all aspects of developing and marketing equity research products, including research reports, models, and industry analysis.
The position demands independence, initiative, and entrepreneurship, as the associate will gain responsibility over a broad array of financial model building and updating, report writing, and other duties. Attention to detail, a strong work ethic, and ability to multi-task are also critical.
In addition to the above, we look for people who possess, or have the potential to possess, the following characteristics:
* Strong financial modeling, accounting, valuation, and quantitative skills. Associates are responsible for building and maintaining integrated I/S, B/S, and C/F models, and for organizing and maintaining industry data.
* Strong writing and analytical skills. Associates are responsible for writing and producing company initiations, equity research reports, and marketing presentations.
* A passion for the stock market, the insurance industry, and equity research. It is highly advantageous to have exposure to the financial markets and equity research, as well as an understanding of the day-to-day responsibilities of an equity research associate.
* Strong sales and communication skills. Associates will interact with internal sales and trading and external clients. Responsiveness and professionalism is important.
* Ability to work independently, and initiate and accomplish projects with minimal supervision. Self-starters with a strong work ethic are highly desirable and is a necessary skill given the demands of working on Wall Street.
* Ability to organize, prioritize and manage multiple projects simultaneously.
* PC skills: the position requires strong Excel skills and a fair command of Word, PowerPoint, Bloomberg and FactSet.
* Most preferred are candidates with a BA in Finance and/or CFA and already FINRA registered (SIE, Series 7, 63, 86, 87). However, we will consider other strong candidates without these credentials too.
Compensation:
For job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs. A reasonable estimate of the current base salary range is $100,000.00 - $150,000.00 at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.
$100k-150k yearly 60d+ ago
Investment Banking Sr. Associate / Director - Healthcare Life Sciences
Oppenheimer & Co 4.7
New York, NY job
Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer, With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
Our Investment Banking Team is committed to providing in-depth industry knowledge and delivering creative, market-based strategies to clients in all major industries, with a specific focus on Consumer and Retail, Energy, Financial Institutions, Healthcare, Industrial Growth and Services, Rental Services, Technology, Media and Communications as well as Transportation and Logistics. Our range of services include Equity Capital Markets, Debt Capital Markets, Mergers and Acquisitions as well as Debt Advisory & Restructuring. This combination of industry and product groups enables the firm to deliver advice, strategies and capital with a universal banking approach to our targeted client high growth, entrepreneurial, middle market companies.
Job Description
Our Healthcare Life Sciences team is actively looking for an experienced Sr. Associate or VP/Director for our New York office. The candidate will be working closely with senior members of the Healthcare Group to prepare valuations, prepare analyses and participate in due diligence and drafting sessions for public offerings. Additionally, the candidate will also be responsible for structuring and executing transactions, and often function as a backup for relationships with important clients as well as be the key contact for some clients.
Responsibilities:
* Conduct scientific and clinical analysis of therapeutic areas, drug mechanisms, development pipelines, and competitive landscapes to inform strategic positioning and transaction narratives
* Support new business (for both public and private clients) and marketing initiatives as appropriate
* Lead day-to-day transaction execution under direction of Managing Directors
* Lead pitch drafting as well as transaction marketing documents
* Originate and execute transactions including Initial Public Offerings, Follow-on Public Offerings, CMPOs, RDs, PIPEs, Private Placements, Convertible Note Offerings, and Mergers and Acquisitions
* Manage and execute on buyer interaction, transaction due diligence, etc.
* Review and oversee development of financial models, valuation analyses, research
* Liaise with both internal and external parties (including corporate issuers, financial sponsors, legal counsel, among others) to expand corporate relationships and drive day-to-day deal process
* Review and oversee development of financial models, valuation analyses, research
Qualifications:
* Bachelors Degree required
* 4-6 years of investment banking, equity research or healthcare industry experience required
* Science background with an MD, PhD or PharmD strongly preferred
* Sales driven mentality with confident interpersonal skills to interact with clients and manage team members
* Demonstrated aptitude for quantitative and qualitative analysis
* Exceptional communication skills and executive presence, both verbal and written
* Elevated attention to detail and consistency in work product
* High degree of maturity, integrity, demonstrated leadership skills and work ethic
* Self-starting team player who excels in a fast-paced, entrepreneurial, challenging work environment
* SIE, 79, 63 FINRA registrations required at time of hiring or shortly thereafter
Compensation:
For job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. This salary range is specific to New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs. A reasonable estimate of the current base salary range is $160,000.00 - $200,000.00 at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
This is a mid senior level position within the IT function responsible for managing the bank's IT fixed assets and inventories. The successful candidate will play a key role in ensuring the accuracy and integrity of asset records, conducting regular audits, and supporting the IT Team in optimizing asset utilization.
Responsibilities
Asset Tracking & Management:
Implement and maintain an IT asset management (ITAM) system that supports compliance requirements, including tracking asset location, ownership, lifecycle status, and associated costs.
Ensure the ITAM system integrates with other relevant systems (e.g., procurement, help desk).
Generate reports on asset utilization, depreciation, lifecycle costs, and other key metrics, providing insights for informed decision making and demonstrating compliance with financial reporting regulations.
Collaborate with IT teams (e.g., Network, Systems, Help Desk, Security) to ensure accurate asset data capture and reporting throughout the asset lifecycle, adhering to established change management procedures. This includes documenting all changes to asset configurations and locations.
