What is a finance compliance officer and how to become one

Key steps to become a finance compliance officer

1. Explore finance compliance officer education requirements

   Most common finance compliance officer degrees

   Bachelor's

   66.0 %

   Master's

   16.3 %

   Associate

   7.7 %

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2. Start to develop specific finance compliance officer skills

   Skills	Percentages
   AML	16.88%
   BSA	13.63%
   Transaction Monitoring	9.02%
   OFAC	8.77%
   Financial Services	8.03%

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3. Research finance compliance officer duties and responsibilities

   • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
   • Enforce and ensure compliance with laws and regulations governing financial and securities institutions and financial transactions.
   • Review and approve financial and non-financial disclosures to ensure compliance with federal securities regulations and FINRA rules and regulations.
   • Develop oversight programs for enhance supervisory scenarios, engage others to act responsibly and minimize operational risks and internal controls issues.

4. Prepare your finance compliance officer resume

   When your background is strong enough, you can start writing your finance compliance officer resume.

   You can use Zippia's AI resume builder to make the resume writing process easier while also making sure that you include key information that hiring managers expect to see on a finance compliance officer resume. You'll find resume tips and examples of skills, responsibilities, and summaries, all provided by Zippi, your career sidekick.

   Choose from 10+ customizable finance compliance officer resume templates

   Build a professional finance compliance officer resume in minutes. Browse through our resume examples to identify the best way to word your resume. Then choose from 10+ resume templates to create your finance compliance officer resume.
   

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5. Apply for finance compliance officer jobs

   Now it's time to start searching for a finance compliance officer job. Consider the tips below for a successful job search:

   1. Browse job boards for relevant postings
   2. Consult your professional network
   3. Reach out to companies you're interested in working for directly
   4. Watch out for job scams