Vice President - Capital Solutions - Financial Services & Structured Finance POD, New York
Finance vice president job at Houlihan Lokey
Business Unit:
Capital Solutions
Industry:
No Industry Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital solutions, financial restructuring, and financial and valuation advisory. Houlihan Lokey serves corporations, institutions, and governments worldwide with offices in the Americas, Europe, the Middle East, and the Asia-Pacific region. Independent advice and intellectual rigor are hallmarks of the firm's commitment to client success across its advisory services. The firm is the No. 1 investment bank for all global M&A transactions for the past two years, the No. 1 M&A advisor for the past 10 years in the U.S., the No. 1 global restructuring advisor for the past 11 years, and the No. 1 global M&A fairness opinion advisor over the past 25 years, all based on number of transactions and according to data provided by LSEG.
Houlihan Lokey
Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital solutions, financial restructuring, and financial and valuation advisory. Houlihan Lokey serves corporations, institutions, and governments worldwide with offices in the Americas, Europe, the Middle East, and the Asia-Pacific region. Independent advice and intellectual rigor are hallmarks of the firm's commitment to client success across its advisory services. The firm is the No. 1 investment bank for all global M&A transactions for the past two years, the No. 1 M&A advisor for the past 10 years in the U.S., the No. 1 global restructuring advisor for the past 11 years, and the No. 1 global M&A fairness opinion advisor over the past 25 years, all based on number of transactions and according to data provided by LSEG.
Capital Solutions
Our Capital Solutions Group provides capital-raising services for a wide variety of clients, from large, publicly held, multinational corporations to privately held companies either sponsor-backed or founded and run by entrepreneurs. In partnership with our Industry Coverage teams and Financial Sponsors Group, we combine superior sector knowledge and relationships with significant expertise in structuring and syndicating financings.
We approach each transaction with the goal of creating a capital structure that enables our clients to achieve their strategic objectives with the best terms available in the market. Houlihan Lokey has acted as a placement agent, an underwriter, or a strategic advisor for a wide variety of financings.
Job Description
Houlihan Lokey's Capital Solutions Group originates, structures, and executes private and public debt and equity financings on behalf of the firm's corporate and private equity clients. The candidate would work in the Financial Services & Structured Finance pod within Capital Solutions that focuses on structuring and placing debt and equity financings in a broad range of situations involving financial services companies and financial assets.
Our team works on transactions that provide exposure to various financing products, techniques, and applications, such as bank debt, senior loans, rated and unrated securitizations, second-lien debt, unitranche debt, mezzanine debt, and equity / equity-linked securities for a variety of uses, including growth capital, leveraged buyouts (LBOs), acquisition financing, refinancings, dividend recapitalization, and special situations.
Members of the Financial Services & Structured Finance pod within the Capital Solutions Group gain significant exposure to their counterparts at private equity firms, corporations, and private capital investors. They also work closely with Houlihan Lokey's industry coverage, M&A, financial restructuring, and financial valuation and advisory teams.
You will:
Work side-by-side with a talented, dedicated staff of senior professionals who will provide broad exposure to the many different considerations affecting public and private equity financings;
Assist with evaluating and structuring customized financing alternatives for private equity and corporate clients;
Interact with a variety of investors, including commercial banks, direct lending funds, hybrid capital funds, co-investment funds, insurance companies, hedge funds, asset managers, and family offices;
Gain hands-on transaction experience by playing an integral role on deal teams from the initial pitch through closing;
Develop general corporate finance and valuation skills relevant to raising capital while building a detailed understanding of key developments in the debt and equity capital markets; and
Interact with a broad range of businesses across different organizations and with unique capital needs
The environment at Houlihan Lokey is collegial and entrepreneurial, and, as such, rewards financial analysts with substantial responsibility and interaction with senior-level professionals.
Basic Qualifications:
Undergraduate degree from a strong academic institution
6+ years of relevant work experience in similar roles within investment banking / private credit / private equity (capital markets origination, structuring, and placement)
Advanced knowledge of accounting, finance, financial modelling, financial analysis, and valuation
Excellent verbal and written presentation skills
Strong organizational skills and a proven self-starter
Ability to work in a fast-paced environment managing multiple project deliverables simultaneously
A demonstrated ability to work cooperatively with all levels of staff
Preferred Qualifications:
Hands-on leveraged finance and/or structured finance transaction experience
Knowledge of the financial services sector (e.g., specialty finance, insurance services and asset & wealth management)
Compensation and Benefits
Houlihan Lokey is committed to providing its employees with an exciting career opportunity and competitive total compensation package, which may include other components such as discretionary incentive compensation. The firm's good faith and reasonable estimate of the possible salary range for this role at the time of posting is: $250,000.00 Actual salary at the time of hire may vary and may be above or below the range based on various factors, including, but not limited to, the candidate's relevant qualifications, skills, and experience and the location where this position may be filled.
