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Become A Finance Advisor

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Working As A Finance Advisor

  • Getting Information
  • Evaluating Information to Determine Compliance with Standards
  • Interacting With Computers
  • Making Decisions and Solving Problems
  • Establishing and Maintaining Interpersonal Relationships
  • Mostly Sitting

  • $54,917

    Average Salary

What Does A Finance Advisor Do

Personal financial advisors provide advice on investments, insurance, mortgages, college savings, estate planning, taxes, and retirement to help individuals manage their finances.  


Personal financial advisors typically do the following:

  • Meet with clients in person to discuss their financial goals
  • Explain the types of financial services they provide to potential clients
  • Educate clients and answer questions about investment options and potential risks
  • Recommend investments to clients or select investments on their behalf
  • Help clients plan for specific circumstances, such as education expenses or retirement
  • Monitor clients’ accounts and determine if changes are needed to improve the performance or to accommodate life changes, such as getting married or having children
  • Research investment opportunities

Personal financial advisors assess the financial needs of individuals and help them with decisions on investments (such as stocks and bonds), tax laws, and insurance. Advisors help clients plan for short- and long-term goals, such as meeting education expenses and saving for retirement through investments. They invest clients’ money based on the clients’ decisions. Many advisors also provide tax advice or sell insurance.

Although most planners offer advice on a wide range of topics, some specialize in areas such as retirement or risk management (evaluating how willing the investor is to take chances and adjusting investments accordingly).

Many personal financial advisors spend a lot of time marketing their services, and they meet potential clients by giving seminars or through business and social networking. Networking is the process of meeting and exchanging information with people, or groups of people, who have similar interests.

After financial advisors have invested funds for a client, they and the client receive regular investment reports. Advisors monitor the client’s investments and usually meet with each client at least once a year to update the client on potential investments and to adjust the financial plan based on the client’s circumstances or because investment options may have changed.

Many personal financial advisors are licensed to directly buy and sell financial products, such as stocks, bonds, annuities, and insurance. Depending on the agreement they have with their clients, personal financial advisors may have the client’s permission to make decisions about buying and selling stocks and bonds.

Private bankers or wealth managers are personal financial advisors who work for people who have a lot of money to invest. These clients are similar to institutional investors (commonly, companies or organizations), and they approach investing differently than the general public does. Private bankers manage a collection of investments, called a portfolio, for these clients by using the resources of the bank, including teams of financial analysts, accountants, and other professionals.

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How To Become A Finance Advisor

Personal financial advisors typically need a bachelor’s degree. A master’s degree and certification can improve one’s chances for advancement in the occupation.


Personal financial advisors typically need a bachelor’s degree. Although employers usually do not require personal financial advisors to have completed a specific course of study, a degree in finance, economics, accounting, business, mathematics, or law is good preparation for this occupation. Courses in investments, taxes, estate planning, and risk management are also helpful. Programs in financial planning are becoming more available in colleges and universities.


Once they are hired, personal financial advisors often enter an on-the-job training period. During this time, new advisors work under the supervision of senior advisors and learn how to perform their duties, including building a client network and developing investment portfolios. This training usually lasts for more than a year.

Licenses, Certifications, and Registrations

Personal financial advisors who directly buy or sell stocks, bonds, or insurance policies, or who provide specific investment advice, need a combination of licenses that varies with the products they sell. In addition to being required to have those licenses, advisors in smaller firms that manage clients’ investments must be registered with state regulators and those in larger firms must be registered with the Securities and Exchange Commission. Personal financial advisors who choose to sell insurance need licenses issued by state boards. Information on state licensing board requirements for registered investment advisors is available from the North American Securities Administrators Association.

Certifications can enhance a personal financial advisor’s reputation and can help bring in new clients. The Certified Financial Planner Board of Standards offers the Certified Financial Planner (CFP) certification. For this certification, advisors must have a bachelor’s degree, complete at least 3 years of relevant work experience, pass an exam, and agree to adhere to a code of ethics. The exam covers the financial planning process, insurance and risk management, employee benefits planning, taxes and retirement planning, investment and real estate planning, debt management, planning liability, emergency fund reserves, and statistical modeling.


A master’s degree in an area such as finance or business administration can improve a personal financial advisor’s chances of moving into a management position and attracting new clients.

Important Qualities

Analytical skills. In determining an investment portfolio for a client, personal financial advisors must be able to take into account a range of information, including economic trends, regulatory changes, and the client’s comfort with risky decisions.

Interpersonal skills. A major part of a personal financial advisor’s job is making clients feel comfortable. Advisors must establish trust with clients and respond well to their questions and concerns.

Math skills. Personal financial advisors should be good at mathematics because they constantly work with numbers. They determine the amount invested, how that amount has grown or decreased over time, and how a portfolio is distributed among different investments.

Sales skills. To expand their base of clients, personal financial advisors must be convincing and persistent in selling their services.

Speaking skills. Personal financial advisors interact with clients every day. They must explain complex financial concepts in understandable language.

