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Compliance officer vs compliance auditor

The differences between compliance officers and compliance auditors can be seen in a few details. Each job has different responsibilities and duties. Additionally, a compliance auditor has an average salary of $64,606, which is higher than the $64,058 average annual salary of a compliance officer.

The top three skills for a compliance officer include oversight, risk management and compliance program. The most important skills for a compliance auditor are audit findings, compliance audits, and audit reports.

Compliance officer vs compliance auditor overview

Compliance OfficerCompliance Auditor
Yearly salary$64,058$64,606
Hourly rate$30.80$31.06
Growth rate-6%
Number of jobs69,16133,704
Job satisfaction--
Most common degreeBachelor's Degree, 61%Bachelor's Degree, 63%
Average age4644
Years of experience--

What does a compliance officer do?

A compliance officer is responsible for monitoring company operations, ensuring that all the processes and members are adhering to the regulatory and procedural policies set by the company. Compliance officers' duties also include proposing compliance programs, reviewing and updating existing company policies with management approval, taking immediate actions for policy violations, and mitigating risks. A compliance officer must have extensive knowledge of legal procedures and regulatory standards to manage and evaluate problems, providing meaningful solutions, and keep the company's positive reputation.

What does a compliance auditor do?

A compliance auditor is responsible for reviewing the company's policies and procedures, ensuring the organization's adherence to state and federal regulations. Compliance auditors inspect the operations of each department, adjusting internal guidelines as needed. They also inspect the condition of all facilities, including tools and equipment, network systems, and business operations. A compliance auditor mitigates risks by analyzing the operational processes and conducting a risk assessment study to prevent compliance issues that may pose a negative effect on the company's performance and stability.

Compliance officer vs compliance auditor salary

Compliance officers and compliance auditors have different pay scales, as shown below.

Compliance OfficerCompliance Auditor
Average salary$64,058$64,606
Salary rangeBetween $42,000 And $96,000Between $45,000 And $92,000
Highest paying CityWilmington, DENew York, NY
Highest paying stateDelawareNew Jersey
Best paying companyMetaPayPal
Best paying industryFinanceFinance

Differences between compliance officer and compliance auditor education

There are a few differences between a compliance officer and a compliance auditor in terms of educational background:

Compliance OfficerCompliance Auditor
Most common degreeBachelor's Degree, 61%Bachelor's Degree, 63%
Most common majorBusinessBusiness
Most common collegeHarvard UniversityUniversity of Pennsylvania

Compliance officer vs compliance auditor demographics

Here are the differences between compliance officers' and compliance auditors' demographics:

Compliance OfficerCompliance Auditor
Average age4644
Gender ratioMale, 48.8% Female, 51.2%Male, 38.9% Female, 61.1%
Race ratioBlack or African American, 11.1% Unknown, 4.5% Hispanic or Latino, 15.9% Asian, 8.3% White, 59.4% American Indian and Alaska Native, 0.8%Black or African American, 8.5% Unknown, 4.0% Hispanic or Latino, 10.8% Asian, 12.2% White, 64.1% American Indian and Alaska Native, 0.5%
LGBT Percentage12%7%

Differences between compliance officer and compliance auditor duties and responsibilities

Compliance officer example responsibilities.

  • Achieve millions of dollars in possible FDA fines and remediation costs by eliminating regulatory risk.
  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
  • Track and coordinate CAPA to ensure effectiveness in root cause remediation.
  • Support senior compliance staff and legal counsel in all phases of investigation and litigation.
  • Use the Internet, Lexis Nexis and Accuity as necessary to perform EDD QA processes.
  • Show more

Compliance auditor example responsibilities.

  • Work with department analyst to create measurement tools and methods for communicating results and managing QA analysis in compiling/reporting results.
  • Identify any issues that do not conform to CFR, ICH guidelines and corporate expectations.
  • Research HIPAA information from CMS website in order to determine correct revisions for policies and procedures and develop company-wide communications.
  • Coordinate team meetings, maintain calendars, support team with PowerPoint presentations.
  • Prepare and perform in-house presentations (both in person and using JoinMe) using PowerPoint.
  • Evaluate the level of compliance with company policy, GAAP, contract requirements and applicable rules and regulations.
  • Show more

Compliance officer vs compliance auditor skills

Common compliance officer skills
  • Oversight, 7%
  • Risk Management, 7%
  • Compliance Program, 6%
  • Compliance Issues, 5%
  • Risk Assessments, 4%
  • PowerPoint, 4%
Common compliance auditor skills
  • Audit Findings, 7%
  • Compliance Audits, 7%
  • Audit Reports, 6%
  • Audit Results, 4%
  • CPT, 4%
  • Compliance Program, 4%

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