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Compliance specialist jobs in South Dakota - 28 jobs

  • Environmental Compliance Program Manager (Network)

    Meta 4.8company rating

    Compliance specialist job in Pierre, SD

    Meta is a global leader in terrestrial and subsea network investment. Meta is continuously expanding our network infrastructure around the Globe to support our data centers, our fast growing user community and the new and innovative products that we are making available for our users. Developing, operating and managing network infrastructure the "right" way is synonymous with ensuring on-time delivery, high uptime, capacity availability, flexibility and capital cost efficiency in a safe and compliant working environment. Meta is seeking an environmental compliance program manager to manage environmental due diligence, permitting, and compliance for our fiber optic cable infrastructure portfolio. This position will primarily support the NORAM region to oversee and mitigate environmental risks for terrestrial network projects and coordinate with cross-functional teams, including network investments, construction and operational teams, legal, policy and communications. The nature of the projects will include direct investment in terrestrial projects, as well as supporting network infrastructure partner builds. Comprehensive environmental permitting and technical expertise as well as communication, organizational and program management skills are required for this position.This position will report directly to the Head of the Environment & Water Team within the broader Site Development team under the Infra Data Center group. Travel may be needed approximately 20% of the time to visit sites, as well as attend internal, agency, and stakeholder meetings. **Required Skills:** Environmental Compliance Program Manager (Network) Responsibilities: 1. Manage environmental due diligence activities for terrestrial network infrastructure projects, including Phase I Environmental Site Assessments, noise studies, air permitting, wetlands/water permitting, and biological and resource evaluations 2. Ensure obligations are carried forward by leading environmental compliance program efforts, from construction through operations, such as air permitting, biological and cultural resources, stormwater management, fuel management, emergency planning and community right-to-know (EPCRA), and spill prevention control and countermeasures (SPCC) 3. Scope, review findings, and provide clear direction to consultants and internal teams on environmental conditions and permitting, operational plans, compliance reports, and investigations 4. Prepare and submit reports and notifications to federal, state, and local government agencies 5. Develop metrics and tools to establish and track Key Performance Indicators for environmental compliance and best management practices 6. Develop and implement training and educational tools to support network teams in meeting regulatory obligations and permit requirements 7. Oversee site environmental incident investigations, including root cause investigation and corrective action 8. Conduct compliance assessments and communicate findings and solutions to address 9. Ability to travel domestically and internationally, as needed **Minimum Qualifications:** Minimum Qualifications: 10. Bachelor's degree in environmental science, engineering, planning, or other related field 11. 7+ years of experience in environmental due diligence, permitting, and compliance efforts 12. Experience effectively managing multiple projects and coordinating with internal staff (including cross functional teams), external consultants, vendors, construction contractors, regulators, and other stakeholders 13. Experience working effectively in teams, to establish and maintain cross-functional relationships 14. Experience effectively communicating technical information including complex regulatory requirements 15. Experience working with highly confidential information 16. Experience with data management (e.g., Microsoft Excel, Google Sheets) and environmental management information systems 17. Experience working in tech organizations, including application of best practices in unusual and test/pilot settings 18. Experience identifying and mitigating environmental compliance risk, escalating to appropriate stakeholders 19. Experience reviewing engineering plans and contract specifications 20. Experience developing and implementing new environmental compliance programs **Preferred Qualifications:** Preferred Qualifications: 21. Advanced degree in environmental science, engineering, planning or related field 22. Experience in a telecom or data center infrastructure program 23. Experience with air, wetlands and/or stormwater compliance across a portfolio/program **Public Compensation:** $160,000/year to $232,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender, gender identity, gender expression, transgender status, sexual stereotypes, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics. We also consider qualified applicants with criminal histories, consistent with applicable federal, state and local law. Meta participates in the E-Verify program in certain locations, as required by law. Please note that Meta may leverage artificial intelligence and machine learning technologies in connection with applications for employment. Meta is committed to providing reasonable accommodations for candidates with disabilities in our recruiting process. If you need any assistance or accommodations due to a disability, please let us know at accommodations-ext@fb.com.
    $160k-232k yearly 27d ago
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  • Safety Compliance Specialist

    Tech Ord Jobs

    Compliance specialist job in Clear Lake, SD

    Reports to: Director of HSE Work Location: Clear Lake, SD Functional Area: HSE Required Travel: Exempt Status: Exempt Salary Range: DOE Schedule: 9/80 Job Summary: The Safety Compliance Specialist assists in monitoring and maintaining compliance with the Occupational Safety and Health Administration (OSHA) Health and Safety standards and company policies; and assists in developing solutions and responses to minimize operational losses, occupational health problems, accidents and injuries. ESSENTIAL JOB FUNCTIONS: Develops and conducts new hire and safety refresher trainings for employees. Participates in daily and weekly tier meetings to provide information and discuss safety concerns. Supports compliance with OSHA Process Safety Management (PSM) requirements including the following: participating in process hazard analysis (PHA) assessments, and pre-start up safety reviews (PSSR); Reviewing hot work permits; evaluating contractor safety and training records; participating in incident investigations, reviewing management of change (MOC) requests. Collaborates with external regulatory agencies including Occupational Health and Safety Administration (OSHA), Bureau of Alcohol, Narcotics, Firearms Tobacco and Explosives (ATF), Defense Contract Management Agency (DCMA). Maintains and updates documents to ensure compliance with regulatory standards and the following programs including Hazard Communication, Hearing Conservation, Respiratory Protection, Bloodborne Pathogens, Electrostatic Discharge Control, Radiation Safety, Lead Exposure Control, Gas Cylinder Safety. Collaborates on document review of operating procedures to ensure documents have safety elements included. Conducts routine plant walkthroughs and drives company vehicles as needed. Participates as a member of the Emergency Response Team (ERT). Coordinates Employee Safety Committee activities. Serves as a technical resource to HSE employees on safety related topics. Performs other work-related duties as assigned. Requirements REQUIRED KNOWLEDGE AND SKILLS/MINIMUM QUALIFICATIONS: Must be a U.S. citizen or lawful permanent resident of the United States (ITAR restrictions). Must be at least 18 years of age to work at this facility. Must be eligible to possess explosive under the Safe Explosives Act of 2003 (as amended) as required by the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) for all employees of Tech Ord. High School diploma or GED is required; associate or bachelor's degree preferred in Safety and Health related field. OSHA 10 or 30 hour, SSO (Site Safety Officer), ASP (Associate Safety Professional), GSP (General Safety Professional), CSP (Certified Safety Professional) would be preferred. Ability to obtain and maintain a Driver's License upon hire. Experience in the manufacturing of Energetics or other industry that has similar chemical processes is required. Ability to read, understand and document effectively in English. Must have computer operations aptitude including Microsoft programs and ability to learn and effectively use our internal ERP, document management program and other programs. Minimum of five (5) years' experience working in a Safety and Health related environment Familiarity with OSHA standards and ability to read, interpret and apply requirements in our setting. Familiarity with ISO requirements and application to safety. Must have previous experience providing presentations or facilitating group trainings. Function specific RCRA training upon hire. Ability to work effectively with all employees as part of a team. Demonstrated ability to handle multiple projects and tasks. Strong verbal and written communication skills. PHYSICAL REQUIREMENTS AND WORK ENVIRONMENT The description of the physical demands and the work environment characteristics here represent those that must be met by an employee to successfully perform and those an employee encounters while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job: 1. Ability to talk or hear to communicate with others. 2. Seated work for 90% of the workday. 3. Occasionally required to stand and/or walk throughout the facility both indoors and outdoors. 4. Requires frequent use of hands to finger, handle, or feel and reach with hands and arms. 5. Minimal lifting of 10 pounds is required. Occasional lifting of up to 50 pounds and rarely lifting over 50 pounds with assistance. 10 pounds, with assistance and/or move up to 50 pounds. 6. Must be able to move materials by pushing, pulling or lifting. 7. Bending, kneeling or squatting is required to move materials and perform other tasks. 8. Specific vision abilities required by this job include close vision, color vision, and ability to adjust focus when viewing a computer monitor. 9. While performing the duties of this job, the employee is occasionally exposed to moving mechanical parts, fumes or airborne particles, toxic or caustic chemicals, risk of electrical shock, and explosives. 10. Ear protection is required as identified throughout the facility. Where required employees must wear a minimum of 50% cotton clothing including undergarments to mitigate electrostatic discharge (ESD). Employees must also wear company issued safety-toed conductive footwear. Tech Ord is an EEO/AA including veterans and disabilities. Salary Description $55,000 - $65,000 / DOE
    $55k-65k yearly 60d+ ago
  • Senior Corporate Compliance Consultant- Healthcare Billing

    Baylor Scott & White Health 4.5company rating

    Compliance specialist job in Pierre, SD

    **Description - External** The Healthcare Billing Compliance Consultant Sr performs ongoing activities related to the development, implementation, maintenance of, and adherence to established policies and procedures in compliance with federal, state, and local laws and regulations. **SALARY** The pay range for this position is $31.73 (entry-level qualifications) - $54.90 (highly experienced) The specific rate will depend upon the successful candidate's specific qualifications and prior experience **ESSENTIAL FUNCTIONS OF THE ROLE** This position will be supporting Hospital and Professional areas of billing compliance: · Conducts audits and assessments to ensure compliance with BSWH policies and CMS and Texas Medicaid regulations, providing reports, recommendations, and corrective action follow-up. Monitors trends to identify deficiencies and training needs. · Helps in reviewing reported compliance incidents and complaints applicable to BSWH policies and procedures or federal and state laws. May coordinate investigations through completion and appropriate reporting. Follows through to implement effective corrective actions. · Manages and develops education and training materials as appropriate; ensures that lessons are completed in a timely way. · Responds to inquiries and guidance requests utilizing applicable Medicare and Medicaid rules and regulations. Serves as a compliance resource to BSWH departments and entities on compliance matters. **KEY SUCCESS FACTORS** · Continually demonstrates initiative by learning business processes and applicable auditing techniques. · Ability to exercise good judgment, attention to detail, integrity, dependability, and objectivity. · Excellent written and oral communication skills based on level of expertise. · Proficient in Microsoft Word and Excel. · Demonstrates professional growth by obtaining continuing education and seeking certifications. Certified in Healthcare Compliance (CHC) preferred. **BENEFITS** Our benefits are designed to help you live well no matter where you are on your journey. For full details on coverage and eligibility, visit the Baylor Scott & White Benefits Hub to explore our offerings, which may include: · Immediate eligibility for health and welfare benefits · 401(k) savings plan with dollar-for-dollar match up to 5% · Tuition Reimbursement · PTO accrual beginning Day 1 Note: Benefits may vary based on position type and/or level **Belonging Statement** We believe that all people should feel welcomed, valued, and supported. **QUALIFICATIONS** - EDUCATION - Bachelor's or 4 years of work experience above the minimum qualification - EXPERIENCE - 3 Years of Experience - Billing/Healthcare experience As a health care system committed to improving the health of those we serve, we are asking our employees to model the same behaviours that we promote to our patients. As of January 1, 2012, Baylor Scott & White Health no longer hires individuals who use nicotine products. We are an equal opportunity employer committed to ensuring a diverse workforce. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.
    $31.7 hourly 28d ago
  • Compliance Manager