Houlihan Lokey provides a competitive benefits package. Our current benefits offerings can be found here:
2025 Benefits
We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, gender identity, sexual orientation, protected veteran status, or any other characteristic protected by law.
#LI-112682
Auto-ApplyVice President
Finance vice president job at Houlihan Lokey
Business Unit: Corporate Finance Industry: Technology Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital solutions, financial restructuring, and financial and valuation advisory. Houlihan Lokey serves corporations, institutions, and governments worldwide with offices in the Americas, Europe, the Middle East, and the Asia-Pacific region. Independent advice and intellectual rigor are hallmarks of the firm's commitment to client success across its advisory services. The firm is the No. 1 investment bank for all global M&A transactions for the past two years, the No. 1 M&A advisor for the past 10 years in the U.S., the No. 1 global restructuring advisor for the past 11 years, and the No. 1 global M&A fairness opinion advisor over the past 25 years, all based on number of transactions and according to data provided by LSEG.
Corporate Finance
Houlihan Lokey has extensive expertise in mergers, acquisitions, divestitures, activist shareholder and takeover defense, and other related advisory services for a broad range of U.S. and international clients. Our experience in M&A has earned us consistent recognition throughout the industry. In 2024, we were ranked the No. 1 M&A advisor for all U.S. transactions.
Full-time or part-time: Full-time
Job title: Vice President
Job Location: 245 Park Ave, Floor 20, New York, NY 10167
Salary Range: $250,000-$260,000/Year
Job Description:
Focus on overall project management execution and acting as the lead professional on client engagements, to actively contribute to the growth and development of the practice. Provide high-quality, relationship-based advice to clients across the broader technology space. Coordinate and perform business due diligence, lead and execute M&A transactions. Lead discussions, negotiate engagement documents, and participate in business and financial due diligence sessions. Strategically analyze and enhance both financial and operational performance to drive new business initiatives and successfully execute complex financial transactions. Actively engage in client interactions, and networking with prospects to build revenue producing relationships, contributing to the growth and development of the practice. Serve a critical role in presenting comprehensive analyses and conclusions internally and externally to our clients. Assist in building and reviewing complex financial models, quality control, execution, and industry consultation.
Minimum Education & Experience Requirements:
Bachelor's degree or foreign equivalent in Finance, Accounting, Economics, Business Administration, Mathematics or a closely related field, plus 6 years of post-baccalaureate experience in the job offered or any or any finance-related job titles in investment banking. 6 years of experience must include: (1) financial modeling, valuation and building and implementing complex numerical models with MS Excel deriving data from CapitalIQ and Bloomberg, (2) financial statements analysis including discounted cash flow, (3) conducting financial due diligence and executing M&A transactions (4) conceptualizing and developing project approach, methodologies, and analytical frameworks (5) preparing confidential information memoranda, reports and presentations including graphic and written sections to internal and external audiences.
Compensation and Benefits
Houlihan Lokey is committed to providing its employees with an exciting career opportunity and competitive total compensation package, which may include other components such as discretionary incentive compensation. The firm's good faith and reasonable estimate of the possible salary range for this role at the time of posting is:
$250,000.00
Actual salary at the time of hire may vary and may be above or below the range based on various factors, including, but not limited to, the candidate's relevant qualifications, skills, and experience and the location where this position may be filled.
Houlihan Lokey provides a competitive benefits package. Our current benefits offerings can be found here:
2025 Benefits
We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, gender identity, sexual orientation, protected veteran status, or any other characteristic protected by law.
