Head of ethics and compliance vs customs compliance director

Differences between head of ethics and compliance and customs compliance director duties and responsibilities

Head of ethics and compliance example responsibilities.

• Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
• Receive, file, monitor and safekept actionable loan documents, titles and loan securities.
• Provide oversight for the financial and technical aspects of contract procurement, management, and administration.
• Provide AML operational oversight and compliance solutions for stakeholders.
• Provide multifunctional support relate to two FDA inspection preparation initiatives (e.g.
• Investigate suspicious exchange relate transactions, AML and market abuse relate issues, and escalate appropriate remedial action for effective resolutions.
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Customs compliance director example responsibilities.

• Manage senior and junior surveillance/investigation analysts responsible for conducting AML surveillance and investigations.
• Provide oversight for coordination and response to regulatory actions, regulatory inquiries, statistical data requests, exams and audits.
• Develop and implement an OCC compliant third-party management program.