    Boys and Girls Club of The Northern Plains 3.3company rating

    Compliance specialist job in South Dakota

    TITLE: Compliance Manager REPORTS TO: Chief Facility Strategy Officer CLASSIFIED: Full Time, Exempt MISSION: To inspire and enable all young people, especially those who need us most, to realize their full potential as productive, responsible, and caring citizens. JOB SUMMARY: The Compliance Manager will oversee organizational policies and standards to ensure all departments follow the required rules and regulations. They are responsible for ensuring organizational licensing and BGCA compliance, and will manage, verify and analyze Club organizational data. They ensure licensing and documentation comply with all state and federal regulatory and ethical standards. They will also collaborate with training staff to ensure BGCNP staff are properly trained. JOB DUTIES AND RESPONSIBILITIES: Manages all the compliance programs, policies, and reporting practices for BGCNP. Collaborate with Unit Directors to ensure compliance with all club policies, processes, systems, and procedures. Conduct quarterly and annual reviews to monitor adherence to rules and regulations Develop compliance strategies or programs for the company based on state and federal laws Evaluate team members' knowledge of policies and educate them on work-related laws and regulations Work with upper management to address ethical violations or compliance issues and find solutions Collaborate with licensing agents and club staff to ensure fee-based programs comply with the Department of Social Services and all state licensing accreditation entities. Apply and submit for new licenses/permits. Prepare and submit re-licensing applications by state regulations. Perform periodic audits on licensed programs to ensure licensing requirements are met. Create and implement standard operating procedures for the following: Roll-out of new laws and regulations Screening requirements are completed within the designated timeline. Review process for regulatory compliance documentation. Train staff in their roles in the license/compliance process Establish a site-visit schedule to ensure all procedures are being implemented Create and maintain a file management system that meets licensing standards. EMPLOYMENT QUALIFICATIONS: Bachelor's Degree in human resources, business, or a related field from an accredited college or university is preferred Experience in training, licensing & regulatory compliance is preferred Excellent project and time management and organizational skills Effective communication (verbal and written) and interpersonal skills Knowledge of South Dakota licensing regulations Research skills to perform advanced analytical research to find reliable and relevant content Ability to work in a variety of online data platforms, software, and spreadsheets 20% travel to other units, meetings, and training PHYSICAL REQUIREMENTS: Must be of mental and physical capacity to observe, interact, and communicate with youth, staff, volunteers, parents etc., at the Club to ensure the safety of the space. Ability to stand/sit for long periods throughout a shift Ability to operate various types of general office equipment including PC, telephone, copier, etc. This position is considered to be safety-sensitive. The information presented indicates the general nature and level of work expected of employees in this classification. It is not designed to contain nor be interpreted as a comprehensive inventory of all duties, responsibilities, qualifications, and objectives required of employees assigned to this job. We are proud to be an Equal Opportunity Employer and a Drug-Free Workplace! All qualified applicants are considered for positions without regard to race, color, religion, sex, national origin, age, marital status, sexual orientation, non-job-related disability, or any other protected class. The Boys & Girls Club of the Northern Plains provides reasonable accommodations to applicants and employees in compliance with local, state, and federal laws and regulations. Applicants requiring reasonable accommodation for any part of the application/hiring process should contact Human Resources to communicate their request for accommodation at ************.
    $71k-98k yearly est. Auto-Apply 11d ago
  • Compliance Lead Analyst

    Coinbase 4.2company rating

    Compliance specialist job in Pierre, SD

    Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company's hardest problems. Our ******************************** is intense and isn't for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there's no better place to be. While many roles at Coinbase are remote-first, we are not remote-only. In-person participation is required throughout the year. Team and company-wide offsites are held multiple times annually to foster collaboration, connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations within the CX Compliance team, you will be responsible for conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting and filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment to ensure smooth transition to production. You will work independently and extensively with cross functional teams (such as Financial Crime Risk Investigations, Workforce Management, Content and Learning & Development stakeholders) prioritizing multiple tasks with minimal guidance, and remain open to feedback from all levels to drive continuous improvement in compliance operations. The ideal candidate combines proven expertise in compliance operations production roles, analytical excellence, and the ability to think creatively to identify and propose impactful solutions. *What you'll be doing (ie. job duties):* * Investigations & Risk Analysis * Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems * Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks. * Document findings and create written narratives to support case investigations. * Recommend case decisions based on investigative results in line with regulatory requirements and best practices * Optimization & Process Improvement * Identify patterns or emerging risks * Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements. * Test compliance tools, rules, and/or detection models, providing actionable feedback to technology machine learning teams. * Knowledge Leadership * Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation * Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures *What we look for in you (ie. job requirements):* * Minimum of 3+ years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong interpersonal, analytical, and communication (verbal and written) skills * Experience working with Google apps * Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment * Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early. * Creativity and problem-solving skills to address unstructured challenges. *Nice to haves:* * Relevant experience in EDD and Transaction Monitoring workflows including SAR narrative drafting and filing * Experience in project management, data analytics, and/or third-party vendor management * Proficiency with business intelligence tools such as Looker/Tableau/PowerBI, JIRA, Hummingbird, and Salesforce Service Cloud. * Experience collaborating with internal external outsource business partners * Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE) * Advanced degree in business, finance, or customer experience (CX) Position ID: G2726 *Pay Transparency Notice:* Depending on your work location, the target annual salary for this position can range as detailed below. Full time offers from Coinbase also include bonus eligibility + equity eligibility**+ benefits (including medical, dental, vision and 401(k)). Pay Range: $99,365-$116,900 USD Please be advised that each candidate may submit a maximum of four applications within any 30-day period. We encourage you to carefully evaluate how your skills and interests align with Coinbase's roles before applying. Commitment to Equal Opportunity Coinbase is proud to be an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, creed, gender, national origin, age, disability, veteran status, sex, gender expression or identity, sexual orientation or any other basis protected by applicable law. Coinbase will also consider for employment qualified applicants with criminal histories in a manner consistent with applicable federal, state and local law. For US applicants, you may view the *********************************************** in certain locations, as required by law. Coinbase is also committed to providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation because of a disability for any part of the employment process, please contact us at accommodations*********************************** *Global Data Privacy Notice for Job Candidates and Applicants* Depending on your location, the General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we manage the data of job applicants. Our full notice outlining how data will be processed as part of the application procedure for applicable locations is available ********************************************************** By submitting your application, you are agreeing to our use and processing of your data as required. *AI Disclosure* For select roles, Coinbase is piloting an AI tool based on machine learning technologies to conduct initial screening interviews to qualified applicants. The tool simulates realistic interview scenarios and engages in dynamic conversation. A human recruiter will review your interview responses, provided in the form of a voice recording and/or transcript, to assess them against the qualifications and characteristics outlined in the job description. For select roles, Coinbase is also piloting an AI interview intelligence platform to transcribe and summarize interview notes, allowing our interviewers to fully focus on you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to make decisions impacting employment*. To request a reasonable accommodation due to disability, please contact accommodations[at]coinbase.com
    $99.4k-116.9k yearly 60d+ ago
  • Compliance Manager - Part Time