#LI-115314
Auto-ApplyAVP Java Developer
New York, NY jobs
About the Role
We are seeking passionate and skilled Java Developers to join our Investment Banking Technology team. The IB Tech & CRM/Analytics team is a highly strategic and cross-functional team responsible for leading the firm's global digitalization effort. This initiative, spanning all client-facing business units and corporate functions, will drive innovation and strategic change through technology, data science, and deep analytics. The team partners with key business leaders and industry experts to build transformational technology to drive revenue, maximize efficiency, and optimize the allocation of resources. The IB Tech & CRM/Analytics team is at the forefront of Jefferies' cloud initiative, leveraging best-in-class cloud-based technologies to replace legacy on-premises solutions to provide intelligent trend insights, actionable opportunities, decision support, and transparency into all client and business-related activities.
Job Highlights:
Exciting and unique opportunity to be a member of our corporate IB Tech & CRM/Analytics Team, tackling our toughest and most exciting data engineering challenges across multiple divisions in Jefferies.
Modern, fully cloud-native, tech stack that leverages several AWS products to orchestrate an event driven data distribution platform.
Collaborate with our team of passionate and innovative data specialists, application developers and product managers.
Key Responsibilities
Design and develop scalable, high-performance backend systems using Java and Spring Boot.
Build and maintain real-time data pipelines using Apache Kafka.
Collaborate with cross-functional teams including members of the IB business.
Optimize system performance and ensure high availability in a low-latency trading environment.
Participate in code reviews, testing, and deployment processes.
Required Skills
5+ years of experience in software development.
Strong proficiency in Java (8+) and Spring Boot.
Hands-on experience with Kafka for real-time data streaming.
Solid understanding of multithreading, data structures, and design patterns.
Familiarity with RESTful APIs, microservices architecture, and CI/CD pipelines.
Experience in financial services or trading systems is a plus.
Cloud experience and CRM is a significant plus
Primary Location Full Time Salary Range of $120,000 - $150,000.
About Us
Jefferies is a leading global, full-service investment banking and capital markets firm that provides advisory, sales and trading, research, and wealth and asset management services. With more than 40 offices around the world, we offer insights and expertise to investors, companies, and governments.
At Jefferies, we are committed to building a culture that provides opportunities for all employees regardless of our differences and supports a workforce that is reflective of the communities where we work and live. As a result, we are able to pool our collective insights and intelligence to provide fresh and innovative thinking for our clients.
Jefferies is committed to creating and sustaining a workforce that welcomes individuals from all backgrounds to apply. Our employment decisions are made without regard to race, creed, color, national origin, ancestry, religion, pregnancy, age, medical condition, physical or mental disability, marital status, domestic partner status, sex, sexual orientation, gender, gender identity or expression, veteran or military status, genetic information, reproductive health decisions, or any other factor protected by applicable law. We are committed to hiring the most qualified applicants and complying with all federal, state, and local equal employment opportunity laws. As part of this commitment, Jefferies will extend reasonable accommodations to individuals with disabilities, as required by applicable law.
The salary offered will take into consideration an individual's experience level and qualifications. In addition to salary, Jefferies Financial Group is proud to offer a comprehensive benefits package to eligible, full-time employees or part-time employees, who are scheduled to work at least 30 hours or more per week, including an annual discretionary incentive and retention bonus, competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Jefferies also offers paid time off packages that include planned time off (e.g., vacation), unplanned time off (e.g., sick leave), and paid holidays, and for full time employees, paid parental leave.
Financial Services
New York, NY jobs
Fin'l Srvcs: Morgan Stanley Private Bank, N.A. The information below covers the role requirements, expected candidate experience, and accompanying qualifications. is hiring for following role in NY, NY: Vice President, Business Analysis to dsgn innovative new banking tech products w/ mrkt leading competitive advantages (salary range $160,000
- $190,000).
Position req's rel.
degree & or exp & or skills.
For more info & to apply, visit us at & enter JR017748 in search field. xevrcyc
No calls pls.
EOE
JobiqoTJN.
, Location: New York, NY
- 10060
Spread Products Financing & Securitization - TRS & Corporate Credit Financing - VP/ Director
New York, NY jobs
The Credit Financing team is seeking a VP/Director-level structurer to join its team to assist in the structuring, rating and distribution of lending facilities backed by portfolios of corporate credit. The ideal candidate will have 5+ years of experience with structured finance and capital markets transactions, particularly in relation to CLOs, collateralized fund obligations (CFOs), rated note feeders and NAV facilities.
The Credit Financing team is part of the Spread Products division within Markets. The business focuses on customized financing solutions for strategic clients including large, well-known alternative investment managers. These facilities are backed by a range of assets, including broadly syndicated and private credit loans to corporate borrowers, and are primarily retained for Citi's portfolio but may also be securitized into the capital markets or syndicated to other institutional investors.
