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Compliance analyst skills for your resume and career

Updated January 8, 2025
6 min read
Quoted experts
David Feldman Ph.D.,
Dr. Mark Evans
Compliance analyst example skills
Below we've compiled a list of the most critical compliance analyst skills. We ranked the top skills for compliance analysts based on the percentage of resumes they appeared on. For example, 5.7% of compliance analyst resumes contained powerpoint as a skill. Continue reading to find out what skills a compliance analyst needs to be successful in the workplace.

15 compliance analyst skills for your resume and career

1. PowerPoint

Here's how compliance analysts use powerpoint:
  • Developed, executed, and tested an interactive and comprehensive certification training program for in- house metrics and evaluation using PowerPoint.
  • Developed marketing brochures and PowerPoint slides for public release to increase program awareness.

2. Customer Service

Customer service is the process of offering assistance to all the current and potential customers -- answering questions, fixing problems, and providing excellent service. The main goal of customer service is to build a strong relationship with the customers so that they keep coming back for more business.

Here's how compliance analysts use customer service:
  • Interfaced with members, peers, management and others and provided excellent internal/external customer service in specialized area of regulatory responsibility.
  • Recognized in numerous occasions by the company and external customers for superb organization, documentation compliance and effective customer service.

3. Risk Assessments

The process of analyzing and identifying the acts or events that have the potential to negatively affect an individual, asset, or business is called risk assessment. Risk assessments are important because they form an integral part of an organization as well as occupational safety plans

Here's how compliance analysts use risk assessments:
  • Performed initial and detailed reviews of audited financial statements identifying non-compliance results and characteristics impacting risk assessments and site visits.
  • Conducted risk assessments and internal control audits to ensure compliance with company policies and procedures and regulatory requirements.

4. Regulatory Compliance

Here's how compliance analysts use regulatory compliance:
  • Conducted and maintained HIPAA regulatory compliance training and oversight as well as maintained minimum necessary documentation for all performance improvement projects.
  • Assist with day-to-day activities of the company-wide regulatory compliance program to help ensure compliance with applicable FERC/NERC/WECC Reliability Standards regulatory requirements.

5. Compliance Issues

Compliance issues are where people or businesses breach their legal obligations in a country or region where they operate or live. Some of the compliance issues that businesses face may be in regard to wage and overtime regulations and IRS audits. They may result in legal recourse by stakeholders like employees.

Here's how compliance analysts use compliance issues:
  • Developed reports and strategic action plans to identify compliance issues and performance trends reported by state examiners and recommended corrective action.
  • Manage 30+ nationwide telecommunications companies' accounts on day-to-day projects and overall strategic compliance issues surrounding projects with minimum supervision.

6. Compliance Program

A Compliance Program is a collection of rules, policies, and processes which are found within a company, business, organization, or some other form of an institution, all of which are created and followed with the main purpose of compliance with the laws, rules, and regulations of a country or of an industry, or to otherwise uphold some idea or reputation and quality of a company and its work. It is also known as the compliance and ethics program of a company.

Here's how compliance analysts use compliance program:
  • Administered compliance and monitoring activities pursuant to the Project Labor Agreement/Labor Compliance Programs and related Federal and State prevailing wage requirements.
  • Developed, implemented and maintained compliance programs or projects that support departmental goals and objectives including legal or compliance obligations.

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7. Excellent Interpersonal

Here's how compliance analysts use excellent interpersonal:
  • Utilize excellent interpersonal skills to collaborate and interact with internal and external contacts.

8. Strong Analytical

Here's how compliance analysts use strong analytical:
  • Leveraged strong analytical, writing and communication skills to work independently, manage multiple cases and meet department deadlines.
  • Demonstrated strong analytical skills to identify, document, present, and report issues.

9. Excellent Organizational

Here's how compliance analysts use excellent organizational:
  • Used excellent organizational skills and the ability to prioritize effectively.

10. HIPAA

Here's how compliance analysts use hipaa:
  • Conducted compliance investigations involving fraud and HIPAA violations.
  • Investigate HIPAA Privacy and Security incidents.