    Sterling Computers Corporation

    Compliance specialist job in North Sioux City, SD

    Title: Compliance Manager - Part Time Reports to: Vice President of Legal and Compliance Required Education/Experience: The Compliance Manager must have proficient understanding of common compliance frameworks relevant to government contracting and the IT industry, such as ISO, NIST, and CMMI, and must have at least three (3) years of prior experience in managing compliance programs and management systems with respect to quality control, export control, counterfeit mitigation, information security regulatory compliance, and supply chain risk management. Job Description: The Compliance Manager will be responsible for supporting the management and completion of key compliance projects, providing guidance to business units, performing internal audits and conducting self-assessments, and for connecting strategically and driving implementation of the Company's compliance initiatives at all levels of the organization. The Compliance Manager will play a key role in strengthening the compliance program and supporting the Company's growth by working on a wide array of project management activities in a fast-paced environment, while ensuring corporate guidelines are consistently met. Requirements: Proficient understanding of common compliance frameworks relevant to government contracting and the IT industry, such as ISO 9001, ISO 20000, ISO 20243, O-TTPS, NIST 800-53, AS5553, AS6174, AS6081, and CMMI. “Hands-on” practical experience in the management of compliance programs and management systems with respect to quality control, export control, counterfeit mitigation, and supply chain risk management. Strong project management skills including strong strategic planning and implementation skills, thorough understanding and focus of the value to be delivered, engagement, collaboration, communication, and management of internal department and stakeholders of the company in a matrixed environment, and the ability to plan effectively, monitor progress, and exercise timely and appropriate escalation and mitigation of barriers. Ability to review, understand, evaluate and provide guidance on large, complex projects and a variety of other initiatives based on corporate guidelines and input from various stakeholders of the Company, and ability to provide guidance on main ideas, and potential business and liability risks involved Strong attention to detail, high level of reading and analytical skills and problem-solving skills, ability to learn new concepts quickly, and ability to pivot and communicate efficiently and effectively at a high-level to leadership teams. Ability to develop and maintain knowledge of an organization's operations, corporate values, and business goals, and of the compliance landscape as it pertains to the Company, and ability to use that knowledge to anticipate, identify, analyze, and address business and liability opportunities and risks as they pertain to the company. Ability to identify, analyze, and provide guidance on where coordination, guidance, review, and approval are needed from external advisors and from other internal departments and stakeholders of the Company. High degree of initiative, organization and prioritization in approach to professional responsibilities, including dependability and timeliness, and ability to work independently with minimal supervision Proficient understanding of professional ethics, business sensitivities and confidentiality, and ability to manage professional responsibilities with integrity and discretion Personal aptitude to thrive in a dynamic, fast-paced environment, and to manage multiple, concurrent responsibilities and competing demands with sound judgment and diplomacy Strong communication skills (verbal and written), and ability to work and communicate effectively with all levels of the Company, and ability to generate awareness, deliver training and guidance, and drive engagement and adoption of policies, processes and initiatives. Ability to deliver a presentation of materials to a wide audience and lead management review meetings. Have an ability to effectively communicate with senior management persons and technical experts Ability to sit at a desk and work on a computer for prolonged periods, and ability to utilize and manage Microsoft Office products and other office programs and tools. Primary Responsibilities: Implement, manage and support the Company's management systems and compliance programs and management systems, as assigned - Develop and implement from the ground-up effective compliance programs and system to meet or exceed requirements; Assist and aid department managers in documentation of manuals, processes and procedures; Monitor, assess and modify systems to ensure continual improvement and to address changing requirements; Prepare for, coordinate, participate in, and help execute internal and external audits; Assist in the development, measurement, and reporting of key metrics to drive conformance, efficiency, and continual improvement and the collection of evidence of conformance; Develop and maintain awareness of the Company's compliance programs and management systems; Assist in generating awareness and driving engagement and adoption of compliance policies, initiatives and other guidelines. Implement, manage, and support compliance projects and initiatives, as assigned - Provide overall support and guidance on multiple compliance projects while coordinating with colleagues to facilitate and enhance compliance initiatives; Field requests and inquiries from colleagues and communicate on a consistent basis with colleagues; Identify where coordination, guidance, review and approval are needed from external advisors and from other internal departments and stakeholders of the Company; Assist to create long-term and short-term plans, set targets for milestones, and ensure deadlines are adhered to; ability to diagram and understand workflows and processes input and outputs; Identify, prepare and disseminate information regarding compliance project and component status, deadlines and requirements and communicating tasks to those best positioned to complete them; Serve as point of contact for teams when multiple units are assigned to the same project, and assist in overseeing compliance workflows and ensuring transparency of progress; Assist in ensuring compliance activities are timely prepared, reviewed, approved, executed, and deliverer, and that team actions remain in synergy. Serve as subject matter expert on the Company's compliance projects and initiatives for proper administration, maintenance, and oversight of compliance projects and activities across the Company - Advise top management on business operations relating to business and liability opportunities and risks; Maintain working knowledge of the Company's corporate guidelines including the Company's operations, corporate values, business goals, and compliance policies and initiatives, and analyze to ensure compliance with industry standards and ethical standards; develop risk management strategies, and design control systems to address cases of violation of internal business policies; prepare and disseminate reports, guidance, training materials and presentations, resources and other information to colleagues; assist in generating awareness and driving engagement and adoption of compliance policies, initiatives and other guidelines. Utilize the Company's compliance and risk management systems, and perform other tasks to support compliance and operational projects and initiatives - Assist in the preparation and maintenance of accurate, thorough records; assist in the development and implementation of the Company's documentation and library of compliance and risk systems, processes, procedures, policies, initiatives and guidelines; Identify and analyze potential risks and findings of noncompliance, and offer appropriate solutions-based recommendations; assist with ensuring necessary and appropriate planning, coordination and allocation of resources and processes to ensure continuous operational initiatives. Serve as designated point of contact for general compliance communications - Assist in monitoring the Company's compliance e-mail inboxes and other compliance communication message centers and delivery points; receive and screen telephone calls, mailings, emails, faxes and other communications; review, analyze, and sort incoming requests for certification or compliance information, surveys and conduct assessments in support of contracts; compliance letters, notices and other correspondence; route correspondence and other communications to the appropriate internal. departments and stakeholders of the Company; assist in preparing, reviewing and sending outgoing letters, notices, and other correspondence as needed. Applicants must have the legal right to work in the United States. Sterling does not provide immigration or work visa sponsorship. Sterling Computers Corporation (“Sterling”) is an Equal Opportunity Employer. Qualified applicants will receive consideration for employment without regard to age, race, color, creed, religion, disability, medical condition, economic status or status with regard to public assistance, citizenship status, national or social or ethnic origin, past or present membership in the uniformed services, protected veteran status, sex, pregnancy, marital or civil union or domestic partnership status, family or parental status, sexual orientation, gender expression or identity, family medical history or genetic information, HIV status, political belief, or any other status or characteristic protected by applicable law.
    $68k-100k yearly est. Auto-Apply 60d+ ago
  • Compliance Manager - Part Time

    Sterling Computers

    Compliance specialist job in North Sioux City, SD

    Title: Compliance Manager - Part Time Reports to: Vice President of Legal and Compliance Required Education/Experience: The Compliance Manager must have proficient understanding of common compliance frameworks relevant to government contracting and the IT industry, such as ISO, NIST, and CMMI, and must have at least three (3) years of prior experience in managing compliance programs and management systems with respect to quality control, export control, counterfeit mitigation, information security regulatory compliance, and supply chain risk management. Job Description: The Compliance Manager will be responsible for supporting the management and completion of key compliance projects, providing guidance to business units, performing internal audits and conducting self-assessments, and for connecting strategically and driving implementation of the Company's compliance initiatives at all levels of the organization. The Compliance Manager will play a key role in strengthening the compliance program and supporting the Company's growth by working on a wide array of project management activities in a fast-paced environment, while ensuring corporate guidelines are consistently met. Requirements: * Proficient understanding of common compliance frameworks relevant to government contracting and the IT industry, such as ISO 9001, ISO 20000, ISO 20243, O-TTPS, NIST 800-53, AS5553, AS6174, AS6081, and CMMI. * "Hands-on" practical experience in the management of compliance programs and management systems with respect to quality control, export control, counterfeit mitigation, and supply chain risk management. * Strong project management skills including strong strategic planning and implementation skills, thorough understanding and focus of the value to be delivered, engagement, collaboration, communication, and management of internal department and stakeholders of the company in a matrixed environment, and the ability to plan effectively, monitor progress, and exercise timely and appropriate escalation and mitigation of barriers. * Ability to review, understand, evaluate and provide guidance on large, complex projects and a variety of other initiatives based on corporate guidelines and input from various stakeholders of the Company, and ability to provide guidance on main ideas, and potential business and liability risks involved * Strong attention to detail, high level of reading and analytical skills and problem-solving skills, ability to learn new concepts quickly, and ability to pivot and communicate efficiently and effectively at a high-level to leadership teams. * Ability to develop and maintain knowledge of an organization's operations, corporate values, and business goals, and of the compliance landscape as it pertains to the Company, and ability to use that knowledge to anticipate, identify, analyze, and address business and liability opportunities and risks as they pertain to the company. * Ability to identify, analyze, and provide guidance on where coordination, guidance, review, and approval are needed from external advisors and from other internal departments and stakeholders of the Company. * High degree of initiative, organization and prioritization in approach to professional responsibilities, including dependability and timeliness, and ability to work independently with minimal supervision * Proficient understanding of professional ethics, business sensitivities and confidentiality, and ability to manage professional responsibilities with integrity and discretion * Personal aptitude to thrive in a dynamic, fast-paced environment, and to manage multiple, concurrent responsibilities and competing demands with sound judgment and diplomacy * Strong communication skills (verbal and written), and ability to work and communicate effectively with all levels of the Company, and ability to generate awareness, deliver training and guidance, and drive engagement and adoption of policies, processes and initiatives. Ability to deliver a presentation of materials to a wide audience and lead management review meetings. Have an ability to effectively communicate with senior management persons and technical experts * Ability to sit at a desk and work on a computer for prolonged periods, and ability to utilize and manage Microsoft Office products and other office programs and tools. Primary Responsibilities: * Implement, manage and support the Company's management systems and compliance programs and management systems, as assigned - Develop and implement from the ground-up effective compliance programs and system to meet or exceed requirements; Assist and aid department managers in documentation of manuals, processes and procedures; Monitor, assess and modify systems to ensure continual improvement and to address changing requirements; Prepare for, coordinate, participate in, and help execute internal and external audits; Assist in the development, measurement, and reporting of key metrics to drive conformance, efficiency, and continual improvement and the collection of evidence of conformance; Develop and maintain awareness of the Company's compliance programs and management systems; Assist in generating awareness and driving engagement and adoption of compliance policies, initiatives and other guidelines. * Implement, manage, and support compliance projects and initiatives, as assigned - Provide overall support and guidance on multiple compliance projects while coordinating with colleagues to facilitate and enhance compliance initiatives; Field requests and inquiries from colleagues and communicate on a consistent basis with colleagues; Identify where coordination, guidance, review and approval are needed from external advisors and from other internal departments and stakeholders of the Company; Assist to create long-term and short-term plans, set targets for milestones, and ensure deadlines are adhered to; ability to diagram and understand workflows and processes input and outputs; Identify, prepare and disseminate information regarding compliance project and component status, deadlines and requirements and communicating tasks to those best positioned to complete them; Serve as point of contact for teams when multiple units are assigned to the same project, and assist in overseeing compliance workflows and ensuring transparency of progress; Assist in ensuring compliance activities are timely prepared, reviewed, approved, executed, and deliverer, and that team actions remain in synergy. * Serve as subject matter expert on the Company's compliance projects and initiatives for proper administration, maintenance, and oversight of compliance projects and activities across the Company - Advise top management on business operations relating to business and liability opportunities and risks; Maintain working knowledge of the Company's corporate guidelines including the Company's operations, corporate values, business goals, and compliance policies and initiatives, and analyze to ensure compliance with industry standards and ethical standards; develop risk management strategies, and design control systems to address cases of violation of internal business policies; prepare and disseminate reports, guidance, training materials and presentations, resources and other information to colleagues; assist in generating awareness and driving engagement and adoption of compliance policies, initiatives and other guidelines. * Utilize the Company's compliance and risk management systems, and perform other tasks to support compliance and operational projects and initiatives - Assist in the preparation and maintenance of accurate, thorough records; assist in the development and implementation of the Company's documentation and library of compliance and risk systems, processes, procedures, policies, initiatives and guidelines; Identify and analyze potential risks and findings of noncompliance, and offer appropriate solutions-based recommendations; assist with ensuring necessary and appropriate planning, coordination and allocation of resources and processes to ensure continuous operational initiatives. * Serve as designated point of contact for general compliance communications - Assist in monitoring the Company's compliance e-mail inboxes and other compliance communication message centers and delivery points; receive and screen telephone calls, mailings, emails, faxes and other communications; review, analyze, and sort incoming requests for certification or compliance information, surveys and conduct assessments in support of contracts; compliance letters, notices and other correspondence; route correspondence and other communications to the appropriate internal. departments and stakeholders of the Company; assist in preparing, reviewing and sending outgoing letters, notices, and other correspondence as needed. Applicants must have the legal right to work in the United States. Sterling does not provide immigration or work visa sponsorship. Sterling Computers Corporation ("Sterling") is an Equal Opportunity Employer. Qualified applicants will receive consideration for employment without regard to age, race, color, creed, religion, disability, medical condition, economic status or status with regard to public assistance, citizenship status, national or social or ethnic origin, past or present membership in the uniformed services, protected veteran status, sex, pregnancy, marital or civil union or domestic partnership status, family or parental status, sexual orientation, gender expression or identity, family medical history or genetic information, HIV status, political belief, or any other status or characteristic protected by applicable law.
    $68k-100k yearly est. 43d ago
  • VP Enterprise Compliance

