What does a compliance review officer do?
Compliance review officer responsibilities
Here are examples of responsibilities from real compliance review officer resumes:
- Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
- Verify loan meets MDIA, RESPA, and TIL guidelines.
- Handle FDIC regulatory issues when audit.
- Stay current on USPAP and FIRREA requirements.
- Prepare information for state examinations of the company's AML program.
- Demonstrate sound judgment in handling sensitive procurement and human resource matters for CMS.
- Provide initial and ongoing AML and anti-fraud training to agents in both English and Spanish.
- Specialize in compliance and quality assurance to determine that appraisals are within USPAP andFIRREA guidelines, requirements and recommendations.
- Create multiple SharePoint sites to effectively communicate and work with partners locate domestically and internationally.
- Work closely with attorneys on daily basis to discuss need documents and possible mitigation or litigation strategies on foreclosure and bankruptcy matters
- Respond to appeal rebuttals receive from GSE's and determine if additional documentation need to resolve claim.
- Develop strategies for negotiations with the GSE's, review closed loans for adherence to establish loan guidelines.
- Develop training sessions on AML topics for different control groups.
- Conduct random reviews at branch locations to insure compliance with the BSA regulatory requirements.
- Assist with developing and/or updating EEO marketing information and communications for dissemination to the contractors.
Compliance review officer skills and personality traits
We calculated that 10% of Compliance Review Officers are proficient in Compliance Reviews, Compliance Issues, and Medicaid. They’re also known for soft skills such as Analytical skills, Communication skills, and Math skills.
We break down the percentage of Compliance Review Officers that have these skills listed on their resume here:
- Compliance Reviews, 10%
Performed compliance reviews of numerous Immigration and Customs Enforcement (ICE) detention facilities throughout the United States.
- Compliance Issues, 8%
Provided regular ongoing feedback regarding pertinent contractual and compliance issues within the area of responsibility.
- Medicaid, 8%
Performed prospective Medicare and Medicaid audits on every claim submitted by the Orthopedic Department as mandated by Corporate Integrity Agreement.
- CMS, 7%
Review deficiencies/violations citations and ensure violations/citations cited reflect non-compliance with CMS Federal and State regulations.
- Home Health, 5%
Audit all home health and hospice diagnosis codes according to ICD-9-CM coding and documentation guidelines.
- Securities, 5%
Administered the Securities Finance Compliance Training Program including the development of presentation material, scheduling and presenting training and monitoring attendance.
Common skills that a compliance review officer uses to do their job include "compliance reviews," "compliance issues," and "medicaid." You can find details on the most important compliance review officer responsibilities below.
Communication skills. Another essential skill to perform compliance review officer duties is communication skills. Compliance review officers responsibilities require that "accountants and auditors must be able to listen to and discuss facts and concerns from clients, managers, and other stakeholders." Compliance review officers also use communication skills in their role according to a real resume snippet: "researched hipaa information from cms website in order to determine correct revisions for policies and procedures and develop company-wide communications. "
Math skills. Another skill that relates to the job responsibilities of compliance review officers is math skills. This skill is critical to many everyday compliance review officer duties, as "accountants and auditors must be able to analyze, compare, and interpret facts and figures." This example from a resume shows how this skill is used: "assist with preparations for audits_ with agency, state, and federal regulations prepares reports and statistics as required. "
Organizational skills. For certain compliance review officer responsibilities to be completed, the job requires competence in "organizational skills." The day-to-day duties of a compliance review officer rely on this skill, as "strong organizational skills are important for accountants and auditors, who often work with a range of financial documents for a variety of clients." For example, this snippet was taken directly from a resume about how this skill applies to what compliance review officers do: "coordinated internal audits, identified areas of risk and provided recommendations to improve or install organizational and process controls. "
Detail oriented. Another crucial skill for a compliance review officer to carry out their responsibilities is "detail oriented." A big part of what compliance review officers relies on this skill, since "accountants and auditors must pay attention to detail when compiling and examining documents." How this skill relates to compliance review officer duties can be seen in an example from a compliance review officer resume snippet: "create detailed reports that inform management of deficiencies identified in departmental processes during compliance audit and monitoring activities. "
The three companies that hire the most compliance review officers are:
- General Dynamics Mission Systems
224 compliance review officers jobs
- General Dynamics98 compliance review officers jobs
- Huntington National Bank10 compliance review officers jobs
Compare different compliance review officers
Compliance review officer vs. License inspector
A senior compliance analyst is an individual who is responsible for ensuring an organization's projects, practices, and policies conform to all relevant laws and regulations. Senior compliance analysts are required to work with a team of legal researchers to help the organization adjusts its policies and practices for compliance with new laws. To avoid facing scrutiny from government auditors, senior analysts must review the organization's policies to enhance compliance and improve efficiency. They also assist the organization in obtaining permits from federal or state agencies before launching projects or programs.
While similarities exist, there are also some differences between compliance review officers and license inspector. For instance, compliance review officer responsibilities require skills such as "compliance reviews," "compliance issues," "medicaid," and "cms." Whereas a license inspector is skilled in "inspection reports," "technical assistance," "provide technical assistance," and "administrative hearings." This is part of what separates the two careers.
On average, license inspectors reach similar levels of education than compliance review officers. License inspectors are 4.9% less likely to earn a Master's Degree and 9.0% less likely to graduate with a Doctoral Degree.Compliance review officer vs. Senior compliance analyst
A regulatory compliance specialist job is to ensure that organizations conform to industry standards, specifications, regulations, and laws. They review operating practices, make and enforce compliance plans, and perform regulatory possible risk management. They may be employed as consultants or hired by an organization. They will review documentation, coordinating regulatory compliance procedures across organizations, collaborating with stakeholders, internal and external, on issues related to compliance, and performing audits. In addition, this job requires extensive experience in regulatory compliance and profound industry knowledge.
Each career also uses different skills, according to real compliance review officer resumes. While compliance review officer responsibilities can utilize skills like "home health," "tax returns," "federal guidelines," and "loan documentation," senior compliance analysts use skills like "compliance program," "regulatory compliance," "internal audit," and "risk assessments."
Senior compliance analysts earn similar levels of education than compliance review officers in general. They're 0.4% less likely to graduate with a Master's Degree and 9.0% less likely to earn a Doctoral Degree.Compliance review officer vs. Registration officer
The required skills of the two careers differ considerably. For example, compliance review officers are more likely to have skills like "compliance reviews," "compliance issues," "medicaid," and "cms." But a registration officer is more likely to have skills like "patients," "customer service," "emergency room," and "patient data."
When it comes to education, registration officers tend to earn lower degree levels compared to compliance review officers. In fact, they're 7.9% less likely to earn a Master's Degree, and 9.0% less likely to graduate with a Doctoral Degree.Compliance review officer vs. Regulatory compliance specialist
Even though a few skill sets overlap between compliance review officers and regulatory compliance specialists, there are some differences that are important to note. For one, a compliance review officer might have more use for skills like "compliance reviews," "home health," "securities," and "tax returns." Meanwhile, some responsibilities of regulatory compliance specialists require skills like "risk assessments," "regulatory compliance," "regulatory agencies," and "hipaa. "
Regulatory compliance specialists reach similar levels of education compared to compliance review officers, in general. The difference is that they're 1.8% more likely to earn a Master's Degree, and 2.6% less likely to graduate with a Doctoral Degree.Types of compliance review officer
Updated January 8, 2025
