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Top 50 Bsa/Aml Compliance Officer Skills

Below we've compiled a list of the most important skills for a Bsa/Aml Compliance Officer. We ranked the top skills based on the percentage of Bsa/Aml Compliance Officer resumes they appeared on. For example, 10.7% of Bsa/Aml Compliance Officer resumes contained Ensure Compliance as a skill. Let's find out what skills a Bsa/Aml Compliance Officer actually needs in order to be successful in the workplace.

These are the most important skills for a Bsa/Aml Compliance Officer:

1. Ensure Compliance

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high Demand
Here's how Ensure Compliance is used in Bsa/Aml Compliance Officer jobs:
  • Assist in the review of local policies and procedures to ensure compliance with regulatory requirements.

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1 Ensure Compliance Jobs

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2. SAR

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high Demand
Here's how SAR is used in Bsa/Aml Compliance Officer jobs:
  • Review appropriate due diligence documentation for accounts, and if necessary obtain additional information to satisfy government and bank regulations.
  • Attended Subpoena and orders received from authorities and initiated required and necessary action for its disposal.
  • Implemented rule-based SAR parameters for the detection of possible suspicious activity in wire transmission.
  • Arranged training by the institutions/professional bodies and maintained necessary records.
  • Review and suggest improvements (where necessary) on customers Risk Rating based on the Customer Risk Assessment Form.
  • Prepared highly detailed and concise written documentation to support reasons why no SAR was deemed necessary.
  • Maintain FinCEN 314(a) and 314 (b) procedures and reporting as necessary.
  • Draft compliance manuals, policies and procedures and other necessary forms related to Business Unit.
  • Drafted, filed and maintained SAR records for risky transactions that potentially violate AML guidelines.
  • Provided training on SAR reporting.
  • Performed transaction monitoring, investigation of suspicious activity and ensured timely SAR filing.
  • Team reviewed multiple SARs filed on suspect and provided guidance regarding mitigation of compliance risk.
  • Use the Internet, Lexis Nexis and Accuity as necessary to perform EDD QA processes.
  • Provided advice on closing of accounts and filing of SARs as applicable.
  • Filed SARs and CTR with Financial Crimes Enforcement Network.
  • Prepare and file all Suspicious Activity Reports (SARs) with FinCEN where regulatory requirements were met regarding reportable activity.
  • Perform 314(a) and 314 (b) Prepare and File SARs.

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3. AML

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high Demand
Here's how AML is used in Bsa/Aml Compliance Officer jobs:
  • Conducted AML/BSA related investigations; ensured all files included supporting documentation and detailed explanations in accordance with regulatory requirements.
  • Inventory all BSA/AML/Sanctions-related policies and procedures throughout the Bank
  • Assist the BSA Program Manager with development, implementation and maintenance of an effective BSA/AML/Sanctions compliance program across all business lines.
  • Assisted agents with development of AML/KYC program, provides guidance during the Independent Review process required by the Patriot Act.
  • Ensured proper execution of CDD and EDD was applied in cases which were warranted to mitigate AML/TF exposure.
  • Review and follow up on documentation and information to meet the Bank's KYC/AML compliance regulatory requirements.
  • Assist with the evaluation and mediation of financial regulatory information utilized to ensure AML/ BSA compliance.
  • Lead AML/KYC/BSA Compliance Officer with CAMS certification; reporting both international & domestic transactions and activities.
  • Conducted complex financial investigations on AML cases and submitted Suspicious Activity Report (SAR) findings.
  • Assisted the Chief Compliance Officer and Senior Compliance Officer with BSA/AML annual risk assessment.
  • Assisted in implementation of the BSA/AML Compliance Program for GMT and its agents.
  • Functioned as representative and subject matter expert for all BSA/AML-related matters.
  • Review prior AML/BSA related suspicious activity reports (SAR's).
  • Assist in the development of BSA/AML/Sanctions compliance training as required.
  • Implemented risk-based BSA/AML policies, procedures, and processes.
  • Updated annual risk assessments, including BSA/AML risk assessment.
  • Managed servicing compliance and AML staff.
  • Assist the branches with any BSA/AML compliance issues.
  • Lead team of BSA/AML Specialists on large Enhanced Due Diligence projects Cross check client information with public records.
  • Ensured compliance with AML Policy and oversee the filing of SARs.