    The Bancorp 4.3company rating

    Compliance specialist job in Sioux Falls, SD

    ***This position is available as a hybrid position in our Wilmington, DE or Sioux Falls, SD office.*** Manages and administers the bank's compliance risk management program in collaboration with the Compliance Officer. Responsibilities Essential Functions Keeps abreast of relevant consumer protection laws, regulations, and supervisory guidance applicable to the assigned business line, (i.e., “Alphabet” of consumer and credit regulations such as, but not limited to B, C, E, F, G, M, O, P, V, X, Z, CC, DD) and other laws for example, but not limited to, E-SIGN, 1099 IRS rules, and ID Theft. Informs management, clients and interested parties of new and modified compliance requirements. Trains internal and external clients on compliance requirements through a variety of methods including one on one or staff meetings, memos, educational presentations, and providing guidance on specific situations. Reviews and updates policies, procedures and disclosures as needed for adherence with applicable laws and regulations. Assists in the development of compliance-related policies and procedures. Assists in creating and maintaining company standards related to higher risk products, services, and practices. Ensures documentation and training materials are current to minimize risks. Performs compliance reviews and risk assessments on new programs and initiatives. Performs ongoing evaluation of third parties requiring enhanced oversight. Participates in onsite due diligence reviews of key third party service providers. Reviews elevated marketing materials for adherence to regulatory requirements and bank standards, providing guidance and advice to bring the materials into compliance. Oversees monitoring and testing to ensure that activities are completed in accordance with approved schedules. Identifies corrective action and follows up to ensure implementation. Builds and maintains close working partnerships with internal stakeholders and external clients to ensure they seek advice and counsel when needed on compliance issues. Prepares and presents compliance reports and executive summaries of compliance activities including concerns, issue trends and patterns, etc. and discuss recommendations for initiating additional controls and audits. Acts as a subject matter expert, advising the team, other departments and clients on day-to-day, elevated, and complex compliance issues, rules, and regulations. Partners with internal and external stakeholders to develop solutions and recommendations to meet compliance needs. Assists in the management of compliance-related audits and examinations. Gathers relevant documentation as requested, meets with auditors to respond to questions, prepares audit responses as needed, and implements actions recommended by auditors and examiners. Performs other duties as assigned. Qualifications Education/Experience Requirements Undergraduate degree in business or a related field or an equivalent combination of training and experience. 10 years of compliance experience in the banking or financial services industry. Preferred Qualifications CRCM certification preferred. Extensive knowledge of federal consumer protection laws and regulations. Excellent verbal, written, and interpersonal communication skills. Ability to simultaneously prioritize and manage multiple projects and deadlines. Comprehensive working knowledge of consumer and commercial banking laws and regulations. A team player, able to work effectively in a team fostered, multi-tasking environment. Proficient in Microsoft Office suite, e.g., Excel, PowerPoint, Word, Outlook. Experience in relational databases (Quick Base and Archer) is preferred. No travel required. Additional Information This job will be open and accepting applications for a minimum of five days from the date it was posted. Working at The Bancorp Bank, N.A. and Benefits Information: ********************************************* Company Culture & Background Screening Company Culture at The Bancorp Bank: *************************************************** The Bancorp Bank, N.A. is an EQUAL OPPORTUNITY EMPLOYER and will not discriminate on the basis of race, color, religion, gender, gender identity, sexual orientation, pregnancy, citizenship, national origin, age, disability, genetic information, veteran status or other protected category with respect to recruitment, hiring, training, promotion, and other terms and conditions of employment. Employment with The Bancorp Bank, N.A. includes successfully passing a background check including credit, criminal, education, employment, OFAC, and social media background history. #LI-CB1 #LI-Hybrid
    $85k-117k yearly est. Auto-Apply 1d ago
  • VP Enterprise Compliance

    The Bancorp, Inc. 3.9company rating

    Compliance specialist job in Sioux Falls, SD

    is available as a hybrid position in our Wilmington, DE or Sioux Falls, SD office.* Manages and administers the bank's compliance risk management program in collaboration with the Compliance Officer. Responsibilities Essential Functions Keeps abreast of relevant consumer protection laws, regulations, and supervisory guidance applicable to the assigned business line, (i.e., "Alphabet" of consumer and credit regulations such as, but not limited to B, C, E, F, G, M, O, P, V, X, Z, CC, DD) and other laws for example, but not limited to, E-SIGN, 1099 IRS rules, and ID Theft. Informs management, clients and interested parties of new and modified compliance requirements. Trains internal and external clients on compliance requirements through a variety of methods including one on one or staff meetings, memos, educational presentations, and providing guidance on specific situations. Reviews and updates policies, procedures and disclosures as needed for adherence with applicable laws and regulations. Assists in the development of compliance-related policies and procedures. Assists in creating and maintaining company standards related to higher risk products, services, and practices. Ensures documentation and training materials are current to minimize risks. Performs compliance reviews and risk assessments on new programs and initiatives. Performs ongoing evaluation of third parties requiring enhanced oversight. Participates in onsite due diligence reviews of key third party service providers. Reviews elevated marketing materials for adherence to regulatory requirements and bank standards, providing guidance and advice to bring the materials into compliance. Oversees monitoring and testing to ensure that activities are completed in accordance with approved schedules. Identifies corrective action and follows up to ensure implementation. Builds and maintains close working partnerships with internal stakeholders and external clients to ensure they seek advice and counsel when needed on compliance issues. Prepares and presents compliance reports and executive summaries of compliance activities including concerns, issue trends and patterns, etc. and discuss recommendations for initiating additional controls and audits. Acts as a subject matter expert, advising the team, other departments and clients on day-to-day, elevated, and complex compliance issues, rules, and regulations. Partners with internal and external stakeholders to develop solutions and recommendations to meet compliance needs. Assists in the management of compliance-related audits and examinations. Gathers relevant documentation as requested, meets with auditors to respond to questions, prepares audit responses as needed, and implements actions recommended by auditors and examiners. Performs other duties as assigned. Qualifications Education/Experience Requirements * Undergraduate degree in business or a related field or an equivalent combination of training and experience. * 10 years of compliance experience in the banking or financial services industry. Preferred Qualifications * CRCM certification preferred. * Extensive knowledge of federal consumer protection laws and regulations. * Excellent verbal, written, and interpersonal communication skills. * Ability to simultaneously prioritize and manage multiple projects and deadlines. * Comprehensive working knowledge of consumer and commercial banking laws and regulations. * A team player, able to work effectively in a team fostered, multi-tasking environment. * Proficient in Microsoft Office suite, e.g., Excel, PowerPoint, Word, Outlook. Experience in relational databases (Quick Base and Archer) is preferred. * No travel required. Additional Information This job will be open and accepting applications for a minimum of five days from the date it was posted. Working at The Bancorp Bank, N.A. and Benefits Information: ********************************************* Company Culture & Background Screening Company Culture at The Bancorp Bank: *************************************************** The Bancorp Bank, N.A. is an EQUAL OPPORTUNITY EMPLOYER and will not discriminate on the basis of race, color, religion, gender, gender identity, sexual orientation, pregnancy, citizenship, national origin, age, disability, genetic information, veteran status or other protected category with respect to recruitment, hiring, training, promotion, and other terms and conditions of employment. Employment with The Bancorp Bank, N.A. includes successfully passing a background check including credit, criminal, education, employment, OFAC, and social media background history. #LI-CB1 #LI-Hybrid
    $68k-95k yearly est. Auto-Apply 1d ago
  • Senior Compliance Analyst - Park Avenue Securities

    Guardian Life 4.4company rating

    Compliance specialist job in Pierre, SD

    Guided by our company Purpose of "Inspiring well-being for our colleagues, consumers, and communities," we are committed to building a best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance, and Government Affairs functions, aligned to "what" we deliver (i.e., our goals and objectives) and "how" we demonstrate our values and behaviors while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to demonstrate business savvy, being a subject matter expert, all while supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch office inspection, executing the plan, and delivering the results verbally and in writing to various partners. **You are** An enthusiastic, self-motivated, high-energy individual who enjoys working in a team environment while executing responsibilities independently. Your ability to multi-task but prioritize allows you to deliver high-quality results in a timely fashion. **You will** + Conduct branch office inspections utilizing risk-based testing methodologies. This includes obtaining background information, analyzing data, determining relevant sample sizes, and conducting testing. + Review additional materials and conduct interviews, as needed, to support risk-based testing methodologies or follow-up on potential business risk exposures. + Use the results of your risk-based testing in conjunction with your expertise and judgment to assess the adequacy and effectiveness of the control environment in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as appropriate, with corrective action plans to ensure proper remediation is taken at the branch office and verify the completion of plans. + Run multiple inspections simultaneously while timely delivering high-quality results. + Stay current with industry and regulatory developments and proactively identify opportunities to improve the branch office program. + Volunteer and otherwise assist on other department projects and initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a familiarity of state insurance laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7; 24 licenses required or obtained within 120 days. + A bachelor's degree + Strong interpersonal, organizational, and analytical skills. + Excellent written and verbal communication skills with comfort making presentations in various settings. + No restrictions on travel and extended periods away from home. **Reporting Relationships** As our Compliance Analyst, you will report to the Compliance Leader. **Location /Travel** Remote role with WFH flexibility. Travel to Guardian offices as needed when requested by the People Leader. Travel: 50% for business purposes. **Salary Range:** $67,450.00 - $110,815.00 The salary range reflected above is a good faith estimate of base pay for the primary location of the position. The salary for this position ultimately will be determined based on the education, experience, knowledge, and abilities of the successful candidate. In addition to salary, this role may also be eligible for annual, sales, or other incentive compensation. **Our Promise** At Guardian, you'll have the support and flexibility to achieve your professional and personal goals. Through skill-building, leadership development and philanthropic opportunities, we provide opportunities to build communities and grow your career, surrounded by diverse colleagues with high ethical standards. **Inspire Well-Being** As part of Guardian's Purpose - to inspire well-being - we are committed to offering contemporary, supportive, flexible, and inclusive benefits and resources to our colleagues. Explore our company benefits at *********************************************** . _Benefits apply to full-time eligible employees. Interns are not eligible for most Company benefits._ **Equal Employment Opportunity** Guardian is an equal opportunity employer. All qualified applicants will be considered for employment without regard to age, race, color, creed, religion, sex, affectional or sexual orientation, national origin, ancestry, marital status, disability, military or veteran status, or any other classification protected by applicable law. **Accommodations** Guardian is committed to providing access, equal opportunity and reasonable accommodation for individuals with disabilities in employment, its services, programs, and activities. Guardian also provides reasonable accommodations to qualified job applicants (and employees) to accommodate the individual's known limitations related to pregnancy, childbirth, or related medical conditions, unless doing so would create an undue hardship. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please contact applicant_accommodation@glic.com . **Current Guardian Colleagues: Please apply through the internal Jobs Hub in Workday.** Every day, Guardian helps our 29 million customers realize their dreams through a range of insurance and financial products and services. Our Purpose, to inspire well-being, guides our dedication to the colleagues, consumers, and communities we serve. We know that people count, and we go above and beyond to prepare them for the life they want to live, focusing on their overall well-being - mind, body, and wallet. As one of the largest mutual insurance companies, we put our customers first. Behind every bright future is a GuardianTM. Learn more about Guardian at guardianlife.com . Visa Sponsorship: Guardian Life is not currently or in the foreseeable future sponsoring employment visas. In order to be a successful applicant, you must be legally authorized to work in the United States, without the need for employer sponsorship.
    $67.5k-110.8k yearly 60d+ ago
  • Compliance Officer II

