Compliance officer resume examples for 2025
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How to write a compliance officer resume
Craft a resume summary statement
Your resume summary sums up your experience and skills, making it easy for hiring managers to understand your qualifications at a glance. Here are some tips to writing the most important 2-4 sentences of your resume:
Step 1: Mention your current job title or the role you're pursuing.
Step 2: Include your years of experience in compliance officer-related roles. Consider adding relevant company and industry experience as relevant to the job listing.
Step 3: Highlight your greatest accomplishments. Here is your chance to make sure your biggest wins aren't buried in your resume.
Step 4: Again, keep it short. Your goal is to summarize your experience and highlight your accomplishments, not write a paragraph.
These four steps should give you a strong elevator pitch and land you some compliance officer interviews.Hi, I'm Zippi, your job search robot. Let me write a first draft of your summary statement.
List the right project manager skills
Your Skills section is a place to list all relevant skills and abilities. Here is how to make the most of your skills section and make sure you have the right keywords:
- You often need to include the exact keywords from the job description in your resume. Look at the job listing and consider which of the listed skills you have experience with, along with related skills.
- Include as many relevant hard skills and soft skills as possible from the listing.
- Use the most up to date and accurate terms. Don't forget to be specific.
Here are example skills to include in your “Area of Expertise” on a compliance officer resume:
- Oversight
- Risk Management
- Compliance Program
- Compliance Issues
- Risk Assessments
- PowerPoint
- Regulatory Compliance
- Compliance Policies
- Internal Audit
- Customer Service
- Ethics
- Compliance Reviews
- Federal Laws
- Regulatory Agencies
- Securities
- Compliance Training
- Strong Analytical
- HIPAA
- Corrective Action
- Regulatory Risk
- Regulatory Changes
- Excellent Interpersonal
- Due Diligence
- Excellent Organizational
- BSA/AML
- Regulatory Inquiries
- Law Enforcement
- FINRA
- OFAC
- Training Programs
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How to structure your work experience
Your work experience should be structured:
- With your most recent roles first, followed by earlier roles in reverse chronological order.
- Job title, along with company name and location on the left.
- Put the corresponding dates of employment on the left side.
- Keep only relevant jobs on your work experience.
How to write compliance officer experience bullet points
Effective job bullet points do more than just describe your job duties. Instead, they should be specific and measurable accomplishments. Here are some strategies to mastering job bullet points:
- Use strong action verbs like Led, Built, or Optimized.
- Follow up with numbers when possible to support your results. How much did performance improve? How much revenue did you drive?
- Wrap it up by explaining the actions you took to achieve the result and how you made an impact.
Here are examples from great compliance officer resumes:
Work history example #1
Compliance Officer
KPMG
- Identified, programmed and coordinated the internal compliance procedures and ethics education required by the international policies of KPMG International.
- Counseled on alternatives to foreclosure initiatives.
- Assisted in drafting and circulating a total of 81 new Compliance policies and procedures requiring employee attestation in 2015.
- Provided Senior Management with all Personal Trading Reports: front-running, Code of Ethics violations, most profitable trades.
- Collaborated with Data Services Group to review KYC documents as well as Relationship Summaries completed by UBS Officers.
Work history example #2
Internal Auditor
Liberty Mutual
- Interacted with regional offices and regulatory bureau and maintained rapport with local CPA firms.
- Calculated audited exposures (payroll, sales, fixed assets, etc.)
- Demonstrated a strong attention to detail while thoroughly reviewing payroll / sales estimates and determining correct owed amounts.
- Followed Generally Accepted Auditing Standards in conducting Medicare and Medicaid audits according to state and federal government regulations.
- Determined if the investment portfolio was in compliance with GAAP, Statutory requirements, and SEC regulations.
Work history example #3
Compliance Specialist
Cricket Communications
- Worked with supervisors and technicians to resolve non-compliance of company property and equipment.
- Implemented plans for mandatory training, policies, audits, privacy breach mitigation to close gaps and risks.
- Managed and developed remediation plans for over 100 applications in a three year plan.
- Ensured that IAM Operations and non-IAM application teams perform provisioning work accurately following SOX controls and ASPR guidelines.
- Conducted credit worthiness review on new account applications, supporting documentation ensuring compliance with all internal procedures and Credit Policy.
Work history example #4
Loan Closer
Wells Fargo
- Prepared claims for reimbursement of expenses to investors for FHA loans according to HUD regulations.
- Prepared closing mortgage loan documents by verifying Pricing, Credit, Settlement, and Appraisals documents in LIS and CORE.
- Designed and implemented processing pipeline log and file checklist.
- Processed and Funded Conventional and FHA loans.
- Processed and closed conforming/non-conforming loan products, including data analysis and validation.
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Add an education section to your resume
The education section should display your highest degree first.
Place your education section appropriately on your resume. If you graduated over 5 years ago, this section should be at the bottom of your resume. If you just graduated and lack relevant work experience, the education section should go to the top.
If you have a bachelor's or master's degree, do not list your high school education. If your graduation year is more than 15-20 years ago, it's better not to include dates in this section.
Here are some examples of good education entries for resumes:
Bachelor's Degree in business
Northeastern University, Boston, MA
2003 - 2006
Highlight your compliance officer certifications on your resume
Certifications can be a crucial part of your resume. Many jobs have required certifications.
Start simple. Include the full name of the certification. It's also good to mention the organization that issued the certification. Next, specify when you obtained the certification.
If you have any of these certifications, be sure to include them on your compliance officer resume:
- Certified Regulatory Compliance Manager (CRCM)
- Healthcare Research Compliance Certification (CHRC)
- Project Management Professional (PMP)
- Certified Professional, Life and Health Insurance Program (CPLHI)
- Certified in Health Care Compliance (CHC)
- Certified Professional Compliance Officer (CPCO)
- Certified Compliance Specialist (CCS)
- International Accredited Business Accountant (IABA)