Compliance officer vs auditor

Differences between compliance officer and auditor duties and responsibilities

Compliance officer example responsibilities.

• Achieve millions of dollars in possible FDA fines and remediation costs by eliminating regulatory risk.
• Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Track and coordinate CAPA to ensure effectiveness in root cause remediation.
• Support senior compliance staff and legal counsel in all phases of investigation and litigation.
• Use the Internet, Lexis Nexis and Accuity as necessary to perform EDD QA processes.
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Auditor example responsibilities.

• Lead FDA readiness audits and participate in regulatory inspections.
• Manage the collection, analysis and verification of managerial payroll information to detect fraud and/or unethical practices.
• Work with department analyst to create measurement tools and methods for communicating results and managing QA analysis in compiling/reporting results.
• Perform semi-annual financial audits w/ externally contract CPA to validate accounts payable and receivables.
• Develop and facilitate training for SOX process owners and other stakeholders using Microsoft PowerPoint.
• Work efficiently and effectively with various process owners to develop SOX specific business processes and mating documentation controls.
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