    First Interstate Bancsystem, Inc. 3.5company rating

    Compliance specialist job in Sioux Falls, SD

    If you are a current FIB employee, please apply through the Career Worklet in the Employee Portal. This position offers a full-time remote work opportunity and can be located at Bend, OR; Boise, ID; Omaha, NE; Sioux Falls, SD and Billings, MT. What's Important to You We know your career is just one aspect of a meaningful, complex, and demanding life. That's why we designed our compensation and benefits package to provide employees and their families with as much choice as possible. * Generous Paid Time Off (PTO) in addition to paid federal holidays. * Student debt employer repayment program. * 401(k) retirement plan with a 6% match. * The health and happiness of the places we call home matter to us. Learn a little more about what we do for the communities we serve and why we want YOU to be a part of it. We encourage you to apply. Reach for what you want and tell us why your work ethic and willingness to learn make you a natural fit for #TeamFirstInterstate. SUMMARY The Compliance Officer II is responsible for testing transactions to ensure that the Bank maintains a high level of compliance with consumer protection laws and regulations, anti-discrimination laws and regulations, privacy requirements, and other related procedures across all lines of business. This position plans, conducts, and/or leads moderately complex compliance monitoring projects to identify risks, evaluate the effectiveness of internal controls, and assess compliance with policies, procedures, laws, and regulations. Additionally, this position completes and/or oversees the completion of monitoring projects, and present findings and recommendations for corrective actions to management. ESSENTIAL DUTIES AND RESPONSIBILITIES * Completes the required compliance training along with any other available training related to regulatory compliance. * Keeps abreast of significant changes and/or issues impacting the banking industry related to areas of risk and regulatory requirements. * Assists in the planning of monitoring projects. * Performs and or oversees transaction monitoring and policy and procedure reviews. * Performs and/or oversees the performance of monitoring projects to identify risks, evaluate the effectiveness of internal controls, and assess compliance with policies, procedures, laws, and regulations. * Establishes and maintains open communications with bank employees throughout the monitoring process regarding review of policies and procedures, monitoring review progress, and identification of potential findings and other concerns. * Prepares concise and well-organized working papers which accurately reflect the results of monitoring performed. * Reviews work prepared by other team members on assigned projects to ensure sound audit theory and compliance with department and professional standards. * Conducts exit meetings with department management to discuss monitoring findings and recommends corrective actions to mitigate risk and/or improve processes. * Supervises and directs other team members on assigned monitoring projects. QUALIFICATIONS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. KNOWLEDGE, SKILLS AND ABILITIES * Ability to read, analyze, comprehend, and interpret governmental regulations, technical procedures, general business periodicals, or professional journals. * Ability to write business correspondence, training programs, and procedure manuals. * Ability to apply policies and procedures. * Ability to effectively present information in one-on-one or large group situations to employees of the organization. * Ability to effectively communicate with supervisor. * Ability to respond effectively to the most sensitive inquires or complaints. * Ability to calculate figures and amounts such as discounts, interest, commissions, proportions, and percentages. * Ability to review, analyze and resolve complex problems. * Ability to apply common sense understanding and make risk-based judgment decisions to carry out day-to-day tasks. EDUCATION AND/OR EXPERIENCE * High School Diploma or General Education Degree (GED) required * Bachelor's Degree in a relevant area of study preferred * 1-3 years compliance or quality assurance experience in banking required LICENSES AND CERTIFICATIONS * CRCM - Certified Regulatory Compliance Manager preferred * CCBCO - Certified Community Bank Compliance Officer preferred PHYSICAL DEMANDS AND WORKING ENVIRONMENT The physical demands and work environment are representative of those that must be met or encountered to successfully perform the essential functions of the job. In compliance with the Americans with Disabilities Act, the company provides reasonable accommodation to qualified individuals with disabilities and encourages both prospective and current employees to discuss potential accommodations with the employer. * Dexterity of hands/fingers to operate computer keyboard and mouse - Frequently * Sitting - Frequently * Standing - Occasionally * Noise Level - Moderate * Typical Work hours - M-F (8-5) * Regular and Predictable Attendance - Required If you are a current FIB employee, please apply through the Career Worklet in the Employee Portal.
    $41k-59k yearly est. Auto-Apply 3d ago
  • Compliance Analyst

    First Premier Bank

    Compliance specialist job in Sioux Falls, SD

    At First PREMIER Bank and PREMIER Bankcard, we've created a culture that emphasizes personal success, respect, health, and wellness, fun and giving back. This is an environment where you will be rewarded, valued, and celebrated for your hard work. We offer a robust and expanded package of health benefits, incentives, paid time off and growth and career advancement opportunities. We celebrate our employees and show our appreciation with private concerts, outdoor bashes, cash and car giveaways and more! See some of our epic celebrations and employee recognitions. Considered one of the nation's strongest financial organizations, we've achieved our success by embodying the views and values of The PREMIER Way. From our CEOs to the newest hires, we all follow these shared views and values to guide us on how to treat our customers, co-workers and communities. The PREMIER Way also serves as a roadmap on how to be successful inside and outside of the workplace. We believe in investing in our employees, their families and our communities. : Compliance Analyst Job Code: 262 Department: Compliance FLSA Status: Exempt Job Purpose: Compliance is responsible for providing an independent, objective assurance and consulting activity designed to add value and improve First PREMIER Bank and PREMIER Bankcard LLC's operations. Compliance helps management accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of regulatory, control, and governance processes. Compliance is responsible for the timely execution of risk-based reviews in accordance with the annual approved program, as well as assisting with other regulatory matters and projects. Compliance will provide management, including the Audit Committee and Board(s) with information, advice and recommendations on risks and opportunities. Primary Responsibilities: Essential duties and responsibilities include the following. Other duties may be assigned. Develop knowledge of key regulations relevant to the business to interpret regulatory requirements and assess organizational compliance. Develop and conduct compliance training to educate personnel organization wide and ensure awareness of regulatory requirements. Consult with the business on regulatory matters related to operations and customer relations and provide advice on risks and controls. Conduct independent reviews and monitoring to assess adherence to regulatory requirements and make recommendations as needed to mitigate risk. Prepare work papers and reports and communicate with affected personnel and management. Attend various business/taskforce meetings. Skills: Demonstrated organizational skills, confidentiality, and independent work experience necessary. Excellent verbal and written communication skills are required. Strong attention to detail. Ability to become proficient in at least four major compliance regulations. Ability to learn four sections of the Bank Secrecy Act / Anti-money Laundering program. Education and Experience: High school diploma or equivalent, required Industry experience in a banking or financial organization, preferred. Physical Demands and Work Environment: The physical demands required to perform the essential functions of the job: Extended periods of sitting and working on a computer is required. Must occasionally lift and/or move up to 15 pounds. Work environment is a standard office setting. Travel is primarily local during the business day, although some out-of-the-area and overnight travel may be expected. On call rotation may be required. This indicates, in general terms, the type and level of work performed as well as the typical responsibilities of employees in this position. This job description may be modified at any time at the discretion of department management.
    $44k-65k yearly est. 6d ago
  • Compliance Analyst