The team is small, highly collaborative and has built and maintained a market-leading lending franchise for close to two decades. The candidate will have exposure to experienced market participants and constant interactions with other teams across the Bank (businesses specializing in other asset classes, risk, operations, sales, legal, tax and accounting teams).
The candidate will work on all aspects of a transaction lifecycle, including origination, negotiation, documentation, deal closing, ongoing maintenance and risk management, with a focus on interacting with rating agencies to assist in obtaining a third party rating on a given facility. The candidate will take ownership for successful delivery of our value proposition to our clients, both as lender as well as, in some cases, in the role of lead arranging bank. The candidate will get to understand and set up complex fund and lending structures and assure that our facilities maximize profitability, operational flexibility and efficiency while minimizing risk.
Key Responsibilities
* Serve as the key resource on the deal team for lending projects, including drafting transaction term sheets, client negotiation, rating agency interaction and review of transaction documentation
* Identify key structural, credit / market risk, and operational factors present in current and prospective credit facilities, and clearly articulate strategies to minimize and manage these risks and present them to our risk partners
* Work with potential syndicate partners to distribute risk
* Originate and develop innovative financing solutions for Citi's clients with a focus on more complex transactions
* Develop new products and structures to enable the business to more efficiently distribute risk to third parties including insurance investors
* Coordinate periodic reviews with borrowers, as well as internal and external partners, to stay abreast of developments in each underlying portfolio and the broader market
Minimum Qualifications:
* At least 5 years of relevant experience in structuring and/or rating complex structured products
* Solid understanding of the corporate credit market, private credit, leveraged loans, corporate bonds, CLOs, CFOs, rated note feeders and other asset backed securities
* Knowledge of private debt funds, SPV/SPE and lending structures, as well as a strong understanding of alternative assets including direct lending, private equity and other structured instruments
* Candidate must have strong cash-flow modeling skills and experience in analyzing complex debt structures
* Candidate should have a good foundation in financial statement analysis in a corporate debt context
* Experience working on a sell-side securitization desk or rating agency preferred
* Good communication and presentation skills
* Candidate must be a team player
Education:
Bachelor's/University degree
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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Job Family Group:
Institutional Trading
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Job Family:
Structuring
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Time Type:
Full time
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Primary Location:
New York New York United States
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Primary Location Full Time Salary Range:
$175,000.00 - $300,000.00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
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Most Relevant Skills
Please see the requirements listed above.
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Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
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Anticipated Posting Close Date:
Oct 21, 2025
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Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi's EEO Policy Statement and the Know Your Rights poster.
WM Financial Crimes Risk Office; Fraud, Sanctions, Travel Rule Oversight - Vice President
New York jobs
Morgan Stanley is a global financial services firm that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in doing the right thing, putting clients first, leading with exceptional ideas and a commitment to diversity and inclusion. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve, and grow.
Department Profile:
The WM and U.S. Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types and higher risk products and services.
The WM and U.S. Banks Financial Crimes Risk Team is considered the first line of defense and supports the onboarding, enhanced due diligence, and negative news processes for Morgan Stanley.
Responsibilities:
The Vice President, WM Financial Crimes Risk Office is responsible for the risk oversight of Financial Crimes and KYC activities within the first line of defense.
The role will support leadership in the execution of the strategic direction and oversight of BSA Fraud, Sanctions and Travel Rule.
The role will facilitate the execution of the strategic direction of the Financial Crimes programs, performing oversight responsibilities and escalating potential gaps and risks. This position will work closely with the business, the second- and third-line stakeholders to ensure the business is compliant with all relevant Financial Crimes laws and regulations through the proper implementation an execution of applicable MS' policies, standards, and procedures.
