FIND PERSONALIZED JOBS
Sign up to Zippia and discover your career options with your personalized career search.
×
FIND
PERSONALIZED JOBS

CONTENT HAS
BEEN UNLOCKED
Close this window to view unlocked content
or
find interesting jobs in

Log In

Log In to Save

Sign Up to Save

Sign Up to Dismiss

Sign Up

SIGN UP TO UNLOCK CONTENT

or

The email and password you specified are invalid. Please, try again.

Email and password are mandatory

Forgot Password?

Don't have an account? Sign Up

reset password

Enter your email address and we will send you a link to reset your password.

Back to Log In

Log In

Log In to Save

Sign Up to Save

Sign Up to Dismiss

Sign up to save the job and get personalized job recommendations.

Sign up to dismiss the job and get personalized job recommendations.

or

The email and password you specified are invalid. Please, try again.

Email and password are mandatory

Already have an account? Log in

reset password

Enter your email address and we will send you a link to reset your password.

Back to Log In

Company Saved

Answer a few questions and view jobs at that match your preferences.

Where do you want to work?

Job Saved

See your Saved Jobs now

or

find more interesting jobs in

Job Dismissed

Find better matching jobs in

Become A Compliance Investigator

Where do you want to work?

To get started, tell us where you'd like to work.
Sorry, we can't find that. Please try a different city or state.

Working As A Compliance Investigator

  • $75,446

    Average Salary

What Does A Compliance Investigator Do At Catalent Pharma Solutions

* Perform thorough investigations of manufacturing non-conforming events that could include review of the following cGMP documents: batch records, maintenance work orders, engineering protocols, lab results, and historical review of the quality management system.
* Conduct personnel interviews of those individuals involved with the event.
* Write concise and accurate event investigation reports with the goal to be successful first pass through the quality review.
* Write interim reports and extensions for investigations that exceed 30 days.
* Perform investigations for customer complaints Write, edit and review plant procedures for accuracy Perform follow-up activities to coordinate the completion of corrective and/or preventive actions.
* Perform effectiveness checks for completed corrective actions.
* Adjust work hours across our 24x7 operation when needed in order to get all information needed for accurate investigations.
* Maintain effectiveness of the Quality System components relevant to this position.
* Other duties as assigned EducationBachelor s Degree required, preferably in Sciences or Business (e.g

What Does A Compliance Investigator Do At Sikorsky Aircraft Corporation

* Conducts independent, thorough, methodologically-sound regulatory and forensic investigations and produces high quality, reliable, timely disclosure reports for submission to government agencies.
* Provides strategic direction for systems, projects, and programs in area of expertise
* Contributes to the company and the industry by advancing the level of knowledge within the discipline
* Provides cross-functional guidance and expertise to the enterprise
* Is seen as a leading expert within the field
* Incumbent's responsibilities will generally focus on the following:
* ITC Regulatory Investigations
* ITC Issue Analysis, Counseling, and Submission Drafting
* Corrective Actions Development and Oversight
* Audit Support
* Auto req ID:
* BR

What Does A Compliance Investigator Do At Alliant Credit Union

* AML Review and Analysis Investigate and assess alerts relating to potential money laundering risks in the organization Ensure efficient identification and monitoring of activities and transactions considered suspicious Possess knowledge and understanding of FinCEN 314(A) rule of the US Patriot Act.
* Ensure the 314(A) report is reviewed when warranted.
* Prepares and files Suspicious Activity Report (SAR) to appropriate governmental agency on all losses and levels that meet SAR reporting instructions Ensure timely and efficient reporting of transactions considered suspicious Daily assessment of SWIFT and AML reports relating to potential suspicious activity Help in identifying potential weaknesses in AML processes Assist with addressing queries from corresponding banks relating to money laundering matters Provide advice to senior leaders on issues relating to correspondent banking Conduct proper investigation of money laundering alerts or transactions considered suspicious Collect documentary proof and build and maintain case files for transactions deemed suspicious Training and Development Stay current with money laundering and terrorist financing behaviors, issues, policies, regulations, criminal typologies, industry best practices, and developing trends Act as a subject matter expert to employees, providing guidance on what actions to take in dealing with high risk accounts Contribute to and maintain AML compliance training focused on how to identify and report suspicious transactions Adhere to and ensure compliance of all business transactions with policy and process of the Bank Secrecy Act

What Does A Compliance Investigator Do At Public Consulting Group

duties as assigned

Show More

Show Less

Do you work as a Compliance Investigator?