    Datavant

    Compliance specialist job in Pierre, SD

    Datavant is a data platform company and the world's leader in health data exchange. Our vision is that every healthcare decision is powered by the right data, at the right time, in the right format. Our platform is powered by the largest, most diverse health data network in the U.S., enabling data to be secure, accessible and usable to inform better health decisions. Datavant is trusted by the world's leading life sciences companies, government agencies, and those who deliver and pay for care. By joining Datavant today, you're stepping onto a high-performing, values-driven team. Together, we're rising to the challenge of tackling some of healthcare's most complex problems with technology-forward solutions. Datavanters bring a diversity of professional, educational and life experiences to realize our bold vision for healthcare. **Role Summary:** The Compliance Analyst supports Datavant's enterprise compliance program and helps ensure adherence to laws, regulations, and internal policies. This position is responsible for core compliance activities, in particular monitoring the compliance hotline, monitoring new hire and annual compliance training, conducting compliance monitoring and auditing activities, and supporting external compliance audit requests. The Compliance Analyst will work to promote our culture of integrity, transparency, and accountability, helping Datavant maintain and continuously improve its compliance practices. The Compliance Analyst is expected to approach the role with a solutions-oriented mindset with strong written and verbal communication skills. **Key Responsibilities:** + Support and enhance Datavant's enterprise compliance program across the seven elements of compliance. + Serve as the primary point of contact for the Compliance Hotline, ensuring reports are logged, categorized, and tracked to resolution. + Identify and analyze trends in compliance reports, and prepare insights for program leadership and committees. + Conduct or assist in internal investigations and maintain proper documentation and reporting. + Support compliance audits-both internal and external-including gathering and organizing audit evidence. + Work as the liaison to Compliance Program management and other workforce members to ensure regulatory compliance with applicable laws, regulations, policies, and contracts. + Supporting in the development and revision of compliance policies, procedures, and Standards of Conduct + Serve as the primary point of contact for monitoring new hire and annual compliance training and onboarding requirement completion. Take direct ownership in facilitating on time completion. + Supporting in development and revision to compliance training and education materials + Support the preparation of presentations, reports, and dashboards that communicate compliance program activities and trends. + Continuously evaluate and improve compliance workflows, documentation, and reporting tools to enhance efficiency and user experience. + Promote Datavant's culture of ethical behavior and accountability through daily interactions and proactive communication. + Perform other duties as assigned. **Basic Qualifications:** + 2-4 years of experience working in Compliance supporting the seven elements of a Compliance Program as defined by the OIG and DOJ + Strong written and verbal communication skills; able to present compliance information clearly to different audiences. + Analytical thinker with the ability to assess compliance risks and identify practical solutions. + Comfortable working independently in a remote, fast-paced environment. + Experience supporting audits and responding to auditor requests on short timelines. + Proficiency with data analysis and visualization for compliance reporting (e.g., dashboards, scorecards, or trends). + Strong working knowledge of all seven elements of an effective compliance program in alignment with regulator expectations **Desired Qualifications:** + Familiarity with U.S. healthcare regulatory requirements (HIPAA, HITECH, CCPA, GDPR, Stark Law, Anti-Kickback Statute, CMS/OIG guidance). + Experience conducting monitoring or auditing activities, such as control assessments or sample testing. + Understanding of audit and monitoring methodologies (e.g., sample testing, control assessments, data analytics) We are committed to building a diverse team of Datavanters who are all responsible for stewarding a high-performance culture in which all Datavanters belong and thrive. We are proud to be an Equal Employment Opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, religion, national origin, disability, veteran status, or other legally protected status. At Datavant our total rewards strategy powers a high-growth, high-performance, health technology company that rewards our employees for transforming health care through creating industry-defining data logistics products and services. The range posted is for a given job title, which can include multiple levels. Individual rates for the same job title may differ based on their level, responsibilities, skills, and experience for a specific job. The estimated total cash compensation range for this role is: $72,000-$85,000 USD To ensure the safety of patients and staff, many of our clients require post-offer health screenings and proof and/or completion of various vaccinations such as the flu shot, Tdap, COVID-19, etc. Any requests to be exempted from these requirements will be reviewed by Datavant Human Resources and determined on a case-by-case basis. Depending on the state in which you will be working, exemptions may be available on the basis of disability, medical contraindications to the vaccine or any of its components, pregnancy or pregnancy-related medical conditions, and/or religion. This job is not eligible for employment sponsorship. Datavant is committed to a work environment free from job discrimination. We are proud to be an Equal Employment Opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, religion, national origin, disability, veteran status, or other legally protected status. To learn more about our commitment, please review our EEO Commitment Statement here (************************************************** . Know Your Rights (*********************************************************************** , explore the resources available through the EEOC for more information regarding your legal rights and protections. In addition, Datavant does not and will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay. At the end of this application, you will find a set of voluntary demographic questions. If you choose to respond, your answers will be anonymous and will help us identify areas for improvement in our recruitment process. (We can only see aggregate responses, not individual ones. In fact, we aren't even able to see whether you've responded.) Responding is entirely optional and will not affect your application or hiring process in any way. Datavant is committed to working with and providing reasonable accommodations to individuals with physical and mental disabilities. If you need an accommodation while seeking employment, please request it here, (************************************************************** Id=**********48790029&layout Id=**********48795462) by selecting the 'Interview Accommodation Request' category. You will need your requisition ID when submitting your request, you can find instructions for locating it here (******************************************************************************************************* . Requests for reasonable accommodations will be reviewed on a case-by-case basis. For more information about how we collect and use your data, please review our Privacy Policy (**************************************** .
    $72k-85k yearly 50d ago
  • Principal SaMD Quality & Compliance Manager - AI Medical Devices

    Oracle 4.6company rating

    Compliance specialist job in Pierre, SD

    Oracle Health Data Intelligence is hiring a **Quality Manager** to lead and mature our quality systems and regulatory readiness for AI-enabled Software as a Medical Device (SaMD) and digital health solutions. This role sits within HDI's **Regulatory & Medical Device organization.** You will serve as a hands-on quality leader who ensures HDI maintains world-class quality systems, audit readiness, and regulatory alignment as we scale globally across U.S. and European markets. This role is ideal for someone who thrives in regulated environments, understands what "good" truly looks like in a quality system, and can operate with both strategic judgment and tactical depth. At Oracle Health Data Intelligence, our mission is to **transform healthcare through trusted, intelligent technology** -helping providers, life sciences organizations, and health systems deliver safer care, faster innovation, and better patient outcomes at global scale. HDI is uniquely positioned at the intersection of: + Clinical data + AI and advanced analytics + Cloud-scale infrastructure + Regulatory-grade engineering We are building the next generation of healthcare platforms that don't just move fast - they move **responsibly** . Every solution we deliver is designed with: + Patient safety first + Scientific rigor + Regulatory credibility + Global compliance by design For professionals in **regulatory science and quality** , this is a rare opportunity to shape how AI-enabled medical technologies are governed, reviewed, and trusted - not from the sidelines, but from inside one of the world's most influential healthcare technology organizations. Your work directly enables: + Safe adoption of **AI/ML in clinical decision-making** + Faster access to **life-saving digital health solutions** + Global expansion of compliant, scalable **SaMD platforms** + A future where innovation and regulation move **together** , not in conflict **Responsibilities** Key Responsibilities **Quality Systems Leadership** + Own and evolve HDI's Quality Management System (QMS) aligned with: + FDA QSR / 21 CFR Part 820 + ISO 13485 + ISO 14971 + IEC 62304 + SOC2 and InfoSec frameworks **Audit & Inspection Readiness** + Lead preparation for medical device inspections, Notified Body audits, and SOC2/ISO reviews. + Serve as a primary quality partner during regulatory assessments. **Regulatory & Product Partnership** + Partner with Regulatory Scientists, Engineering, Product, and Security to ensure submissions and technical documentation meet approval standards. **Design Controls & Risk** + Guide implementation of design controls, risk management (FMEA, hazard analysis), V&V, and DHF readiness. **Quality as a Strategic Enabler** + Embed quality early in product development and influence decision-making with strong regulatory judgment. Required Qualifications + 8+ years in medical device, SaMD, or regulated healthcare environments. + Demonstrated ownership of QMS implementation and audit readiness. + Strong working knowledge of FDA regulations, ISO 13485, and SOC2 alignment. + Experience partnering with regulatory affairs and product teams on submissions. + Ability to operate strategically and tactically. Preferred Experience + Background in digital health, AI/ML medical software, or imaging platforms. + Experience with CE Mark preparation and Notified Body audits. + Prior experience at companies such as Enzyme, Cortechs.ai, HealthLytix, Edwards Lifesciences, or ResMed. Career Level - IC4 Disclaimer: **Certain US customer or client-facing roles may be required to comply with applicable requirements, such as immunization and occupational health mandates.** **Range and benefit information provided in this posting are specific to the stated locations only** US: Hiring Range in USD from: $90,100 to $199,500 per annum. May be eligible for bonus and equity. Oracle maintains broad salary ranges for its roles in order to account for variations in knowledge, skills, experience, market conditions and locations, as well as reflect Oracle's differing products, industries and lines of business. Candidates are typically placed into the range based on the preceding factors as well as internal peer equity. Oracle US offers a comprehensive benefits package which includes the following: 1. Medical, dental, and vision insurance, including expert medical opinion 2. Short term disability and long term disability 3. Life insurance and AD&D 4. Supplemental life insurance (Employee/Spouse/Child) 5. Health care and dependent care Flexible Spending Accounts 6. Pre-tax commuter and parking benefits 7. 401(k) Savings and Investment Plan with company match 8. Paid time off: Flexible Vacation is provided to all eligible employees assigned to a salaried (non-overtime eligible) position. Accrued Vacation is provided to all other employees eligible for vacation benefits. For employees working at least 35 hours per week, the vacation accrual rate is 13 days annually for the first three years of employment and 18 days annually for subsequent years of employment. Vacation accrual is prorated for employees working between 20 and 34 hours per week. Employees working fewer than 20 hours per week are not eligible for vacation. 9. 11 paid holidays 10. Paid sick leave: 72 hours of paid sick leave upon date of hire. Refreshes each calendar year. Unused balance will carry over each year up to a maximum cap of 112 hours. 11. Paid parental leave 12. Adoption assistance 13. Employee Stock Purchase Plan 14. Financial planning and group legal 15. Voluntary benefits including auto, homeowner and pet insurance The role will generally accept applications for at least three calendar days from the posting date or as long as the job remains posted. Career Level - IC4 **About Us** As a world leader in cloud solutions, Oracle uses tomorrow's technology to tackle today's challenges. We've partnered with industry-leaders in almost every sector-and continue to thrive after 40+ years of change by operating with integrity. We know that true innovation starts when everyone is empowered to contribute. That's why we're committed to growing an inclusive workforce that promotes opportunities for all. Oracle careers open the door to global opportunities where work-life balance flourishes. We offer competitive benefits based on parity and consistency and support our people with flexible medical, life insurance, and retirement options. We also encourage employees to give back to their communities through our volunteer programs. We're committed to including people with disabilities at all stages of the employment process. If you require accessibility assistance or accommodation for a disability at any point, let us know by emailing accommodation-request_************* or by calling *************** in the United States. Oracle is an Equal Employment Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability and protected veterans' status, or any other characteristic protected by law. Oracle will consider for employment qualified applicants with arrest and conviction records pursuant to applicable law.
    $66k-86k yearly est. 6d ago
  • Staff Security Risk and Compliance Program Manager (Insider Threat)