Vice President, Financial Crimes Risk Office; Fraud, Sanctions, Travel Rule:
•Support the implementation of transformational, high-impact enhancements across Financial Crimes Risk programs to drive risk reduction, implement efficiencies, design and implement new or enhanced controls and improve client experience
•Support the execution of target operating model for in-scope Financial Crimes Risk & Control programs, including but not limited to the oversight of BSA related Fraud issues, Sanctions and Travel rule
•Drive consistency and standardization of Risk & Control programs and processes included the oversight of BSA related Fraud issues, Sanctions and Travel rule
•Partner with and influence a wide range of stakeholders from 1st line, 2nd line and 3rd line
•Identify, escalate, and support management as it relates to identification and remediation of top & emerging risks
•Engage with various 1st line teams across WM to assess the impact of financial crimes risks in their area
•Support the implementation of oversight reporting and associated working group forums to review risk items, KRIs, KPIs
Required Experience:
•7+ years of relevant experience with transformation programs and/or Financial Crimes risk management programs
•Bachelor degree in Business, Finance, or other related fields
•Strong understanding of Financial Crimes Risk, Relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, etc.) is a plus
•Regulatory remediation experience at global, large-scale bank is a plus
•Strong leadership qualities with the ability to manage teams and evidence a strong work ethic as well as a high degree of integrity
•Knowledge of Financial Crimes laws and regulations and familiarity with best practice first line procedures and processes
•Experience with Sanctions and Travel Rule
•Experience with Fraud a strong plus the oversight of BSA related Fraud issues, Sanctions and Travel rule
Ability to:
•Deliver high impact with a high sense of urgency
•Juggle competing critical priorities while demonstrating timely and tangible progress
•Effectively navigate a highly complex and high velocity environment with a wide range of stakeholders
•Communicate complex matters in a concise, crisp, and action-oriented manner for different sets of stakeholders, including executive management
•Lead with confidence and comfort in high-paced and high-profile environments with minimum supervision
•Identify issues, investigate root causes, and escalate promptly
•Handle highly confidential information professionally and with appropriate discretion
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $140K-$200K per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyDirector, Asset Class Controller in Enterprise Financial Control
New York, NY jobs
Enterprise Financial Control is a group within the Controllers Organization reporting into the Citi Chief Accounting Officer and Controller. This group is responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes. To accomplish this, they partner with Segment Controller and Segment Financial Controller teams.
The Asset Class Controller lead will report directly to the Enterprise Financial Controller. The Asset Class Controller will lead a team of subject matter experts for their asset class, focused on ensuring items are booked in the ledger with best-in-class controls. The team will be responsible for the firm`s balance sheet reconciliation and substantiation activities, data transfer and reconciliation from Risk systems to Finance data authority, including sub-weekly reconciliation of the reporting models to the statement of record, understanding the logic and aggregation for data related to the asset class, attestation to the reporting models as data contributors through to report production for their asset class.
Current roles are available for the following asset classes:
* Wholesale Loans
* Wholesale Deposits
* Trading Assets/Liabilities and Investments (AFS/HTM)
Responsibilities:
* Responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes.
* Responsible for reconciliation and substantiation activities of their asset class
* Responsible for Data transfer and reconciliation from Risk systems to Finance data authority (e.g., GL, Genesis, MDRMs etc.)
* Responsible for understanding the logic and aggregation of data related to their asset classes.
* Responsible for the sub-weekly reconciliation of the reporting models to the statement of record
* Owns daily netting engines where applicable (FIN39/41, CUSIP), and interaction with legal.
* Monthly substantiation of the ledger back to the statement of record via the subledger
* Attestation to the reporting models as data contributors through to report production
* Oversee the accounting treatment of activity in the Financial Statements
* Drive and deliver strategic improvements in the reporting processes across their asset class.
* Serve as a key point of contact for stakeholders regarding financial matters for the asset class.
* Identify and mitigate financial risks through effective internal controls.
* Oversee the implementation and maintenance of accounting systems and technologies for the respective asset classes.
Qualifications:
* 10+ years relevant experience including managing teams.
* Advanced level of accounting knowledge and experience with banking products.
* Strong leadership and management skills.
* Sound judgment to make decisions based on thoughtful and balanced analysis of highly complex issues.
* Sense of urgency in implementing processes and controls and evaluating priorities; decisive, action-oriented and practical.
* Ability to align cross functional teams and resources to drive overall strategy.
* Demonstrated ability to manage multiple priorities under demanding time frames
* Flexibility to meet changing work requirements and strict deadlines.
* Outstanding presentation, communication, interpersonal and coaching skills. Ability to work across different levels of management and support functions.
* Ability to develop effective and productive working relationships with a wide range of groups across Citi as well as external auditors and regulators.
* Strong strategic thinking skills.
* Digital savvy
Education:
* Bachelors/University degree, Master's degree/CFA/CPA preferred, managerial experience.