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4. Suspicious Activity

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Here's how Suspicious Activity is used in Bsa/Aml Compliance Officer jobs:
  • Review and analyze daily and monthly MIS reports to identify potential unusual and/or suspicious activity.
  • Review Alerts on The Prime Compliance Suite Monitoring System/BAM and generate cases for potential transactions and suspicious activity.
  • Review and monitor high risk accounts for any suspicious activity.

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5. BSA

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Here's how BSA is used in Bsa/Aml Compliance Officer jobs:
  • Directed and advised management of all aspects related to mortgage lending regulations and guidelines specifically related to AML/BSA and Fair Lending.
  • Oversee and monitor activities of the BSA Managers to ensure timely and effective performance of all responsibilities allocated under this Program.
  • Deliver quarterly reports on the status of the AML/BSA compliance program to the Risk Management Committee and board of directors.
  • Performed Q&A on (AML) comments for accuracy and relevance entered by 6 BSA Analysts.
  • Prepared reports concerning BSA-related risk and activities to the Company Board of Directors and senior management.
  • Draft AML/EDD investigation monitoring procedures as consistent with USA Patriot Act and BSA requirements.
  • File Suspicious Activity Reports on customers violating any law or regulation pertaining BSA.
  • Performed internal audit on the BSA Compliance Department for accuracy and risk.
  • Develop and administer annual employee and Board of Directors BSA training.
  • Assist with the evolution of the AML/BSA policies and procedures.
  • Conducted BSA risk assessments on new products & services.
  • Developed and implemented the entire BSA and Compliance Program.
  • Conduct an annual BSA Risk Assessment review.
  • Served as bank's BSA Officer.
  • Train all Bank employees and Directors to be aware of their responsibilities under the BSA regulations and internal policy guidelines.

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6. Ofac

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Here's how Ofac is used in Bsa/Aml Compliance Officer jobs:
  • Conduct and verify that OFAC rules and regulations are applied and followed for assets from targeted foreign countries and individuals.
  • Assisted in creating, updating and reviewing compliance policies, procedures and guidance/tools related to BSA/AML including KYC and OFAC.
  • Drafted monthly reports to the Board of Directors and Compliance Committee to communicate necessary BSA/AML/OFAC compliance issues and updates.
  • Provide subject matter expertise of all Bank Secrecy Act, USA Patriot Act, and OFAC.
  • Track and record OFAC updates in databases such as EGIFTS, BSA Reporter and similar sources.
  • Help the Popular Community Bank branches in identifying a positive OFAC match.
  • Developed, implement and administer all aspects of the BSA/AML/OFAC compliance program.
  • Maintained Corporate BSA Department Procedure Manual implementing the BSA/AML and OFAC Programs.
  • Develop and oversee AML & OFAC risk-assessment process for the clients.
  • Prepare reports to OFAC as consistent with OFAC reporting requirements.
  • Reviewed OFAC and Customer Identification alerts/matches for possible SAR filings.
  • Worked closely with Regional BSA/AML/OFAC Compliance Manager and Auditors.
  • Administer and manage BSA/AML/OFAC Compliance for regional banks.
  • Conduct OFAC screening on new and existing customers.
  • Reviewed and cleared OFAC data scrubs.
  • Reviewed compliance with the Bank Secrecy Act, USA Patriot Act, and OFAC.
  • Performed quality control reviews and monitor all areas of BSA, U.S. PATRIOT Act, OFAC and Customer Identification Programed compliance.
  • Updated the written BSA/AML and OFAC risk assessments (RAs) at least every 12 months for approval.
  • Perform OFAC investigations on daily basis and update the system everyday based on list provided by SDN.

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7. Risk Assessments

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Here's how Risk Assessments is used in Bsa/Aml Compliance Officer jobs:
  • Conduct Non-AML Annual Risk Assessments for the agency/branch, and identify new and existent risks posed to the Bank's Operations.
  • Conduct the Compliance Annual Regulatory Risk Assessments, and submit report of findings to Senior Management.
  • Support and assist reviewing policies, procedures and risk assessments with appropriate department heads.
  • Perform Risk Assessments of high risk consumer and cash intensive business accounts.