    Confluent 4.6company rating

    Compliance specialist job in Pierre, SD

    **Employment Type:** FullTime Remote **Department** Engineering **Compensation:** $213,200 - $250,470 - Offers Equity _At Confluent, we are committed to providing competitive pay that is in line with industry standards. We analyze and carefully consider several factors when determining compensation, including work history, education, professional experience, and location. The actual pay may vary depending on your skills, qualifications, experience, and work location._ **Overview** We're not just building better tech. We're rewriting how data moves and what the world can do with it. With Confluent, data doesn't sit still. Our platform puts information in motion, streaming in near real-time so companies can react faster, build smarter, and deliver experiences as dynamic as the world around them. It takes a certain kind of person to join this team. Those who ask hard questions, give honest feedback, and show up for each other. No egos, no solo acts. Just smart, curious humans pushing toward something bigger, together. One Confluent. One Team. One Data Streaming Platform. **About the Role:** We are seeking a highly experienced and technically proficient **Staff Risk & Compliance Program Manager (Insider Threat)** to join our Trust & Security organization. In this critical role, you'll be responsible for defining, driving, and executing the strategy for our organization's Insider Threat program, including technical control implementation, detection & response processes, risk mitigation, employee training & awareness and so on. You will work cross-functionally with security, engineering, corporate IT, legal, human resource, and other business units to build and mature a best-in-class, proactive insider threat program that protects Confluent's most sensitive assets and customer data while promoting a positive workplace culture. **What You Will Do:** **Strategy and Roadmap:** Define and drive the multi-year technical roadmap for the Insider Threat program, focusing on advanced detection methods, behavioral analytics, technical countermeasures, and integration with existing security and IT infrastructure. **Technical Program Leadership:** Lead the planning, execution, and delivery of complex, multi-functional technical projects within the Insider Threat domain, ensuring programs are delivered on time, within budget, and to a high standard of quality. **Engineering Partnership:** Act as the primary liaison between Trust & Security and key partners and stakeholders. Translate operational needs and intelligence into clear technical requirements and specifications for engineering implementation. **Detection & Analytics:** Drive the selection, deployment, and optimization of technical tools and platforms such as DLP, endpoint security platform, to identify, score, and alert on anomalous or high-risk user behavior. **Policy and Compliance:** Partner with Legal and HR to ensure all technical controls and monitoring capabilities are compliant with global privacy laws, company policies, and ethical guidelines. **Process Improvement:** Establish and refine the technical incident response and mitigation processes for insider threats, ensuring seamless handoffs, clear roles/responsibilities, and rapid containment. Develop metrics and dashboards to track program effectiveness & and technical control performance. **Employee Trainings & Awareness:** Develop training content, ensure employees understand the expectations of Acceptable User Policy. **What You Will Bring:** + **Experience:** 8+ years of experience in security program management, with at least 5 years dedicated to Insider Threat, Corporate Security, or Data Loss Prevention (DLP) programs. + **Technical Skills** : + Deep technical understanding of security controls, network architecture, endpoint security, cloud environments (e.g., AWS, Azure, GCP), and User and Entity Behavior Analytics (UEBA) or similar advanced detection technologies. + Have experience with evaluating & implementing identity & access management tools, endpoint security platforms, data loss prevention tools. + Familiarity with forensic analysis techniques and legal hold processes related to electronic evidence. + **Program Management Skills:** + Strong project management and organizational skills. + Exceptional analytical and problem-solving skills, with a data-driven approach to decision-making. + Experience in running long-term, complex security programs that deliver iterative improvements and risk reduction. + **Communication and Collaboration skills** : + Excellent written and verbal communication skills. The ability to influence and lead without direct authority. Detail-oriented with a strong analytical mindset. + Excellent ability to articulate complex technical concepts and program statuses to executive-level audiences and technical teams. **Ready to build what's next? Let's get in motion.** **Come As You Are** Belonging isn't a perk here. It's the baseline. We work across time zones and backgrounds, knowing the best ideas come from different perspectives. And we make space for everyone to lead, grow, and challenge what's possible. We're proud to be an equal opportunity workplace. Employment decisions are based on job-related criteria, without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other classification protected by law.
    $67k-94k yearly est. 60d+ ago
  • Home Health Facility Licensure & Regulatory Compliance Analyst

    Centerwell

    Compliance specialist job in Pierre, SD

    **Become a part of our caring community and help us put health first** As a Home Health Facility Licensure & Regulatory Compliance Analyst, you will be responsible to oversee facility licensing and certification processes, ensure ongoing regulatory compliance, and support our agency's commitment to delivering compliant, high-quality home health services. **Key Responsibilities:** + Ensure compliance with federal, state, and local healthcare regulations, including CMS guidelines. + Prepare and submit required facility license applications and renewals to the State Department of Health, Federal, and local agencies. + Oversee and manage Medicaid and Medicare enrollment, renewal, and compliance activities. + Track expiration dates and coordinate renewal processes to prevent lapses in facility licensure. + Development and maintenance of working relationships with representatives of various internal departments and external regulatory agencies. + Conduct thorough research on local, state, and federal statutes and regulations to support organizational initiatives, providing clear and concise written reports of findings. + Conduct due diligence and analysis related to healthcare acquisitions, mergers, and facility relocations. **Use your skills to make an impact** **Requirements:** + Bachelor's degree in healthcare administration, Nursing, or related field; relevant experience may be considered in lieu of degree. + Minimum of 5 years of experience in healthcare compliance, facility licensing, or regulatory affairs, preferably in home health. + Knowledge of CMS regulations, State facility licensing requirements, and accreditation standards. + Strong organizational skills and attention to detail. + Excellent communication and interpersonal skills. + Ability to interpret and apply complex regulatory information. **Preferred Requirements:** + Experience in a regulatory or compliance position, experience working with governmental agencies. + Experience working with CMS, Medicaid, and State Departments of Health. + Prior experience in home health, or healthcare facility licensing setting. + Proactive and self-motivated. + Knowledge of home health regulations, facility licensing standards, and accreditation requirements. **Additional Information:** To ensure Home or Hybrid Home/Office employees' ability to work effectively, the self-provided internet service of Home or Hybrid Home/Office employees must meet the following criteria: + At minimum, a download speed of 25 Mbps and an upload speed of 10 Mbps is required; wireless, wired cable or DSL connection is suggested. + Satellite, cellular and microwave connection can be used only if approved by leadership. + Employees who live and work from Home in the state of California, Illinois, Montana, or South Dakota will be provided a bi-weekly payment for their internet expense. + Home or Hybrid Home/Office employees will be provided with telephone equipment appropriate to meet the business requirements for their position/job. + Work from a dedicated space lacking ongoing interruptions to protect member PHI / HIPAA information. Travel: While this is a remote position, occasional travel to Humana's offices for training or meetings may be required. **Scheduled Weekly Hours** 40 **Pay Range** The compensation range below reflects a good faith estimate of starting base pay for full time (40 hours per week) employment at the time of posting. The pay range may be higher or lower based on geographic location and individual pay will vary based on demonstrated job related skills, knowledge, experience, education, certifications, etc. $58,700 - $70,400 per year **Description of Benefits** Humana, Inc. and its affiliated subsidiaries (collectively, "Humana") offers competitive benefits that support whole-person well-being. Associate benefits are designed to encourage personal wellness and smart healthcare decisions for you and your family while also knowing your life extends outside of work. Among our benefits, Humana provides medical, dental and vision benefits, 401(k) retirement savings plan, time off (including paid time off, company and personal holidays, volunteer time off, paid parental and caregiver leave), short-term and long-term disability, life insurance and many other opportunities. Application Deadline: 01-26-2026 **About us** About CenterWell Home Health: CenterWell Home Health specializes in personalized, comprehensive home care for patients managing a chronic condition or recovering from injury, illness, surgery or hospitalization. Our care teams include nurses, physical therapists, occupational therapists, speech-language pathologists, home health aides, and medical social workers - all working together to help patients rehabilitate, recover and regain their independence so they can live healthier and happier lives. About CenterWell, a Humana company: CenterWell creates experiences that put patients at the center. As the nation's largest provider of senior-focused primary care, one of the largest providers of home health services, and fourth largest pharmacy benefit manager, CenterWell is focused on whole-person health by addressing the physical, emotional and social wellness of our patients. As part of Humana Inc. (NYSE: HUM), CenterWell offers stability, industry-leading benefits, and opportunities to grow yourself and your career. We proudly employ more than 30,000 clinicians who are committed to putting health first - for our teammates, patients, communities and company. By providing flexible scheduling options, clinical certifications, leadership development programs and career coaching, we allow employees to invest in their personal and professional well-being, all from day one. **Equal Opportunity Employer** It is the policy of Humana not to discriminate against any employee or applicant for employment because of race, color, religion, sex, sexual orientation, gender identity, national origin, age, marital status, genetic information, disability or protected veteran status. It is also the policy of Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act and VEVRAA, to employ and to advance in employment individuals with disability or protected veteran status, and to base all employment decisions only on valid job requirements. This policy shall apply to all employment actions, including but not limited to recruitment, hiring, upgrading, promotion, transfer, demotion, layoff, recall, termination, rates of pay or other forms of compensation and selection for training, including apprenticeship, at all levels of employment. Centerwell, a wholly owned subsidiary of Humana, complies with all applicable federal civil rights laws and does not discriminate on the basis of race, color, national origin, age, disability, sex, sexual orientation, gender identity or religion. We also provide free language interpreter services. See our full accessibility rights information and language options *************************************************************
    $58.7k-70.4k yearly 2d ago
  • Director of Compliance

    Dakota Economic Development Corp

    Compliance specialist job in Fort Thompson, SD

    Salary: Salaried Exempt DOE Job Description Director of Compliance Reports To: Chief Executive Officer (CEO) FLSA Status: Exempt Position Summary The Director of Compliance provides executive leadership and oversight of compliance, risk management, and regulatory governance for the Dakota Economic Development Corporation (DEDC). This position ensures the organizations lending and enterprise activities adhere to all applicable Tribal and federal consumer protection laws while upholding the Tribes sovereignty and governance authority. The Director will lead the development and enforcement of internal compliance frameworks, policies, audits, and monitoring systems to protect the integrity of DEDC operations. This role advances compliance independence, enhances internal controls, and builds Tribal capacity for long-term oversight and self-regulation. The Director serves as the primary compliance liaison to the CEO, Board, and Tribal Council, ensuring transparency, accountability, and proactive risk mitigation across all business lines. Key Responsibilities 1.) Compliance Leadership & Policy Governance Develop, implement, and enforce a comprehensive enterprise compliance framework consistent with Tribal law and applicable federal regulatory expectations. Lead the creation, review, and approval of compliance policies, standard operating procedures (SOPs), and control systems across all business operations. Provide regular reports and strategic recommendations to executive leadership and the Board of Directors regarding compliance risk exposure and mitigation. 2.) Regulatory Oversight & Audit Management Oversee all internal and coordinate external compliance audits, examinations, and reviews, including corrective action planning and remediation tracking. Monitor and interpret evolving regulatory requirements applicable to Tribal Lending Entities (TLEs), including TILA, ECOA, FCRA, FDCPA, and GLBA. Maintain proactive engagement with Tribal and federal regulatory agencies to ensure the organization remains in good standing. Protect the organization against regulatory, operational, and reputational risk through vigilant monitoring and early intervention. 3.) Risk Management & Internal Controls Lead enterprise-wide risk identification, assessment, and mitigation processes, ensuring ongoing alignment with DEDCs strategic and operational goals. Partner with IT, Finance, and Servicing partners to develop control measures for data security, consumer protections, anti-fraud measures, and vendor oversight. Maintain a centralized risk register and ensure corrective measures are implemented promptly and reported accurately to executive leadership. 4.) Training, Capacity Building & Staff Oversight Establish compliance education and training programs to ensure all staff understand policies, obligations, and ethical standards. Mentor internal compliance staff and emerging Tribal leaders to foster long-term capacity within DEDC. Coordinate regular compliance workshops to reinforce workforce accountability and data stewardship standards. Promote a culture of transparency, integrity, and responsible innovation across all DEDC enterprises. 5.) Strategic Reporting & Continuous Improvement Deliver consistent and data-driven compliance and risk reports to the CEO, Board of Directors, and Tribal Council. Evaluate the effectiveness of compliance programs using measurable indicators and implement refinements as needed. Collaborate with other department heads to integrate compliance and risk objectives into all aspects of DEDC operations. Support DEDCs strategic roadmap by embedding compliance safeguards and governance metrics into enterprise planning. Qualifications Bachelors degree in Law, Business Administration, Finance, or a related field; advanced degree (JD, MBA, or equivalent) preferred. Minimum of 7 years of progressive experience in compliance management, risk oversight, or regulatory affairs, preferably within consumer finance or Tribal enterprise management. In-depth knowledge of federal and Tribal consumer protection regulations (TILA, ECOA, GLBA, FCRA, FDCPA). Respected background in designing compliance frameworks, conducting audits, and managing corrective action programs. Strong understanding of Tribal sovereignty principles, regulatory jurisdiction, and governance structures. Exceptional analytical, organizational, and communication skills. Demonstrated leadership experience in multi-jurisdictional environments and the ability to collaborate effectively across departments and external entities. Core Competencies Regulatory & Compliance Leadership Risk Management & Internal Controls Strategic Governance & Sovereignty Alignment Data Security & Consumer Protection Policy Development & Audit Oversight Cross-Departmental Collaboration Ethical Decision-Making & Transparency Workforce Training & Capacity Development Communication & Stakeholder Accountability Work Environment & Travel Remote or hybrid work model depending on location. Occasional travel may be required for audits, meetings, or on-site reviews. Salary Salary is commensurate with experience, and offers will be competitive based on qualifications and industry standards, with comprehensive benefits including: Health, dental, and vision insurance. 401(k) retirement plan. Retirement savings options. Tribal Preference Policy In accordance with DEDC policy,Tribal Preferenceapplies to this position: A member of the Crow Creek Sioux Tribe A descendant of a member or members of the Crow Creek Sioux Tribe A member of another federally recognized tribe Preference applies to hiring, promotion, training, and layoffs if candidates meet minimum qualifications. Among equally qualified candidates, the most suitable candidate in the preference category will be selected.
    $70k-101k yearly est. 18d ago
  • Internal Audit Specialist