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Job Family Group:
Finance
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Job Family:
Financial Accounting
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Time Type:
Full time
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Primary Location:
New York New York United States
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Primary Location Full Time Salary Range:
$170 000,00 - $300 000,00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
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Most Relevant Skills
Accounting Processes and Financial Controls, Assessment, Credible Challenge, Financial Accounting, Management Reporting, Policy and Regulation, Risk Management.
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Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
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Anticipated Posting Close Date:
ene 01, 2026
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Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi's EEO Policy Statement and the Know Your Rights poster.
Director, Segment Financial Controller in Enterprise Financial Control
New York, NY jobs
Enterprise Financial Control is a group within the Controllers Organization reporting directly to the Citi Chief Accounting Officer and Controller. This group is responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes.
This role will report directly to the Enterprise Financial Controller. The Segment Financial Controller will lead a team of subject matter experts for their segment, focused on ensuring items are booked in the general ledger with best-in-class controls. The team will be responsible for their Segment's balance sheet and income statement integrity and partner with their Segment Controller teams on adjustments or reconciliation issues. In addition, they will partner with the Asset Class Controller teams on balance sheet reconciliation and substantiation activities for their respective Segment.
Current roles are available for the following business segments:
* Markets and Corporate Treasury
* Services
Responsibilities:
* Responsible for ensuring the accuracy, integrity and timeliness of the Segments books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across their Segment.
* Oversee the accounting treatment of activity in the Financial Statements
* Responsible for adjustments and reconciliation of financial results to the general ledger.
* Responsible for understanding the logic and aggregation of data related to their Segment.
* Responsible for the sub-weekly reconciliation of the reporting models to the statement of record
* Attestation to the reporting models as data contributors through to report production
* Drive and deliver strategic improvements in the reconciliation and reporting processes across their Segment.
* Serve as a key point of contact for stakeholders regarding financial matters for their Segment.
* Identify and mitigate financial risks through effective internal controls.
* Oversee the implementation and maintenance of accounting systems and technologies for the respective Segment.
Qualifications:
* 10+ years relevant experience including managing teams.
* Advanced level of accounting knowledge and experience with banking products.
* Strong leadership and management skills.
* Sound judgment to make decisions based on thoughtful and balanced analysis of highly complex issues.
* Sense of urgency in implementing processes and controls and evaluating priorities; decisive, action-oriented and practical.
* Ability to align cross functional teams and resources to drive overall strategy.
* Demonstrated ability to manage multiple priorities under demanding time frames
* Flexibility to meet changing work requirements and strict deadlines.
* Outstanding presentation, communication, interpersonal and coaching skills. Ability to work across different levels of management and support functions.
* Ability to develop effective and productive working relationships with a wide range of groups across Citi as well as external auditors and regulators.
* Strong strategic thinking skills.
* Digital savvy
Education:
* Bachelors/University degree, Master's degree/CFA/CPA preferred, managerial experience.
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Job Family Group:
Finance
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Job Family:
Financial Accounting
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Time Type:
Full time
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Primary Location:
New York New York United States
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Primary Location Full Time Salary Range:
$170 000,00 - $300 000,00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
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Most Relevant Skills
Accounting Processes and Financial Controls, Assessment, Credible Challenge, Financial Accounting, Management Reporting, Policy and Regulation, Risk Management.
* -----------------------------------------------------
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
* -----------------------------------------------------
Anticipated Posting Close Date:
ene 01, 2026
* -----------------------------------------------------
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi's EEO Policy Statement and the Know Your Rights poster.
Director, Asset Class Controller in Enterprise Financial Control
New York, NY jobs
Enterprise Financial Control is a group within the Controllers Organization reporting into the Citi Chief Accounting Officer and Controller. This group is responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes. To accomplish this, they partner with Segment Controller and Segment Financial Controller teams.
The Asset Class Controller lead will report directly to the Enterprise Financial Controller. The Asset Class Controller will lead a team of subject matter experts for their asset class, focused on ensuring items are booked in the ledger with best-in-class controls. The team will be responsible for the firm`s balance sheet reconciliation and substantiation activities, data transfer and reconciliation from Risk systems to Finance data authority, including sub-weekly reconciliation of the reporting models to the statement of record, understanding the logic and aggregation for data related to the asset class, attestation to the reporting models as data contributors through to report production for their asset class.