Implement and enforce asset tagging and labeling standards to facilitate accurate tracking and accountability.
Inventory Management:
Manage inventory levels of IT consumables, such as spare parts, cables, and office supplies.
Process purchase orders and track deliveries of IT equipment and supplies.
Maintain adequate inventory levels to support business operations and minimize downtime.
Conduct periodic reviews of inventory levels and identify opportunities for cost optimization.
Asset Disposition:
Oversee the decommissioning and disposal of obsolete or surplus IT equipment in accordance with company policies and regulatory requirements.
Ensure proper data sanitization and secure disposal of electronic waste.
IT Support & Collaboration:
Collaborate with IT teams to ensure accurate asset data is captured during deployments and installations.
Provide support to IT staff on asset related queries and issues.
Assist in the implementation of new IT initiatives and projects related to asset management.
Audit & Compliance:
Assist with internal and external audits related to IT assets and inventory.
Ensure compliance with relevant industry standards and regulatory requirements.
Qualifications
Bachelor's degree in Information Technology, Computer Science, or a related field preferred.
Minimum 4 years of IT asset management or inventory control required.
Minimum 4 years of IT technical work experience required.
Preferred certifications: CCNP, CCNA), server administration, or other relevant IT certifications (e.g., MCSE, CompTIA)
Bilingual ability in Mandarin
Experience in a banking or financial institution is highly preferred.
Experience in compliance and regulations are highly preferred.
Pay Range
Actual salary is commensurate with candidate's relevant years of experience, skillset, education and other qualifications.
USD $65,000.00 - USD $150,000.00 /Yr.
$65k-150k yearly Auto-Apply 60d+ ago
Associate, Corp Affrs, Brand & Marketing
Standard Chartered 4.8
New York, NY job
Apply now Work Type: Hybrid Working Employment Type: Permanent Job Description: The role will directly support the Corporate Affairs, Brand & Marketing, Americas (CABM) team by providing administrative, operational and business planning and business continuity duties, including but not limited to handling confidential/sensitive matters and materials, proactively anticipating and managing work requirements, acting as a professional representative of the CABM functions with all internal and external stakeholders, prioritizing and sharing information between teams and stakeholders, and supporting CABM in achieving individual and team objectives. This role will also play a key role in managing the Governance responsibilities of the CABM Americas function.
RESPONSIBILITIES
Strategy
* Support CABM team in delivering the CABM strategies for the region
* Compile, organize and support agenda setting for meetings of the CABM team
* Update necessary plans and calendars
Business
* Primary contact for all business and trade associations of the Bank where relevant
* Assist in the preparation, delivery and post-event activities for internal and external events within CABM, including:
* Event Logistics & Planning
* Internal Communications
* Creation of marketing/promotional materials
* Event briefs and post event reviews
* Shipping, packing, receiving duties
Day-to-Day Tasks
* Assist in organizing staff engagement events (e.g. town halls), volunteering and fundraising opportunities
* Act as a Brand Champion for Standard Chartered, supporting the team in ensuring brand guidelines are adhered to
* Assist with internal communications - draft written communications, help to collect and provide content for Update Americas and other internal communications channels
* Help manage content on Americas digital sites and provide support for staff on usage
* Assist with the production of fact sheets, posters, notices
* Monitor the CABM Americas mailboxes and respond to queries from employees
Processes
* Provide full administrative support to Head of CABM, Americas and CABM Americas team
* Manage all bank systems - e.g. ePro, SCBuy, FCS, M7, vendor requests, invoices and payments
* Manage team calendars, organize meetings and teleconferences
* Manage team travel and accommodation requirements
* Manage team expenses and reconciliations
* Assist with necessary team reporting, production of stakeholder reports, presentations
* Departmental Continuity Coordinator for CABM, maintain and update BCP documents
* Maintain all departmental supplies, materials, collateral, e.g. banners, annual reports, stationery
* Work with supply chain management and legal and compliance teams to effectively manage vendors, including sponsorship and donation agreements.
* Identify areas for process improvement and recommend ways to increase functional effectiveness and improve operational efficiencies
Qualifications
* Analytical and numerical skills, strong knowledge of MS Office suite.
* Strong interpersonal skills and multi-cultural awareness and sensitivity.
* Excellent communication skills (written and spoken) and stakeholder management skills.
* Ability to operate within a geographically dispersed and highly varied stakeholder base.
* Ability to collaborate and work dynamically across country, region, business and group stakeholders.
* Strong project management, organisational and administrative skills.
* Ability to effectively prioritise multiple tasks in a high-pressure environment.
* Exemplary integrity, ethics, independence and resilience.
* Ability to work in a matrix organisation, leveraging resources across the organisation to complete deliverables, manage multiple projects and meet strict deadlines.
* Ability to handle sensitive matters at all levels of the organisation with discretion and confidentiality.
* Excellent events management experience.
* Proactive and positive attitude, with a creative eye and good problem-solving skills.
The most important skill:
* Governance management
We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.
Together we:
* Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
* Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
* Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term
What we offer
In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
* Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
* Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
* Flexible working options based around home and office locations, with flexible working patterns.
* Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
* A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
* Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.
