Compliance officer vs general counsel

Differences between compliance officer and general counsel duties and responsibilities

Compliance officer example responsibilities.

• Achieve millions of dollars in possible FDA fines and remediation costs by eliminating regulatory risk.
• Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Track and coordinate CAPA to ensure effectiveness in root cause remediation.
• Support senior compliance staff and legal counsel in all phases of investigation and litigation.
• Use the Internet, Lexis Nexis and Accuity as necessary to perform EDD QA processes.
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General counsel example responsibilities.

• Assist in liaising with insurance authorities, responding to regulatory inquiries and managing relationship with region from legal and business perspective.
• Review subpoenas and attorney letters for compliance with HIPAA and institutional guidelines and coordinate non-party depositions as needed.
• Prepare dozens of complex commercial transactions in connection to equity and debt securities offerings.
• Handle regulatory, compliance, licensing, and registration matters for securities broker- dealer and register investment adviser.
• Supervise commercial litigation, arbitration and claims, including case strategy, pleadings preparation, hearings, depositions and settlement negotiations.
• Supervise and train unit charge with securing patient medical records, ensuring compliance with Medicare and HIPAA regulations and accreditation standards.
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