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8. Due Diligence

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Here's how Due Diligence is used in Bsa/Aml Compliance Officer jobs:
  • Performed monthly due diligence on high risk accounts and review monthly high risk flag alerts produced by the monitoring program.
  • Developed and implemented KYC Policies & Procedures; was responsible for agents supervision, due diligence and training.
  • Conducted due diligence on potential customers to determine whether the relationship posed a risk to the Bank.
  • Perform Enhanced Due Diligence reviews on customer accounts and report any suspicious activity that is observed.
  • Performed enhanced due diligence/Know Your Customer (KYC) reviews for business accounts when warranted.
  • Conduct enhance due diligence on high risk entities as suggested for audit review.

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9. Ctrs

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Here's how Ctrs is used in Bsa/Aml Compliance Officer jobs:
  • Filed CTRs within the stated reporting requirements.

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10. Compliance Program

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Here's how Compliance Program is used in Bsa/Aml Compliance Officer jobs:
  • Classified customers base into various Risk categories as per Compliance Program, carried out due diligence based upon that.
  • Recommend revisions of policies and procedures for the general operation of the compliance program and its related activities.
  • Prepare and Facilitate the AML Training Program, as outlined in the Annual Compliance Program.
  • Provided quarterly compliance program updates to the Board of Directors.

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11. Fincen

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12. Secrecy

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Here's how Secrecy is used in Bsa/Aml Compliance Officer jobs:
  • Act as Bank liaison with federal agencies for routine matters pertaining to Bank Secrecy Act requirements.

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13. Know Your Customer

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Here's how Know Your Customer is used in Bsa/Aml Compliance Officer jobs:
  • Conduct comprehensive transactions analysis and compare data with existing Know Your Customer (KYC) information.

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14. Audit Procedures

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15. Anti-Money

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Here's how Anti-Money is used in Bsa/Aml Compliance Officer jobs:
  • Conduct all anti-money laundering investigations and all other incidents of potential loss exposure risk.
  • Implemented policies and procedures on Bank Secrecy Act, Anti-Money Laundering and OFAC regulations.
  • Case Analyst on Bank Secrecy Act and Anti-Money Laundering *Handling of confidential information.

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16. KYC

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Here's how KYC is used in Bsa/Aml Compliance Officer jobs:
  • Performed quality assurance review of KYC information maintained in customer accounts for regulatory compliance.
  • Write recommendations for updates to the KYC, assist lines of businesses in their KYC process.
  • Reviewed costumers profiles to ensure Know Your Costumer (KYC) standards are met.
  • Manage large KYC/AML file reviews for client onboarding for C&IS Hedge Fund Services.

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17. Transaction Reports

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Here's how Transaction Reports is used in Bsa/Aml Compliance Officer jobs:
  • Prepared and filed Suspicious Activity Reports and Currency Transaction Reports.
  • Prepare and submit Suspicious Activity Reports (SARs) and Currency transaction Reports (CTRs).

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18. ACH

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Here's how ACH is used in Bsa/Aml Compliance Officer jobs:
  • Performed risk assessments for IT, payments systems, BSA/AML/OFAC, ACH and remote deposit capture annually, or as needed.
  • Facilitated review of OFAC Compliance program by Internal Auditor attached to New York Branch and attended to the observations made.
  • Review and analysis the of ACH activity and statistics Report for the month.
  • Assess each client s risk profile in light of prescribed corporate risk appetite.
  • Provide training and coaching staff on Compliance subjects.
  • supervised funds transfers, ACH, EFT and e-commerce.

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19. CIP

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Here's how CIP is used in Bsa/Aml Compliance Officer jobs:
  • Review and confirm that the CIP information collected on the customer is adequate and agrees to the supporting documentations.
  • Maintain specific knowledge of laws and regulations regarding BSA/AML/CFT, OFAC and CIP/KYC as applied to overall banking operations.
  • Reviewed KYC/CIP entries and investigated as needed to verify and/or complete missing information.
  • Reviewed and approved KYC/CIP documentation for new accounts and loans.
  • Ensured BSA/AML processes were established to maintain compliance with CIP, KYC, CDD and EDD expectations and regulations.
  • Assist in thedevelopment and implimentation of a new CIP program.
  • Performed annual companywide BSA training for over 400 employees (including CIP/KYC, CDD, OFAC, CTRs and SARs).