Recruitment Assessments
Expected annual base pay range for the role is 80,000 USD to 110,000 USD. The final offer will be determined on an individualised basis using a number of variables, including but not limited to skill set, depth of experience and education, internal relativity, and specific work location. At Standard Chartered Bank, Base pay is only part of the total compensation package. Discretionary variable pay and a range of attractive bank sponsored benefit programs are available and designed to foster employee overall health and well-being including, but not limited to, a best in class 401k plan with up to 8% employer match, robust medical plan coverage with employer funded Health Savings Accounts, inclusive family building benefits, and flexible/hybrid working arrangements for many of our positions subject to role specific considerations
Some of our roles use assessments to help us understand how suitable you are for the role you've applied to. If you are invited to take an assessment, this is great news. It means your application has progressed to an important stage of our recruitment process.
Visit our careers website ******************
Apply now
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$87k-122k yearly est. 20d ago
Associate Commercial Real Estate
Standard Chartered 4.8
New York, NY job
Apply now Work Type: Hybrid Working Employment Type: Permanent Job Description: Key Responsibilities Strategy * Support the business strategy for Commercial Real Estate Financing ('CREF') in the context of the overall Global Banking, clients, and Bank strategy.
* Build trusted relationships with clients, colleagues and industry partners .
Business
* Perform financial and valuation analyses using various methodologies relevant for the CREF US
* Build detailed financial models to evaluate performance under various operating scenarios and to analyze the impact of different capital structures
* Prepare presentation materials for use in client meetings, covering topics such as strategic alternatives, capital markets activity and general corporate finance
* Maintain up to date knowledge on clients and targets
* Involved in day to day project management, execution support and stakeholder management
* Complete all required credit and regulatory examinations
Processes
* Ensure deals are properly screened and selected in line with the Bank's strategy and risk appetite
* Provide input on portfolio risks through the portfolio reviews and escalate to senior management/ risk forums where required.
People & Talent
* Lead through example and build the appropriate culture and values.
* Set appropriate tone and expectations from the team and work in collaboration with risk and control partners.
Risk Management
* Preparation of Business Credit Applications (BCAs) for credit approval process
* Work with Portfolio Analytics & Monitoring ('PAM') and client management teams on the execution and review of new and existing loan transactions
* Escalate risk issues to senior management in the business
Governance
* Awareness and understanding of the regulatory framework, in which the Group operates, and the regulatory requirements and expectations relevant to the role.
Regulatory & Business Conduct
* Display exemplary conduct and live by the Group's Values and Code of Conduct.
* Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
* Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance matters.
Key stakeholders
* Clients of the Bank
* Client Coverage.
* Head of CREF US
* Other CIB verticals e.g., Transaction Banking
* Credit Risk
* Internal Audit
* Legal & Compliance
* Human Resource
Other Responsibilities
* Embed Here for good and Group's brand and values in, USA CIB, Commercial Real Estate Financing ('CREF').
* Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
* Multiple functions: responsibilities associated with the management of the CREF are all laid out in this document (as required).
Skills and Experience
* Manage Conduct
* Risk Management and Internal Controls
* Credit Risk
* Client Experience
* Business - Market Knowledge
* Product line knowledge
Qualifications
* Education University graduate
* Training Completed bank's mandatory and development training
* Languages English
About Standard Chartered
We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.
Together we:
* Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
* Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
* Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term
Expected annual base pay range for the role is 120,000 USD to 150,000 USD. The final offer will be determined on an individualised basis using a number of variables, including but not limited to skill set, depth of experience and education, internal relativity, and specific work location. At Standard Chartered Bank, Base pay is only part of the total compensation package. Discretionary variable pay and a range of attractive bank sponsored benefit programs are available and designed to foster employee overall health and well-being including, but not limited to, a best in class 401k plan with up to 8% employer match, robust medical plan coverage with employer funded Health Savings Accounts, inclusive family building benefits, and flexible/hybrid working arrangements for many of our positions subject to role specific considerations Visit our careers website ******************
What we offer
In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
* Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
* Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
* Flexible working options based around home and office locations, with flexible working patterns.
* Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
* A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
* Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.
Apply now
Information at a Glance
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$103k-138k yearly est. 4d ago
Legal Office Part-Time Staff
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
This position is responsible for assisting in performing independent quality control and risk assessment of daily operations and business transactions of the Branch including performing QA on periodic customer KYC Refresh, new customer on-boarding activities, trigger event reviews, and maintaining appropriate documentation in line with the Bank's policies and procedures; delivering a range of support in the areas of fraud prevention, risk mitigation and quality control; assist in preparing relevant risk management and quality control reports and/or quality assurance reports as required, and performing any other duties as assigned by supervisor and/or Branch Management.
Responsibilities
ABAC Compliance Program
Assist in conducting ABAC risk assessment and ABAC testing across various areas, including Entertainment & Hospitality (E&H), QA by Owner Departments, customers and transactions monitoring, and deliver support in analyses and summaries and recordkeeping of information/documentation provided by Owner Departments, along with effective communication with respective departments;
Assist in the ABAC audit projects and subsequent remediation, serving as the primary documentation contact for such purposes;
Contribute to other implementation projects as requested by the VP/SVP, such as collecting and analyzing centralized E&H records periodically to enhance process efficiency.
Legal Document Drafting, Review, & Negotiation
Assist in developing, reviewing, initial editing and assessment of contracts and other legal documents (mainly vendor contracts) to ensure implementation of key legal risk parameters across all contracts executed by the Bank.
