Compliance project manager vs compliance director

Differences between compliance project manager and compliance director duties and responsibilities

Compliance project manager example responsibilities.

• Develop gap analysis tools & compliance guidelines necessary for a client to achieve HIPAA compliance with respect to medical technology.
• Implement a repeatable process methodology base on the PMI PMBOK defining a systematic approach to delivering solutions and achieving customer objectives.
• Work with internal audit team to assess and identify SOX controls, applicable testing against financial processes.
• Team member assign to convert and migrate SharePoint data to a data storage service.
• Participate in the implementation of new processes and corrective action plans to ensure SOX compliance.
• Assess and review corporate infrastructure to assure compliance with various industry regulations, standards, and best practices are meet
Show more

Compliance director example responsibilities.

• Manage monthly FINRA registration fee allocations and departmental expenses.
• Manage Sarbanes-Oxley financial reporting and CAMP+ coverage, and certification process.
• Develop strategy to integrate acquired/new operations to achieve company ethics & compliance standards.
• Manage senior and junior surveillance/investigation analysts responsible for conducting AML surveillance and investigations.
• Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
• Provide explanations to families on Medicare and Medicaid billing and benefits.
Show more