Current roles are available for the following asset classes:
Wholesale Loans
Wholesale Deposits
Trading Assets/Liabilities and Investments (AFS/HTM)
Responsibilities:
Responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes.
Responsible for reconciliation and substantiation activities of their asset class
Responsible for Data transfer and reconciliation from Risk systems to Finance data authority (e.g., GL, Genesis, MDRMs etc.)
Responsible for understanding the logic and aggregation of data related to their asset classes.
Responsible for the sub-weekly reconciliation of the reporting models to the statement of record
Owns daily netting engines where applicable (FIN39/41, CUSIP), and interaction with legal.
Monthly substantiation of the ledger back to the statement of record via the subledger
Attestation to the reporting models as data contributors through to report production
Oversee the accounting treatment of activity in the Financial Statements
Drive and deliver strategic improvements in the reporting processes across their asset class.
Serve as a key point of contact for stakeholders regarding financial matters for the asset class.
Identify and mitigate financial risks through effective internal controls.
Oversee the implementation and maintenance of accounting systems and technologies for the respective asset classes.
Qualifications:
10+ years relevant experience including managing teams.
Advanced level of accounting knowledge and experience with banking products.
Strong leadership and management skills.
Sound judgment to make decisions based on thoughtful and balanced analysis of highly complex issues.
Sense of urgency in implementing processes and controls and evaluating priorities; decisive, action-oriented and practical.
Ability to align cross functional teams and resources to drive overall strategy.
Demonstrated ability to manage multiple priorities under demanding time frames
Flexibility to meet changing work requirements and strict deadlines.
Outstanding presentation, communication, interpersonal and coaching skills. Ability to work across different levels of management and support functions.
Ability to develop effective and productive working relationships with a wide range of groups across Citi as well as external auditors and regulators.
Strong strategic thinking skills.
Digital savvy
Education:
Bachelors/University degree, Master's degree/CFA/CPA preferred, managerial experience.
------------------------------------------------------
Job Family Group:
Finance
------------------------------------------------------
Job Family:
Financial Accounting
------------------------------------------------------
Time Type:
Full time
------------------------------------------------------
Primary Location:
New York New York United States
------------------------------------------------------
Primary Location Full Time Salary Range:
$170 000,00 - $300 000,00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
------------------------------------------------------
Most Relevant Skills
Accounting Processes and Financial Controls, Assessment, Credible Challenge, Financial Accounting, Management Reporting, Policy and Regulation, Risk Management.
------------------------------------------------------
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
------------------------------------------------------
Anticipated Posting Close Date:
ene 01, 2026
------------------------------------------------------
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi's EEO Policy Statement and the Know Your Rights poster.
Auto-ApplyDirector, Segment Financial Controller in Enterprise Financial Control
New York, NY jobs
Enterprise Financial Control is a group within the Controllers Organization reporting directly to the Citi Chief Accounting Officer and Controller. This group is responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes.
This role will report directly to the Enterprise Financial Controller. The Segment Financial Controller will lead a team of subject matter experts for their segment, focused on ensuring items are booked in the general ledger with best-in-class controls. The team will be responsible for their Segment's balance sheet and income statement integrity and partner with their Segment Controller teams on adjustments or reconciliation issues. In addition, they will partner with the Asset Class Controller teams on balance sheet reconciliation and substantiation activities for their respective Segment.
Current roles are available for the following business segments:
Markets and Corporate Treasury
Services
Responsibilities:
Responsible for ensuring the accuracy, integrity and timeliness of the Segments books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across their Segment.
Oversee the accounting treatment of activity in the Financial Statements
Responsible for adjustments and reconciliation of financial results to the general ledger.
Responsible for understanding the logic and aggregation of data related to their Segment.
Responsible for the sub-weekly reconciliation of the reporting models to the statement of record
Attestation to the reporting models as data contributors through to report production
Drive and deliver strategic improvements in the reconciliation and reporting processes across their Segment.
Serve as a key point of contact for stakeholders regarding financial matters for their Segment.
Identify and mitigate financial risks through effective internal controls.
Oversee the implementation and maintenance of accounting systems and technologies for the respective Segment.
Qualifications:
10+ years relevant experience including managing teams.
Advanced level of accounting knowledge and experience with banking products.
Strong leadership and management skills.
Sound judgment to make decisions based on thoughtful and balanced analysis of highly complex issues.