Participating in the bank-wide special projects as assigned by General Counsel, and assisting the project team from legal aspect, including, but not limited to, providing legal advisory, developing bank-wide policies and procedures, consulting and communicating with outside counsel; and
Assisting with other matters assigned by General Counsel, including regulatory interpretation, issue resolution, communication with Head Office regarding legal matters.
Qualifications
Bachelor's degree is required, preferably in Law or other related disciplines. Master's degree or above is highly preferred.
Excellent analytical, interpersonal, verbal and written communications skills are required
Solid experience in legal drafting, researching and writing are required.
Bilingual abilities in English and Chinese are highly preferred
Pay Range
USD $60.00 - USD $80.00 /Hr.
$32k-42k yearly est. Auto-Apply 7d ago
Senior Credit Officer, Data Centers, Specialized Finance Risk
Standard Chartered 4.8
New York, NY job
Apply now Work Type: Hybrid Working Employment Type: Permanent Job Description: We are seeking an experienced Senior Credit Officer to join our exciting global Specialised Finance Risk team at Standard Chartered Bank. The role will have a primary focus on data center exposures. The role will be based in New York or London. The successful candidate will be working with the Chief Credit Officer as well as other colleagues to drive the risk management of the bank's origination, underwriting, and portfolio.
The Specialised Finance Risk team focuses on clients in the following segments Leveraged and Acquisition Finance, Project and Export Finance, Structured Credit, Transportation, Commercial Real Estate and Underwriting.
Key Responsibilities
* Make final credit decisions and rating assessments using subject-matter expertise
* Risk manage a portfolio of unique counterparties and exposures with early-stage detection of credit deterioration, which includes stress testing.
* Work actively with the Bank's business teams to promote revenue growth whilst protecting Standard Chartered Bank against the downside risks through identification, investigation, mitigation and management of risks.
* The candidate will engage in early-stage deal screening and due diligence of new sponsors, borrowers and transactions, with the ability to analyse complex situations to find solutions. The candidate will further influence deal structuring for best-in-class underwriting standards.
* Present periodic portfolio and industry reviews with senior stakeholders and senior Risk partners.
* Design, maintain and effectively communicate risk control parameters to maintain the risk profile in line with the Group's risk appetite.
Skills and Experience
* Sectoral experiences in Commercial Real Estate and Project Finance.
* Ability to make credit risk decisions / recommendations with semi-complete information, but sufficient to form a sound, well-grounded credit view, in a compressed time schedule.
* Effective engagement with borrowers and sponsors.
* Experience in stakeholder management and ability to express and communicate a credit opinion (written and orally).
* Detailed understanding of creditor documentation.
* Strong ability to assess a diverse range of counterparties, asset classes, hedging products and credit scenarios.
* Proficiency in stress testing.
* Holistic risk assessment and evaluation.
Qualifications
* Industry: Significant expertise in project finance and leverage finance.
* Market Knowledge: Substantial experience at the highest level in the banking industry, including demonstrated success in similar role within the same product / business area.
* Risk Management and Control: Demonstrated track record in successful management and ability to manage risk in geographically dispersed and highly varied product base.
* Strong and agile understanding of credit risk, financial analysis and structuring, and their application in lending decisions for single counterparty credit risk appetite. This would be gained from an investment bank or a structured finance group of a major international organization.
* Regulatory Framework and Requirements: Awareness and understanding of regulatory framework in which the bank operates, and the regulatory requirements and expectations relevant to the role.
* Non-technical Skills: Significant relationship management experience - with external stakeholders at the most senior levels, including regulators.
* A desire to grow and learn.
About Standard Chartered
We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.
Together we:
* Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
* Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
* Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term
Expected annual base pay range for the role is 234,230 USD to 325,320 USD. The final offer will be determined on an individualised basis using a number of variables, including but not limited to skill set, depth of experience and education, internal relativity, and specific work location. At Standard Chartered Bank, Base pay is only part of the total compensation package. Discretionary variable pay and a range of attractive bank sponsored benefit programs are available and designed to foster employee overall health and well-being including, but not limited to, a best in class 401k plan with up to 8% employer match, robust medical plan coverage with employer funded Health Savings Accounts, inclusive family building benefits, and flexible/hybrid working arrangements for many of our positions subject to role specific considerations Visit our careers website ******************
What we offer
In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
* Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
* Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
* Flexible working options based around home and office locations, with flexible working patterns.
* Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
* A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
* Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.
Apply now
Information at a Glance
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$131k-180k yearly est. 40d ago
.Net Web API Developer
Oppenheimer & Co 4.7
New York, NY job
Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
Job Description
Oppenheimer & Co. Inc. is seeking a .NET Web API Developer to join our Information Technology team in our New York office. This individual will be responsible for designing, developing, testing, and maintaining server-side logic and APIs for our suite of financial applications. This role involves collaborating closely with front-end developers, database administrators, and business analysts to translate business requirements into efficient, secure, and reliable software solutions. This individual will work on enhancing existing systems, developing new features, and ensuring seamless integration between various platforms. Expertise in managing and interacting with Sybase, SQL Server, and MongoDB databases is crucial for this position.