    Ira Financial 3.5company rating

    Compliance specialist job in Sioux Falls, SD

    The Internal Audit Specialist is responsible for performing audits of operational and compliance activities to ensure adherence to internal policies, procedures, regulations, and laws. This position involves evaluating internal controls, identifying risks, and recommending improvements to enhance the effectiveness of the organizations' operations and controls. Job Structure Details On-Site, Sioux Falls, SD Full Time, Monday-Friday, no nights or weekends Non-Exempt/Hourly Benefits Health, Dental, Vision Insurance 401(k) Employer Contribution of 4% Paid Time Off and Volunteer Time Off Parental Leave Paid 30 Minute Lunch Catered lunch every Monday Monthly 15-minute massage Responsibilities & Duties Conduct regular reviews and updates to ensure policies and procedures reflect current regulatory requirements and best practices. Perform periodic audits of IRA accounts and transactions to identify potential compliance issues or discrepancies. Review and analyze account documentation, transaction records, and reporting to ensure accuracy and adherence to procedures. Interpret and apply regulations and guidelines to various IRA scenarios and provide compliance advice. Assist in addressing compliance issues or discrepancies identified during audits. Develop, implement, and maintain policies and documentation to ensure compliance with evolving regulations and laws. Maintain up-to-date knowledge of IRA rules and regulations. Collaborate with internal teams to ensure seamless experience for clients and support overall business objectives. Prepare comprehensive reports for the Compliance Manager, highlighting findings and recommendations. Other tasks as assigned by management. Qualifications & Requirements Bachelor's degree in finance, accounting, business administration, or a related field preferred; or equivalent work experience. Previous experience in financial services, particularly in IRA administration or retirement accounts, preferred. Ability to work independently and collaboratively in a team environment. Previous experience with financial software, databases, and Microsoft Office Suite products. Strong analytical and problem-solving skills. Attention to detail and accuracy. Excellent verbal and written communication skills.
    $20k-38k yearly est. 21d ago
  • Environmental Compliance Program Manager

    Meta 4.8company rating

    Compliance specialist job in Pierre, SD

    Meta designs, builds, leases, and operates the most innovative and efficient data centers in the world. Developing, operating, and managing the data center infrastructure and facilities the "right" way is synonymous with ensuring high uptime, capacity availability, flexibility, and capital and operational cost efficiency in a safe working environment. Meta evaluates sites around the world for data center development, and is seeking a team member to lead and manage environmental compliance for North America site development efforts.This position will report directly to the Environmental Compliance Program Team Manager within the overall Site Development team. Environmental technical expertise and proven communication, organizational, and program management skills are required for this position. Travel may be needed approximately 20% of the time to visit sites, as well as attend internal, agency, and stakeholder meetings. **Required Skills:** Environmental Compliance Program Manager Responsibilities: 1. Lead environmental compliance program efforts, across North America data centers from construction through operations. Program efforts may include, but are not limited to: air permitting and notifications, biological surveys, stormwater management, fuel management, emergency planning and community right-to-know (EPCRA), and spill prevention control and countermeasures (SPCC) 2. Interpret and communicate technical environmental requirements, identify compliance issues, act as a subject matter expert, and coordinate key initiatives with external partners (general contractors), consultants, and internal partners (environmental health and safety (EHS), facility personnel, legal, and other stakeholders) 3. Assess compliance findings and risk, and provide direction on investigation, corrective action(s), and compliance requirements to applicable stakeholders. Coordinate environmental incident investigation(s) as applicable 4. Prepare, submit, and/or complete technical reviews of reports and notifications to federal, state, and local government agencies 5. Develop and implement training and educational tools to support construction and operations teams in meeting regulatory obligations and permit requirements 6. Conduct compliance assessments/site visits, and communicate findings and solutions 7. Meet Key Performance Indicators (KPIs) for environmental compliance 8. Travel domestically and internationally, as needed **Minimum Qualifications:** Minimum Qualifications: 9. Bachelor's degree in environmental science, engineering, planning, or other related field 10. 7+ years of experience in environmental compliance 11. Experience effectively managing multiple projects and coordinating with internal staff (including cross functional teams), external consultants, vendors, construction contractors, regulators, and other stakeholders 12. Experience working effectively in teams, to establish and maintain cross-functional and impactful working relationships 13. Experience effectively communicating technical information including complex regulatory requirements 14. Experience working with highly confidential information 15. Experience with data management (e.g., Microsoft Excel, Google Sheets) and environmental management information systems 16. Experience working in pivoting organizations, including application of best practices in unusual and test/pilot settings 17. Experience managing time-sensitive projects through to completion while balancing evolving priorities and a broad range of stakeholders 18. Experience identifying and mitigating environmental compliance risk, escalating to appropriate stakeholders **Preferred Qualifications:** Preferred Qualifications: 19. Advanced degree in environmental science, engineering, planning or related field 20. Experience in construction environmental compliance and/or an in-house compliance role 21. Experience reviewing site plans/drawings and contract specifications 22. Experience implementing environmental compliance programs across multiple sites 23. Experience with brownfield sites 24. Experience in a global organization **Public Compensation:** $132,000/year to $188,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender, gender identity, gender expression, transgender status, sexual stereotypes, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics. We also consider qualified applicants with criminal histories, consistent with applicable federal, state and local law. Meta participates in the E-Verify program in certain locations, as required by law. Please note that Meta may leverage artificial intelligence and machine learning technologies in connection with applications for employment. Meta is committed to providing reasonable accommodations for candidates with disabilities in our recruiting process. If you need any assistance or accommodations due to a disability, please let us know at accommodations-ext@fb.com.
    $132k-188k yearly 58d ago
  • Compliance Manager

    Boys and Girls Club of The Northern Plains 3.3company rating

    Compliance specialist job in South Dakota

    Job DescriptionTITLE: Compliance Manager REPORTS TO: Chief Facility Strategy Officer CLASSIFIED: Full Time, Exempt MISSION: To inspire and enable all young people, especially those who need us most, to realize their full potential as productive, responsible, and caring citizens. JOB SUMMARY: The Compliance Manager will oversee organizational policies and standards to ensure all departments follow the required rules and regulations. They are responsible for ensuring organizational licensing and BGCA compliance, and will manage, verify and analyze Club organizational data. They ensure licensing and documentation comply with all state and federal regulatory and ethical standards. They will also collaborate with training staff to ensure BGCNP staff are properly trained. JOB DUTIES AND RESPONSIBILITIES: Manages all the compliance programs, policies, and reporting practices for BGCNP. Collaborate with Unit Directors to ensure compliance with all club policies, processes, systems, and procedures. Conduct quarterly and annual reviews to monitor adherence to rules and regulations Develop compliance strategies or programs for the company based on state and federal laws Evaluate team members' knowledge of policies and educate them on work-related laws and regulations Work with upper management to address ethical violations or compliance issues and find solutions Collaborate with licensing agents and club staff to ensure fee-based programs comply with the Department of Social Services and all state licensing accreditation entities. Apply and submit for new licenses/permits. Prepare and submit re-licensing applications by state regulations. Perform periodic audits on licensed programs to ensure licensing requirements are met. Create and implement standard operating procedures for the following: Roll-out of new laws and regulations Screening requirements are completed within the designated timeline. Review process for regulatory compliance documentation. Train staff in their roles in the license/compliance process Establish a site-visit schedule to ensure all procedures are being implemented Create and maintain a file management system that meets licensing standards. EMPLOYMENT QUALIFICATIONS: Bachelor's Degree in human resources, business, or a related field from an accredited college or university is preferred Experience in training, licensing & regulatory compliance is preferred Excellent project and time management and organizational skills Effective communication (verbal and written) and interpersonal skills Knowledge of South Dakota licensing regulations Research skills to perform advanced analytical research to find reliable and relevant content Ability to work in a variety of online data platforms, software, and spreadsheets 20% travel to other units, meetings, and training PHYSICAL REQUIREMENTS: Must be of mental and physical capacity to observe, interact, and communicate with youth, staff, volunteers, parents etc., at the Club to ensure the safety of the space. Ability to stand/sit for long periods throughout a shift Ability to operate various types of general office equipment including PC, telephone, copier, etc. This position is considered to be safety-sensitive. The information presented indicates the general nature and level of work expected of employees in this classification. It is not designed to contain nor be interpreted as a comprehensive inventory of all duties, responsibilities, qualifications, and objectives required of employees assigned to this job. We are proud to be an Equal Opportunity Employer and a Drug-Free Workplace! All qualified applicants are considered for positions without regard to race, color, religion, sex, national origin, age, marital status, sexual orientation, non-job-related disability, or any other protected class. The Boys & Girls Club of the Northern Plains provides reasonable accommodations to applicants and employees in compliance with local, state, and federal laws and regulations. Applicants requiring reasonable accommodation for any part of the application/hiring process should contact Human Resources to communicate their request for accommodation at ************. Powered by JazzHR 3uyGLvL9AB
    $71k-98k yearly est. 16d ago

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