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Finance compliance examiner vs finance compliance officer

The differences between finance compliance examiners and finance compliance officers can be seen in a few details. Each job has different responsibilities and duties. Additionally, a finance compliance officer has an average salary of $76,275, which is higher than the $69,168 average annual salary of a finance compliance examiner.

The top three skills for a finance compliance examiner include financial institutions, audit reports and financial statements. The most important skills for a finance compliance officer are AML, BSA, and transaction monitoring.

Finance compliance examiner vs finance compliance officer overview

Finance Compliance ExaminerFinance Compliance Officer
Yearly salary$69,168$76,275
Hourly rate$33.25$36.67
Growth rate21%21%
Number of jobs85,381135,277
Job satisfaction--
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 66%
Average age4246
Years of experience--

Finance compliance examiner vs finance compliance officer salary

Finance compliance examiners and finance compliance officers have different pay scales, as shown below.

Finance Compliance ExaminerFinance Compliance Officer
Average salary$69,168$76,275
Salary rangeBetween $46,000 And $102,000Between $49,000 And $117,000
Highest paying CityNew York, NY-
Highest paying stateNew York-
Best paying companyFederal Reserve Bank of New York-
Best paying industryInsurance-

Differences between finance compliance examiner and finance compliance officer education

There are a few differences between a finance compliance examiner and a finance compliance officer in terms of educational background:

Finance Compliance ExaminerFinance Compliance Officer
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 66%
Most common majorBusinessAccounting
Most common collegeUniversity of Southern CaliforniaUniversity of Pennsylvania

Finance compliance examiner vs finance compliance officer demographics

Here are the differences between finance compliance examiners' and finance compliance officers' demographics:

Finance Compliance ExaminerFinance Compliance Officer
Average age4246
Gender ratioMale, 58.2% Female, 41.8%Male, 59.3% Female, 40.7%
Race ratioBlack or African American, 6.7% Unknown, 5.6% Hispanic or Latino, 12.4% Asian, 10.4% White, 64.5% American Indian and Alaska Native, 0.4%Black or African American, 10.8% Unknown, 4.5% Hispanic or Latino, 15.8% Asian, 8.3% White, 59.8% American Indian and Alaska Native, 0.8%
LGBT Percentage19%12%

Differences between finance compliance examiner and finance compliance officer duties and responsibilities

Finance compliance examiner example responsibilities.

  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Verify OFAC policies are being follow and dispositions are adequate.
  • Work 314b information request cases, evaluate cases for SAR/no SAR filing.
  • Create written publications and online compliance and ethics training for staff and providers.
  • Conduct enhance due diligence investigations relate to OFAC monitoring alerts.
  • Investigate information on member firm customer complaints and personnel terminations to determine possible NASD rule and securities law violations.
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Finance compliance officer example responsibilities.

  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
  • Enforce and ensure compliance with laws and regulations governing financial and securities institutions and financial transactions.
  • Review and approve financial and non-financial disclosures to ensure compliance with federal securities regulations and FINRA rules and regulations.
  • Develop oversight programs for enhance supervisory scenarios, engage others to act responsibly and minimize operational risks and internal controls issues.
  • Prepare bi-weekly update of subcontract reports and update closeout status in SharePoint.
  • Document data for alert investigation and review in an internal SharePoint system.
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Finance compliance examiner vs finance compliance officer skills

Common finance compliance examiner skills
  • Financial Institutions, 11%
  • Audit Reports, 7%
  • Financial Statements, 6%
  • Securities, 5%
  • Internal Controls, 5%
  • Financial Data, 4%
Common finance compliance officer skills
  • AML, 17%
  • BSA, 14%
  • Transaction Monitoring, 9%
  • OFAC, 9%
  • Financial Services, 8%
  • Risk Management, 5%

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