Responsibilities:
* Design, develop, and maintain high-performance and scalable .NET Web APIs using C# and the .NET Framework/.NET Core
* Collaborate with cross-functional teams to define, design, and ship new features for financial applications
* Develop robust data access layers and integrate APIs with multiple database systems, including Sybase, SQL Server, and MongoDB
* Write clean, maintainable, and efficient code following best practices and established coding standards
* Implement unit testing, integration testing, and performance testing to ensure code quality and application stability
* Troubleshoot, debug, and resolve software defects and production issues in a timely manner
* Participate in code reviews to maintain code quality, share knowledge, and ensure compliance with project standards
* Manage API versioning, documentation (e.g., using Swagger/OpenAPI), and deployment processes
* Stay up-to-date with emerging technologies and industry trends to continuously improve development practices and application performance
* Apply specific knowledge of financial systems and business processes to improve application functionality and reliability, preferred
Skills/Requirements
Experience:
* Minimum of 5+ years of professional experience in .NET web development, specifically with .NET Web API, C#, and the .NET Framework/.NET Core
* Proven experience working with and managing data in Sybase databases (Sybase ASE/IQ), preferred
* Extensive experience with SQL Server database design, T-SQL programming, and performance tuning
* Hands-on experience with MongoDB (or other NoSQL databases), including data modeling and query optimization
* Experience with front-end technologies (e.g., JavaScript, Angular/React) is a plu
Technical Skills:
* Proficiency in building RESTful APIs and microservices architecture
* Strong understanding of object-oriented programming (OOP) principles and design patterns
* Experience with version control systems, preferably Git and Azure DevOps Server
Soft Skills:
* Strong analytical and problem-solving skills
* Excellent communication and collaboration abilities
* Ability to work independently and as part of a team in a fast-paced environment
* Detail-oriented and committed to producing high-quality work
Preferred Qualification:
* Prior experience in the finance industry or working on financial software applications
Compensation:
For job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs. A reasonable estimate of the current base salary range is $110,000.00 - $130,000.00 at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.
$110k-130k yearly 3d ago
HRD - Benefit & Compensation Part-Time Clerk
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
The incumbent will be responsible for the Employee Morale Enhancement Program. S/he is responsible for designing, implementing, and overseeing initiatives aimed at improving employee morale and fostering a positive workplace culture. This role involves developing creative programs, events, and activities that contribute to a supportive and engaging work environment.
Responsibilities
Inlcude but are not limited to:
Design and implement morale enhancement programs to boost employee satisfaction and well-being
Organize and execute events, team-building activities, and recognition ceremonies to celebrate achievements and milestones
Qualifications
Bachelor's degree in business, human resources or related field is required
1-3 years of experience with program and event planning
Detail oriented
Ability to work with a sense of urgency in a dynamic environment
Demonstrated strong problem solving skills
Excellent communication skills, both written and verbal
Pay Range
USD $17.00 - USD $35.00 /Hr.
$17 hourly Auto-Apply 57d ago
Director, FX Options Trader
Standard Chartered 4.8
New York, NY job
Apply now Work Type: Office Working Employment Type: Permanent : RESPONSIBILITIES Strategy * Apply the Bank's business strategy to day to day customer flow, pricing, risk management
* Assist in developing and implementing strategy for FX Options in Americas
* Identify business development opportunities
* Maximise total product income by ensuring effective end to end client risk management/service
* Awareness and understanding of the Group's business strategy and model appropriate to the role
* Mine for new client opportunities that can be monetized, and continue to invest time in building systems to enhance TPI potential
* Engage with our valued customers on a sophisticated leve
Business
* Generate revenue for the bank through trading FX options for the currency block
* Communicate with Global FXO team updating relevant book-runners in case of significant market events during NY hours as per desk procedures.
* Increase SCB's visibility in the region through competitive pricing, market commentaries and idea generation in FX Options
* Understand wider business, economic and market environment in which the firm operates
* Deepen existing client relationships through regular conversations and by giving market colour in line with guidelines
* To work with and Sales/RM to identify new prospects and client opportunities
* To explore new products and structures to increase the breadth and depth of the market
* Manage risk from client trades
* Seek and take advantage of market opportunities
Processes
* Accountable for establishing and maintaining frameworks to ensure FXO processes are efficient, appropriate and compliant.
* Accountable for effective management of operational risks within FXO.
* Exercise all supervisory responsibilities as outlined in the FM Code of Conduct.
* Ensure adherence to all internal and external regulations. Ensure that the business meets its obligations the prevention of money laundering under the Group Policy and Standards and under local laws and regulations. Ensure that there are appropriate and documented internal controls and procedures in place. Monitor the operation of such procedures and controls and regularly review them to ensure that they reflect any changes in products, systems, policy and regulation
People & Talent
* Contribute to continuous process improvement and sharing best practice
* Set and monitor job descriptions and objectives for direct reports where applicable, and provide feedback and rewards in line with their performance against those responsibilities and objectives.