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Finance Advisor jobs

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Finance Advisor Career Paths

Finance Advisor
Account Manager Senior Account Manager Account Executive
Account Director
9 Yearsyrs
Assistant Vice President Human Resources Coordinator Specialist
Account Manager
5 Yearsyrs
Sales Consultant Sales Manager Personal Banker
Banking Center Manager
5 Yearsyrs
Project Manager Product Manager Senior Account Manager
Director Of Account Management
11 Yearsyrs
Finance Manager Sales Manager Branch Manager
Finance Center Manager
6 Yearsyrs
Business Developer Vice President, Business Development
Head Of Sales
6 Yearsyrs
Operations Manager Branch Manager Assistant Vice President
Manager, Assistant Vice President
7 Yearsyrs
Finance Consultant Senior Finance Analyst Senior Manager
Managing Director
11 Yearsyrs
Sales Consultant Business Manager Property Manager
Portfolio Manager
7 Yearsyrs
Finance Consultant Finance Manager Sales Manager
Regional Accounts Manager
8 Yearsyrs
Assistant Vice President Project Manager General Manager
Regional Vice President
11 Yearsyrs
Operations Manager General Manager Account Executive
Relationship Manager
6 Yearsyrs
Project Manager General Manager Account Manager
Sales Account Manager
6 Yearsyrs
Business Developer Business Development Manager Director Of Sales
Sales Vice President
9 Yearsyrs
Finance Analyst Finance Manager Sales Manager
Senior Account Manager
7 Yearsyrs
Finance Manager Account Manager Relationship Manager
Senior Relationship Manager
10 Yearsyrs
Account Manager Account Executive
Senior Sales Executive
9 Yearsyrs
Relationship Manager Assistant Vice President
Vice President & Sales Manager
9 Yearsyrs
Finance Analyst Assistant Vice President
Vice President And Manager
10 Yearsyrs
Finance Specialist Accountant Assistant Vice President
Vice President And Portfolio Manager
10 Yearsyrs
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Finance Advisor Demographics


  • Male

  • Female

  • Unknown



  • White

  • Hispanic or Latino

  • Asian

  • Unknown

  • Black or African American

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Languages Spoken

  • Spanish

  • French

  • Mandarin

  • Chinese

  • German

  • Portuguese

  • Italian

  • Russian

  • Cantonese

  • Hindi

  • Korean

  • Japanese

  • Arabic

  • Polish

  • Greek

  • Hebrew

  • Urdu

  • Gujarati

  • Dutch

  • Vietnamese

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Finance Advisor

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Finance Advisor Education

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Real Finance Advisor Salaries

Job Title Company Location Start Date Salary
Financial Advisor BTG Pactual Us Capital LLC New York, NY Aug 12, 2015 $201,510
Financial Advisor BTG Pactual Us Capital LLC New York, NY Nov 03, 2016 $201,510
VP; Senior Financial Advisor Merrill Lynch Dallas, TX Feb 12, 2015 $160,992
Financial Advisor UBS Financial Services Inc. New York, NY Dec 10, 2016 $153,546
Financial Advisor M.E. Zukerman & Co. Incorporated. New York, NY Jan 04, 2016 $153,546 -
Financial Advisor BTG Pactual Us Capital LLC New York, NY Oct 06, 2015 $150,000 -
Financial Advisor BTG Pactual Us Capital LLC New York, NY Aug 16, 2015 $150,000 -
Financial Advisor Banco ITAU International New York, NY Mar 12, 2015 $150,000
Financial Advisor Banco ITAU International New York, NY Aug 26, 2015 $150,000
Financial Advisor Banco ITAU Europa International New York, NY Aug 23, 2015 $150,000
Senior Finance Advisor Dentons Us LLP Washington, DC Mar 10, 2015 $144,000
Vice President, Financial Advisor Safra National Bank of New York Aventura, FL Jun 18, 2015 $140,000
Financial Advisor CITI International Financial Services, LLC San Juan, PR Jan 26, 2016 $140,000
Financial Advisor-South America & Brazil Wells Fargo Advisors, LLC Miami, FL Jul 29, 2015 $135,013
International Financial Advisor Monex Securities, Inc. Houston, TX Apr 25, 2016 $90,813
International Financial Advisor Monex Securities, Inc. Houston, TX Jun 03, 2015 $90,813
Financial Analysis Advisor Dell Products LP Austin, TX Sep 09, 2016 $89,800
International Financial Advisor Dimension Energy Services, LLC Victoria, TX Jul 09, 2016 $87,630
Vice President-Financial Advisor II Network 1 Financial Securities, Inc. Hicksville, NY Feb 18, 2016 $87,000
Financial Advisor National Securities Corporation Boca Raton, FL Jun 01, 2015 $86,861
Financial Advisor Actinver Securities, Inc. San Antonio, TX Nov 14, 2016 $86,133
Financial Advisor Wells Fargo Advisors, LLC Miami, FL Aug 17, 2015 $85,342
Personal Financial Advisor Mansion Capital LLC New York, NY Sep 01, 2015 $63,752
Financial Advisor World Wide Ventures LLC. New York, NY Sep 25, 2015 $63,752
Financial Advisor Collective Returns, Inc. New York, NY Mar 11, 2015 $63,752
Personal Financial Advisors Four Points Capital Partners, LLC New York, NY Jan 15, 2015 $63,752
Financial Advisor Blue Ocean Partners LLC New York, NY Feb 09, 2016 $63,215
Financial Advisor Taos Global Group of New York, Inc. New York, NY Sep 09, 2016 $63,003
Personal Financial Advisor Stavis-Cohen Management Co. Houston, TX Feb 03, 2016 $62,000

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Top Skills for A Finance Advisor


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Top Finance Advisor Skills

  1. Financial Advisor
  2. Asset Allocation Strategies
  3. Financial Products
You can check out examples of real life uses of top skills on resumes here:
  • Assisted managing directors with the recruitment process of candidates for the Financial Advisors training program.
  • Advised clients in all areas of their financial investments and asset allocation strategies.
  • Researched numerous financial products to determine suitability for each client and prospect.
  • Developed comprehensive financial plans based on individual client goals.
  • Managed several million dollars for high net worth individuals and various institutions using diverse investment portfolios.

Top Finance Advisor Employers

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