11. Data Analysis

Here's how compliance analysts use data analysis:
  • Performed data analysis on key international business compliance reporting processes for Midwestern and Mid Atlantic Service Centers.
  • Reviewed governance processes to verify and report on accuracy and compliance of data analysis and audit documents.

12. Due Diligence

Due diligence refers to the process of auditing, investigating, or reviewing done to confirm the authenticity of relevant facts. In addition to this, it also refers to the evaluation of a party's financial records to determine whether one should enter into a transaction with the said party or not.

Here's how compliance analysts use due diligence:
  • Responded to annual/quarterly/monthly questionnaires, regulatory inquiries, due diligence questionnaires and various requests for information from current and prospective clients.
  • Reviewed and analyzed client documentation and communications for suspicious activities and transactions and failures in due diligence and policy procedures.

13. Ethics

Ethics is a branch of knowledge that involves recommending, defending, and systemizing aspects of right and wrong behavior.

Here's how compliance analysts use ethics:
  • Demonstrated ability to work independently, interact effectively and operate with excellent work ethics across different levels of management.
  • Develop policies and procedures for the firms IA Code of Ethics, and supervision of NASD Rule 3050 for Associated Persons.

14. Internal Audit

Internal audit is an evaluation process that ensures that a company's risk management, governing body, and other internal processes are running effectively. People who perform internal audits must be highly qualified, have experience, and knowledge to work accordingly with the international standards and the code of ethics.

Here's how compliance analysts use internal audit:
  • Implemented internal audit of medical records for coding and documentation to comply with Federal and State guidelines for behavioral health facility.
  • Created numerous process improvements, including building Lotus Notes databases to house and track official communications and internal audit results.

15. Internal Controls

Here's how compliance analysts use internal controls:
  • Produce reports/metrics for management/ team members to measure the effectiveness of internal controls & processes to identify any deficiencies.
  • Evaluated the adequacy and effectiveness of internal controls related to risks involved in the relevant business areas.
top-skills

What skills help Compliance Analysts find jobs?

Tell us what job you are looking for, we’ll show you what skills employers want.

What skills stand out on compliance analyst resumes?

David Feldman Ph.D.

Professor of Urban Planning and Public Policy and Political Science, Director, Water UCI, Director, MPP Program, University of California, Irvine

Succinct writing, critical thinking, strong quantitative analytical skills.

What compliance analyst skills would you recommend for someone trying to advance their career?

Dr. Mark EvansDr. Mark Evans LinkedIn profile

Area Chair and Dale K. Cline Associate Dean for Accountancy, Wake Forest University

Don't stop learning. Treat your first job like more graduate school. Learn everything you can.
Do you want to know more?
Read more about what experts have to say about compliance analyst

List of compliance analyst skills to add to your resume

Compliance analyst skills

The most important skills for a compliance analyst resume and required skills for a compliance analyst to have include:

  • PowerPoint
  • Customer Service
  • Risk Assessments
  • Regulatory Compliance
  • Compliance Issues
  • Compliance Program
  • Excellent Interpersonal
  • Strong Analytical
  • Excellent Organizational
  • HIPAA
  • Data Analysis
  • Due Diligence
  • Ethics
  • Internal Audit
  • Internal Controls
  • Compliance Audits
  • Management System
  • OFAC
  • Anti-Money Laundering
  • Regulatory Agencies
  • SOX
  • Secrecy
  • Patients
  • Compliance Policies
  • Compliance Reviews
  • Process Improvement
  • Securities
  • BSA/AML
  • Business Processes
  • Financial Statements
  • HR
  • SharePoint
  • Medicare
  • Good Judgment
  • Federal Regulations
  • Work Ethic
  • Corrective Action
  • Medicaid
  • State Regulations
  • Audit Findings
  • State Laws
  • FINRA
  • Federal Laws
  • Regulatory Risk
  • CMS
  • CIP

Updated January 8, 2025

Zippia Research Team
Zippia Team

Editorial Staff

The Zippia Research Team has spent countless hours reviewing resumes, job postings, and government data to determine what goes into getting a job in each phase of life. Professional writers and data scientists comprise the Zippia Research Team.

Updated January 8, 2025

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