* Employ, engage and retain high quality people, with succession planning for critical roles. Identify, evaluate and action under performers
* Responsibility to review team structure/capacity plans
Risk Management
* Risk-manage global FX Options portfolios during NY market hours as part of global FXO team and the Structured products and Correlation books
* Execute hedging strategies for Complex books and assist global team in developing and executing the game plan
* Assist in development of risk management tools for new structured/correlation products as they are developed
* Where necessary assist with execution of hedging strategies for other FXO books agreed with book-runners, located in other regions
* Responsible for identifying, assessing, monitoring, controlling and mitigating risks to the Group. Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them
* The ability to interpret the Group's financial information, identify key issues based on this information and put in place appropriate controls and measures
* Comply with guidelines as outlined in the annual dealer mandate
* Embed Operational Risk monitoring as an integral part of the business process. Towards this, to effectively carry out the assigned role, if any, under Compliance Risk Management and Operational Risk Management Assurance
* Monitor all major risk issues and concentrations and ensure that trading limits are adhered to by all FXO traders
* Effectively manage the risk from customer transactions
Qualifications
* Undergraduate degree required
* Minimum of 3 years in the Latam FXO space
* Product knowledge and experience in LatAm FXO
Skills and Experienc
* Customer Behaviour and Preferences
* Financial Mathematics
* Investment Performance Measurement
* Market Risk
* Securities Laws and Regulations (SLR) Compliance
* Service Excellence
* Trading
About Standard Chartered
We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.
Together we:
* Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
* Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
* Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term
Expected annual base pay range for the role is 200,000 USD to 250,000 USD. The final offer will be determined on an individualised basis using a number of variables, including but not limited to skill set, depth of experience and education, internal relativity, and specific work location. At Standard Chartered Bank, Base pay is only part of the total compensation package. Discretionary variable pay and a range of attractive bank sponsored benefit programs are available and designed to foster employee overall health and well-being including, but not limited to, a best in class 401k plan with up to 8% employer match, robust medical plan coverage with employer funded Health Savings Accounts, inclusive family building benefits, and flexible/hybrid working arrangements for many of our positions subject to role specific considerations.
Visit our careers website ******************
What we offer
In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
* Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
* Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
* Flexible working options based around home and office locations, with flexible working patterns.
* Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
* A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
* Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.
Apply now
Information at a Glance
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$124k-202k yearly est. 49d ago
Staff Auditor
Oppenheimer & Co 4.7
New York, NY job
Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
Job Description:
Oppenheimer & Co. Inc. is seeking a Staff Auditor to join our Internal Audit Department in New York. In this role, the auditor will participate in risk-based audits across the Firms business lines and support functionsincluding brokerage operations, trading, supervisory processes, investment advisory and asset managementto assess the effectiveness of internal controls, regulatory compliance, and operational efficiency. Working under the direction of Internal Audit leadership, the Staff Auditor will assist with audit planning, fieldwork, and reporting activities in accordance with professional auditing standards and regulatory expectations, and collaborate with business partners in a fast-paced environment.
Responsibilities:
* Conducts an internal audit under the general direction of the Head of Internal Audit or designee in compliance with audit standards, schedules and regulatory expectations
* Perform Sarbanes-Oxley, SSAE-18 and FINRA 3130 testing
* Develop an understanding of the function/department and how it relates to other areas of the firm
* Develop written deliverables, including a planning memo, risk and control matrix, testing procedures and a draft audit report
* Evaluate audit test results and discuss potential issues with the Head of Internal Audit
* Present audit findings and recommendations and discuss their implications with the auditee
* Prepare and maintain audit documentation in accordance with industry highest quality standards and internal approved guidelines
* Keep current with audit best practices, industry knowledge and regulations through continuing education
Skills/Requirements:
* Bachelors Degree in Accounting, Finance, Business or a related field
* Up to 4 years of Internal Audit experience; relevant industry experience preferred
* Excellent written and verbal communication skills
* Excellent analytical ability and problem solving skills
* A high degree of initiative, inquisitiveness, enthusiasm and attention to detail
* Eager to stay ahead of industry trends and best practices
* Strong understanding of internal control concepts, audit principles, and risk assessment
* Familiarity with securities industry operations, FINRA/SEC regulatory environment, and broker-dealer supervisory processes is a plus
* Proficiency with Microsoft Office (Excel, Word, PowerPoint, Visio); experience with data analysis tools (e.g., IDEA, Tableau) is a plus
* CIA, CPA, or CFE certifications or progress toward certification is preferred, but not required
Compensation:
For job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs. A reasonable estimate of the current base salary range is $95,000.00 - $120,000.00 at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.
$95k-120k yearly 60d+ ago
Operational Risk Management Department - Op Risk Incident Management New Activities Risk Management(IMNARM) AVP/VP
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
The incumbent will take the lead in event management for NYB, oversee new activity management, manage product and associate risk management, handle operational risk Key Risk Indicator (KRI) management, and direct the rectification of operational risk issues.
Responsibilities
Include but are not limited to:
Operational Risk Identification & Assessment:
Comprehensive Risk Source Identification: Systematically identify potential operational risks across the institution's products, services, business processes, systems, personnel, and external events.
Risk Assessment: Conduct qualitative and quantitative assessments of identified or potential risks to determine their likelihood, impact and potential loss.
Risk Classification: Classify and prioritize risks based on event or activity characteristics and associated assessment results.
Enhance New Business Risk Management: Strengthen operational risk control capabilities to address increased risks stemming from the growth of new business.
Assist in additional IMNARM program activities: Participate in projects to strengthen team development and coverage.
Risk Control & Mitigation:
Develop Risk Control Measures: Formulate appropriate risk control measures based on risk assessment results, such as optimizing business processes, enhancing system monitoring, and improving employee training.
Implement Risk Mitigation Measures: Actively implement measures to mitigate risks, reducing the probability of occurrence and the severity of losses.