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20. EDD

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21. Escalate

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Here's how Escalate is used in Bsa/Aml Compliance Officer jobs:
  • Facilitate compliance with the Identity Theft Prevention Compliance Procedures, and escalate reports of identity theft, as appropriate.
  • Conduct thorough investigations, identify & document issues, determine disposition; and escalate issues to BSA/AML Manager.
  • Identify key AML Issues / Risk, and escalate to the Board of Directors
  • Conduct SAR Committee meetings and escalate issues as appropriate.

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22. OCC

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Here's how OCC is used in Bsa/Aml Compliance Officer jobs:
  • Assist the BSA Officer with coordination of responses to OCC and during examinations.
  • Prepare audit documentation and loan files requested by The OCC.

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23. Fdic

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24. Compliance Training

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Here's how Compliance Training is used in Bsa/Aml Compliance Officer jobs:
  • Develop and assign compliance training for different employee groups within the bank and to the Board of Directors.
  • Provided compliance training to all employees including Board of Directors.

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25. New Accounts

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Here's how New Accounts is used in Bsa/Aml Compliance Officer jobs:
  • Review and analysis Cash Concentration/Debit Cards report Review and analysis of transaction activities for the New Accounts (6 mo.

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26. Bsa/Aml

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Here's how Bsa/Aml is used in Bsa/Aml Compliance Officer jobs:
  • Assess the quality of the institution's BSA/AML program relative to the inherent risk of the institution.
  • Review new procedures and made recommendations to maximize departmental resources and adhere the BSA/AML laws.
  • Develop and implement BSA/AML web-based training course for mandatory annual and new employee training.
  • Develop, maintain, and implement the institution's BSA/AML Compliance program.
  • Arranged external audits of company s BSA/AML compliance program.
  • Maintained company s BSA/AML compliance program manual and polices.
  • Reported findings of BSA/AML Audit to Senior Management.
  • Ensured compilation, periodic review, updation of policies and procedures and compliance manuals for adherence of BSA/AML laws.

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27. Wire Transfers

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Here's how Wire Transfers is used in Bsa/Aml Compliance Officer jobs:
  • Oversee processing of all incoming and outgoing Wire Transfers.

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28. Law Enforcement

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Here's how Law Enforcement is used in Bsa/Aml Compliance Officer jobs:
  • Foster positive relationships with federal and state regulatory and law enforcement authorities.
  • Review and ensure compliance with grand jury and civil subpoenas, summonses, and law enforcement requests for information.

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29. Business Units

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30. CDD

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31. Monthly Reports

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Here's how Monthly Reports is used in Bsa/Aml Compliance Officer jobs:
  • Submit monthly reports to Senior Management.

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32. Red Flags

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Here's how Red Flags is used in Bsa/Aml Compliance Officer jobs:
  • Monitor rule-based and behavioral alerts to identify money laundering and/or fraudulent red flags through FCRM (FISERV) application.
  • Analyze financial records, transactions, and client relationships for suspicious activity associated with money laundering red flags.

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33. Internal Controls

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Here's how Internal Controls is used in Bsa/Aml Compliance Officer jobs:
  • Worked with various departments to establish internal controls and written policies/procedures.
  • Performed Internal Controls and Testing (Audit) for BSA/AML Programs.
  • Arranged external and internal audits of company s internal controls.

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34. Oversaw

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35. Financial Crimes

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Here's how Financial Crimes is used in Bsa/Aml Compliance Officer jobs:
  • Research and utilize intelligence to create training with regards to money laundering and other financial crimes prevalent along the Texas/Mexican Border.
  • Assisted agents in responding to compliance violations and reporting suspicious activity to the Financial Crimes Enforcement Network.
  • Create training and guidance designed to combat money laundering, terrorist financing, and other financial crimes.

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36. Regulatory Guidelines

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Here's how Regulatory Guidelines is used in Bsa/Aml Compliance Officer jobs:
  • Developed and enhanced IT policies, procedures and risk assessments according to regulatory guidelines.
  • Prepared, reviewed, approved and submitted suspicious activity reports (SAR) in compliance with regulatory guidelines and timeframes.

