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What is a finance compliance examiner and how to become one

Updated January 8, 2025
4 min read

A finance compliance examiner typically works in banks, insurance companies, and other financial institutions. Their job is to make sure that these institutions adhere to laid down financial rules and regulations.

Why is this important? It helps to keep the finances of financial institutions on the right track and also prevents consumers from taking part in lending practices that are detrimental to them fiscally.

That said, a career as a finance compliance examiner is a tasking one. But if you have the necessary skills and qualifications, it won't be anything you can't handle. A finance compliance examiner requires administrative skills for maintaining information files and evaluating paperwork. If they have teaching skills, that will be helpful too since these examiners often need to train others.

Typically, financial examiners need a bachelor's degree in a discipline where accounting is coursework. Not to worry, you don't need experience. Most times, newbie examiners are trained on the job by seniors. The average annual salary for financial examiners is $81,090.

ScoreFinance Compliance ExaminerUS Average
Salary
5.4

Avg. Salary $69,168

Avg. Salary $59,228

Stability level
6.6

Growth rate 21%

Growth rate 0.3%

Diversity
3.9
Race

American Indian and Alaska Native 0.35%

Asian 10.41%

Black or African American 6.68%

Hispanic or Latino 12.38%

Unknown 5.64%

White 64.54%

Gender

female 41.81%

male 58.19%

Age - 40
Race

American Indian and Alaska Native 3.00%

Asian 7.00%

Black or African American 14.00%

Hispanic or Latino 19.00%

White 57.00%

Gender

female 47.00%

male 53.00%

Age - 40
Stress level
6.6

Stress level is high

7.1 - high

Complexity level
8.4

Complexity level is challenging

7 - challenging

Work life balance
5.0

Work life balance is fair

6.4 - fair

Finance compliance examiner career paths

Key steps to become a finance compliance examiner

  1. Explore finance compliance examiner education requirements

    Most common finance compliance examiner degrees

    Bachelor's

    77.0 %

    Master's

    14.1 %

    Associate

    4.2 %
  2. Start to develop specific finance compliance examiner skills

    SkillsPercentages
    Financial Institutions11.42%
    Audit Reports7.07%
    Financial Statements5.66%
    Securities5.30%
    Internal Controls5.21%
  3. Complete relevant finance compliance examiner training and internships

    Accountants spend an average of 2-4 years on post-employment, on-the-job training. New finance compliance examiners learn the skills and techniques required for their job and employer during this time. The chart below shows how long it takes to gain competency as a finance compliance examiner based on U.S. Bureau of Labor Statistics data and data from real finance compliance examiner resumes.
  4. Research finance compliance examiner duties and responsibilities

    • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
    • Verify OFAC policies are being follow and dispositions are adequate.
    • Work 314b information request cases, evaluate cases for SAR/no SAR filing.
    • Create written publications and online compliance and ethics training for staff and providers.
  5. Prepare your finance compliance examiner resume

    When your background is strong enough, you can start writing your finance compliance examiner resume.

    You can use Zippia's AI resume builder to make the resume writing process easier while also making sure that you include key information that hiring managers expect to see on a finance compliance examiner resume. You'll find resume tips and examples of skills, responsibilities, and summaries, all provided by Zippi, your career sidekick.

    Choose from 10+ customizable finance compliance examiner resume templates

    Build a professional finance compliance examiner resume in minutes. Browse through our resume examples to identify the best way to word your resume. Then choose from 10+ resume templates to create your finance compliance examiner resume.
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
    Finance Compliance Examiner Resume
  6. Apply for finance compliance examiner jobs

    Now it's time to start searching for a finance compliance examiner job. Consider the tips below for a successful job search:

    1. Browse job boards for relevant postings
    2. Consult your professional network
    3. Reach out to companies you're interested in working for directly
    4. Watch out for job scams

How did you land your first finance compliance examiner job

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Average finance compliance examiner salary

The average finance compliance examiner salary in the United States is $69,168 per year or $33 per hour. Finance compliance examiner salaries range between $46,000 and $102,000 per year.

Average finance compliance examiner salary
$69,168 Yearly
$33.25 hourly

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Updated January 8, 2025

Zippia Research Team
Zippia Team

Editorial Staff

The Zippia Research Team has spent countless hours reviewing resumes, job postings, and government data to determine what goes into getting a job in each phase of life. Professional writers and data scientists comprise the Zippia Research Team.

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