Continuous Risk Monitoring: Regularly evaluate and challenge the effectiveness of risk control measures and adjust them as needed.
Key Risk Indicator (KRI) and Key Performance Indicator (KPI) Monitoring: Monitor all operational risk-related KRIs and KPIs, promptly investigating any breaches of limits or alert thresholds.
Regulatory Compliance:
Adhere to Regulatory Requirements: Ensure the institution's operational risk management and new business development comply with regulatory requirements. Keep abreast of key regulatory guidance and requirements impacting
Facilitate Regulatory Inspections: Actively cooperate with regulatory inspections and promptly rectify any identified issues
Qualifications
Bachelor's degree is required for this position.
A minimum of 6 years of experience in the Banking industry and risk management is required for VP level; A minimum of 4 years of experience in the Banking industry and risk management is required for AVP level.
Knowledge of operational or enterprise risk management concepts, framework, methods, and good governance practices.
Proficiency in Microsoft Excel, PowerPoint, and other reporting tools; experience with GRC tool is a plus.
Proficiency in Mandarin is a plus.
Pay Range
USD $65,000.00 - USD $230,000.00 /Yr.
$76k-105k yearly est. Auto-Apply 46d ago
Enterprise Risk Management Department Risk Data Aggregation Intern
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
The intern will work with the Risk Data Aggregation Team in our Enterprise Risk Management Department and support testing, modeling, and reporting.
Responsibilities
Job responsibilities include but are not limited to:
Support developing and testing risk management related platform features using Spring Boot, Vue.js, and Element UI.
Manage basic database tasks and write SQL queries.
Work with the team on risk models and reporting.
Learn quickly and solve technical issues.
Documentation work.
Qualifications
Knowledge of IT and at least one programming language.
Preferred skills in Spring Boot, Vue.js, Element UI, and basic SQL.
Interest in risk management, especially in commercial banking.
Strong teamwork and fast learning abilities.
Strong problem-solving and communication skills.
Currently studying or recently graduated in a relevant field.
Pay Range
Actual salary is commensurate with candidate's relevant years of experience, skillset, education and other qualifications.
USD $18.00 - USD $18.00 /Hr.
$53k-87k yearly est. Auto-Apply 60d+ ago
America Data Center - Infrastructure & Operations Department - Network and End-user Support (Network) AVP
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
Perform daily operation and maintenance to ensure the optimal performance of the Bank's network infrastructure, and implement network project according to ADC annual work plan or user's request
Responsibilities
Network Project Implementation
Implement network project according to ADC annual work plan or user's request which includes structure design, network hardware and software installation and configuration, testing and production go-live according to Bank's management and technical standard.
Daily Operation and Maintenance of Network
Provide daily operation and technical support to meet user's request or to fix issues, also perform the maintenance to ensure the optimal performance of network, such as health check and report, configuration back up, monitoring and incident handling, patch installation, software upgrade, etc.
Network Design and Optimization
Assist Team Lead for backbone & security network design and optimization, provide expertise advice to network major change, critical issue troubleshooting and new technology testing.
Technical Standard/Guide Documentation
Developing and updating technical standards/guides documents.
Install Equipment and Complete Cabling and Labeling in Computer room
Install IT equipment and complete cabling and labeling work in computer room according to technical standard and operation manual, also be responsible for recording and tracking the IT assert in computer room.
Network hardware and software purchase and inventory management
Execute purchase according to the approved requests and assist section leader for developing annual budget, also assist related department for inventory tracking which includes hardware, software and license.
Audit & External Examination Assistance
Assist Team Lead for audit & external examination required documents preparation and response to questions.
Compliance
Understand, comply with and monitor the activities, if necessary, of all applicable laws and regulations
Qualifications
Bachelor's degree required
Minimum 4 years of Network engineer experience in IT infrastructure area
Minimum 3 years of Switch, router and firewall operation and maintenance experience
Minimum 2 years of Network infrastructure design experience
Cisco CCNP or equivalent professional certificate preferred
Demonstrate proficiency in operation of mainstream network manufacturer's device, such as Cisco, Juniper, etc.
Demonstrate proficiency in main network technology, such as route protocols, layer 2 technology, etc.
Pay Range
USD $65,000.00 - USD $150,000.00 /Yr.
$36k-60k yearly est. Auto-Apply 53d ago
Queens Branch - Banking Department / Teller Section & Safe Deposit Box Section Associate (Assistant Head Teller)
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
Assists Head teller supervises the activities of tellers in receiving and paying out cash and keeping records of transactions related to banking of the Teller Operation Section in the Banking Department, and helps to manage customer service representatives of the Banking Department.
Responsibilities
Supervision of Operation
Backup in absence of the Head teller daily operation.
Assist Head teller ensure that daily branch cash balances kept to the management's guideline.
Assist Head Teller verify and authorize teller transaction function in T24 system.
Assist Head teller print MT103 incoming payment instruction from SAA for teller processing.
Supervise all tellers and assist to solve on job problems.
Countersign and crosscheck daily remittances.
Release the check hold request by residential mortgage section for loan payment.
Review Safe Deposit Box access IN & OUT record log.
Customer Service
Verify identity and signatures of customers for withdrawals from account.
Cash checks for customers.
Handle sales of financial instrument.
Accept outgoing remittance transactions.
Accept RMB cash deposit and withdrawal.
Accept Foreign Currency Exchange.