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37. Customer Base

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Here's how Customer Base is used in Bsa/Aml Compliance Officer jobs:
  • Prepared & updated the OFAC Risk Assessment document based upon products being offered, customer base and high Risk areas.
  • Intimate knowledge of customer base and expected activities.

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38. Account Opening

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Here's how Account Opening is used in Bsa/Aml Compliance Officer jobs:
  • Reviewed customer profiles especially correspondent accounts during account opening and at required periodicity.
  • Provide support to branches and other compliance officers in regard to AML issues and account opening procedures.
  • Arranged for Internal and external OFAC trainings for the operation's line people involved in areas like account opening and transactions.

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39. Regulatory Examinations

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Here's how Regulatory Examinations is used in Bsa/Aml Compliance Officer jobs:
  • Liaised with the Regulatory Authorities and to coordinate Regulatory Examinations.
  • Facilitated regulatory examinations; implemented corrective programs as needed.
  • Provided legal support for regulatory examinations.

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40. State Regulations

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41. Hmda

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Here's how Hmda is used in Bsa/Aml Compliance Officer jobs:
  • Conducted internal compliance reviews, including quarterly HMDA reviews.

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42. MSB

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Here's how MSB is used in Bsa/Aml Compliance Officer jobs:

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43. Applicable Laws

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44. Financial Institutions

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45. Mantas

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46. Regulatory Changes

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47. Compliance Policies

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48. SDN

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49. ATM

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50. Executive Management

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Here's how Executive Management is used in Bsa/Aml Compliance Officer jobs:
  • Work closely with Executive Management Team to create and implement new products, services and software for bank.
  • Communicate compliance issues to Senior Executive Management and Board of Directors.

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Bsa/Aml Compliance Officer Jobs

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20 Most Common Skills For A Bsa/Aml Compliance Officer

Ensure Compliance

13.8%

SAR

9.7%

AML

8.8%

Suspicious Activity

8.6%

BSA

8.4%

Ofac

8.4%

Risk Assessments

4.8%

Due Diligence

4.7%

Ctrs

3.6%

Compliance Program

3.4%

Fincen

3.3%

Secrecy

3.1%

Know Your Customer

3.1%

Audit Procedures

2.9%

Anti-Money

2.6%

KYC

2.4%

Transaction Reports

2.2%

ACH

2.1%

CIP

2.1%

EDD

1.9%
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Typical Skill-Sets Required For A Bsa/Aml Compliance Officer

Rank Skill
1 Ensure Compliance 10.7%
2 SAR 7.5%
3 AML 6.8%
4 Suspicious Activity 6.7%
5 BSA 6.6%
6 Ofac 6.6%
7 Risk Assessments 3.7%
8 Due Diligence 3.6%
9 Ctrs 2.8%
10 Compliance Program 2.7%
11 Fincen 2.5%
12 Secrecy 2.4%
13 Know Your Customer 2.4%
14 Audit Procedures 2.3%
15 Anti-Money 2.0%
16 KYC 1.9%
17 Transaction Reports 1.7%
18 ACH 1.6%
19 CIP 1.6%
20 EDD 1.5%
21 Escalate 1.2%
22 OCC 1.1%
23 Fdic 1.1%
24 Compliance Training 1.1%
25 New Accounts 1.1%
26 Bsa/Aml 0.9%
27 Wire Transfers 0.9%
28 Law Enforcement 0.9%
29 Business Units 0.9%
30 CDD 0.8%
31 Monthly Reports 0.8%
32 Red Flags 0.8%
33 Internal Controls 0.8%
34 Oversaw 0.8%
35 Financial Crimes 0.8%
36 Regulatory Guidelines 0.7%
37 Customer Base 0.7%
38 Account Opening 0.7%
39 Regulatory Examinations 0.7%
40 State Regulations 0.7%
41 Hmda 0.5%
42 MSB 0.5%
43 Applicable Laws 0.5%
44 Financial Institutions 0.5%
45 Mantas 0.5%
46 Regulatory Changes 0.5%
47 Compliance Policies 0.5%
48 SDN 0.4%
49 ATM 0.4%
50 Executive Management 0.4%
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