Send To A Friend

Compliance Investigator Jobs

NO RESULTS

Aw snap, no jobs found.

Add To My Jobs

Do you work as a Compliance Investigator?

Help others decide if this is a good career for them

Do you work as a Compliance Investigator?

Compliance Investigator Demographics

Gender

Male

52.9%

Female

45.1%

Unknown

2.0%
Ethnicity

White

57.1%

Hispanic or Latino

20.5%

Black or African American

12.4%

Asian

7.2%

Unknown

2.7%
Show More
Foreign Languages Spoken

Spanish

54.8%

Portuguese

12.9%

French

9.7%

German

6.5%

Filipino

3.2%

Ukrainian

3.2%

Russian

3.2%

Mandarin

3.2%

Korean

3.2%
Show More

Compliance Investigator Education

Schools

University of Phoenix

14.5%

University of South Florida

8.1%

University of Central Florida

6.5%

Wilmington University

6.5%

Ashworth College

4.8%

Franklin University

4.8%

New Mexico State University

4.8%

Strayer University

4.8%

Southern University and A & M College

4.8%

Old Dominion University

4.8%

Walden University

4.8%

University of Denver

4.8%

Washington University in Saint Louis

3.2%

Temple University

3.2%

Boston University

3.2%

University of Colorado at Boulder

3.2%

Point University

3.2%

Webster University

3.2%

McDaniel College

3.2%

Texas State University

3.2%
Show More
Majors

Criminal Justice

23.7%

Business

22.7%

Public Administration

6.1%

Finance

5.1%

Law

5.1%

Management

4.0%

Psychology

3.5%

Biology

3.5%

Health Care Administration

3.5%

Political Science

3.0%

Environmental Science

2.5%

Chemistry

2.5%

Nursing

2.5%

Legal Research And Advanced Professional Studies

2.0%

Accounting

2.0%

Education

2.0%

General Education, Specific Areas

1.5%

Public Health

1.5%

Management Information Systems

1.5%

Marketing

1.5%
Show More
Degrees

Bachelors

41.5%

Masters

28.5%

Other

16.2%

Doctorate

5.3%

Certificate

4.2%

Associate

3.5%

License

0.4%

Diploma

0.4%
Show More

Job type you want
Full Time
Part Time
Internship
Temporary

How Would You Rate The Salary Of a Compliance Investigator?

Have you worked as a Compliance Investigator? Help other job seekers by rating your experience as a Compliance Investigator.

Top Skills for A Compliance Investigator

  1. Procedures
  2. Regulatory Requirements
  3. SAR
You can check out examples of real life uses of top skills on resumes here:
  • Conducted detailed analysis and made recommendations concerning the development and/or improvement of facilities, operations, programs, policies and procedures.
  • Conduct alert investigation using global standard policies, procedures and tools, aimed at meeting internal and external regulatory requirements.
  • Tracked and reported status of investigations and escalate concerns to management on a timely basis as necessary.
  • Worked with the Wisconsin Department of Justice to investigate and prosecute Medicare/Medicaid fraud.
  • Worked federal and state law enforcement agencies regarding investigations involving Siemens Business Units.

How Would You Rate Working As a Compliance Investigator?

Are you working as a Compliance Investigator? Help us rate Compliance Investigator as a Career.

Top Compliance Investigator Employers

Jobs From Top Compliance Investigator Employers

Related to your recently viewed content