Balance cash drawer daily (USD and CNY)
Promote and cross-sell banking products to potential customers.
Conduct remittance investigations and input outgoing remittance MT103.
Process all incoming payments credit to proper accounts.
Daily monitor and process ACH transactions that are booked to ACH Suspense accounts.
Process check returned items.
Process check on us return or repost request by ADM Section.
Process Foreign check collection.
Serve customers with friendly, warm and helpful attitudes at all time.
Verify the accuracy of outgoing remittance.
Verify non-customers Information input by other teller or clerk.
Strictly comply with the BOC Global Service Standard & BOC NY Performance Evaluation.
Compliance
Understand, comply with and monitor the activities, if necessary, of all applicable laws and regulations regarding Anti-Money Laundering, Bank Secrecy Act currency transaction reporting and suspicious activity reporting.
Back up supervises and filing of CTR.
Review of update and newly set up of
non-customer profiles.
Verify identity of non-customer by using BOCNY Relationship Sanctions screening system/Bridger Insight.
Report suspicious activities to AVP and/or Branch BSA Officer when necessary.
People Management
Backup in absence of the Head Teller.
Carry out supervisory responsibilities in accordance with the Banking Department's polices and applicable laws to help staff.
Train employees; planning, assigning, and directing work; addressing complaints and resolving problems.
Qualifications
Bachelor's degree is required
Minimum 5 years of Banking experience
Demonstrate People management knowledge, teller operation knowledge, and safe deposit box process knowledge
Bilingual ability in English and Mandarin
Pay Range
Actual salary is commensurate with candidate's relevant years of experience, skillset, education and other qualifications.
USD $42,000.00 - USD $90,000.00 /Yr.
$31k-37k yearly est. Auto-Apply 60d+ ago
Queens Branch - Business Development/Corporate Business Section Associate
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
This incumbent will provide post lending, customer services and underwriting on Small and Medium Enterprise (SME) and corporate loan products. In addition, s/he will complete tasks assigned by the manager and prepare loan analysis and loan recommendations to meet objectives.
Responsibilities
Include but are not limited to
Business Development
Support implementation of the SME development strategies and proactively seize market opportunities to expand client base
Underwrite loan business develop and maintain normal business relationship with customers.
Meet business objectives in the loan operation set by the section head and Branch Manager.
Solicit new corporate customer and meet the target set by department head.
Prepare the CRR and monitor the loan on timely basis.
Participate in various marketing, prospecting and networking activities to enhance Bank's images and build business relationship for prospective new lending opportunities.
Credit Control and Compliance
Handle loan business according to all Bank policies and procedures, as well as OFAC/KYC requirements and inform customers of regulatory compliance requirement
Inform customers of regulatory compliance requirement.
Work and coordinate with the Quality Control Unit and BSA Section to perform customer account reviews for loan customers.
Help to defines high risk business character for current portfolio
Enhance BSA/KYC and risk rating in commercial loan
Operations & Post Lending Customer Service
Ensure all documents required per loan agreement have been obtained and uploaded to the centralized documentation storage, address post lending questions or issues, including updating post lending tickler to ensure receipt of all documents required per loan management
Prepare annual reviews, credit related memos, site visits and presentation reports
Communicate with the Operation Service Department and answer customer inquiries relating to tax, insurance, annual escrow accounts or other post lending questions
Review the completeness of loan application, term sheet preparation, arrange appraiser to appraise the value of properties and order credit reports, review appraisal reports, engineer, environmental and credit reports
Prepare credit recommendation report and commitment letter after loan approval, negotiate loan documentation, arrange closing and prepare the closing documents
Participate in loan business activities to ensure the loan operation complies with policies and regulations, and answer correspondences from customers and maintain ongoing communication
Qualifications
Bachelor's Degree or above, preferred major in Finance, Economics, Accounting or relevant fields
Minimum 2 years of SME and corporate lending experience within Banking
Sound knowledge of due diligence process, regulatory and compliance, as well as credit analysis, Commercial Real Estate, and product knowledge
Proficiency in Microsoft Word, Excel, Access, PowerPoint
Bilingual ability in Mandarin and English required
Pay Range
Actual salary is commensurate with candidate's relevant years of experience, skillset, education and other qualifications.
USD $42,000.00 - USD $90,000.00 /Yr.
$42k-90k yearly Auto-Apply 60d+ ago
Credit Risk Management Department - Loan Workout Group Intern
Bank of China Limited, New York Branch 4.0
Bank of China Limited, New York Branch job in New York, NY
Introduction
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Overview
The intern will assist in daily work of the Loan Work-out Group (LWG), including preparing English and Chinese reports to local committees and HO, collecting and tracking loan data for monthly portfolio reporting and quarterly loans review and preparing other analytical/reporting tasks as needed.
Responsibilities
Prepare Chinese reports and credit packages to HO
Collect and review loan information and data
Prepare meeting agenda and minutes
Schedule committees meeting and collect meeting materials
Maintain updated loan files
Qualifications
Master Degree (preferred), BA or BS required in Business, Economics, finance, management or quantitative science
Critical thinking with good written and oral skills and ability to interact across different business and operation areas
Bilingual ability in English and Chinese required.
Pay Range
Actual salary is commensurate with candidate's relevant years of experience, skillset, education and other qualifications.
USD $18.00 - USD $18.00 /Hr.