Sense of urgency in implementing processes and controls and evaluating priorities; decisive, action-oriented and practical.
Ability to align cross functional teams and resources to drive overall strategy.
Demonstrated ability to manage multiple priorities under demanding time frames
Flexibility to meet changing work requirements and strict deadlines.
Outstanding presentation, communication, interpersonal and coaching skills. Ability to work across different levels of management and support functions.
Ability to develop effective and productive working relationships with a wide range of groups across Citi as well as external auditors and regulators.
Strong strategic thinking skills.
Digital savvy
Education:
Bachelors/University degree, Master's degree/CFA/CPA preferred, managerial experience.
------------------------------------------------------
Job Family Group:
Finance
------------------------------------------------------
Job Family:
Financial Accounting
------------------------------------------------------
Time Type:
Full time
------------------------------------------------------
Primary Location:
New York New York United States
------------------------------------------------------
Primary Location Full Time Salary Range:
$170 000,00 - $300 000,00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
------------------------------------------------------
Most Relevant Skills
Accounting Processes and Financial Controls, Assessment, Credible Challenge, Financial Accounting, Management Reporting, Policy and Regulation, Risk Management.
------------------------------------------------------
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
------------------------------------------------------
Anticipated Posting Close Date:
ene 01, 2026
------------------------------------------------------
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi's EEO Policy Statement and the Know Your Rights poster.
Auto-ApplyDirector, Asset Class Controller in Enterprise Financial Control
New York, NY jobs
Enterprise Financial Control is a group within the Controllers Organization reporting into the Citi Chief Accounting Officer and Controller. This group is responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes. To accomplish this, they partner with Segment Controller and Segment Financial Controller teams.
The Asset Class Controller lead will report directly to the Enterprise Financial Controller. The Asset Class Controller will lead a team of subject matter experts for their asset class, focused on ensuring items are booked in the ledger with best-in-class controls. The team will be responsible for the firm`s balance sheet reconciliation and substantiation activities, data transfer and reconciliation from Risk systems to Finance data authority, including sub-weekly reconciliation of the reporting models to the statement of record, understanding the logic and aggregation for data related to the asset class, attestation to the reporting models as data contributors through to report production for their asset class.
Current roles are available for the following asset classes:
+ Wholesale Loans
+ Wholesale Deposits
+ Trading Assets/Liabilities and Investments (AFS/HTM)
**Responsibilities:**
+ Responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes.
+ Responsible for reconciliation and substantiation activities of their asset class
+ Responsible for Data transfer and reconciliation from Risk systems to Finance data authority (e.g., GL, Genesis, MDRMs etc.)
+ Responsible for understanding the logic and aggregation of data related to their asset classes.
+ Responsible for the sub-weekly reconciliation of the reporting models to the statement of record
+ Owns daily netting engines where applicable (FIN39/41, CUSIP), and interaction with legal.
+ Monthly substantiation of the ledger back to the statement of record via the subledger
+ Attestation to the reporting models as data contributors through to report production
+ Oversee the accounting treatment of activity in the Financial Statements
+ Drive and deliver strategic improvements in the reporting processes across their asset class.
+ Serve as a key point of contact for stakeholders regarding financial matters for the asset class.
+ Identify and mitigate financial risks through effective internal controls.
+ Oversee the implementation and maintenance of accounting systems and technologies for the respective asset classes.
**Qualifications:**
+ 10+ years relevant experience including managing teams.
+ Advanced level of accounting knowledge and experience with banking products.
+ Strong leadership and management skills.
+ Sound judgment to make decisions based on thoughtful and balanced analysis of highly complex issues.
+ Sense of urgency in implementing processes and controls and evaluating priorities; decisive, action-oriented and practical.
+ Ability to align cross functional teams and resources to drive overall strategy.
+ Demonstrated ability to manage multiple priorities under demanding time frames
+ Flexibility to meet changing work requirements and strict deadlines.
+ Outstanding presentation, communication, interpersonal and coaching skills. Ability to work across different levels of management and support functions.
+ Ability to develop effective and productive working relationships with a wide range of groups across Citi as well as external auditors and regulators.
+ Strong strategic thinking skills.
+ Digital savvy
**Education:**
+ Bachelors/University degree, Master's degree/CFA/CPA preferred, managerial experience.
------------------------------------------------------
**Job Family Group:**
Finance
------------------------------------------------------
**Job Family:**
Financial Accounting
------------------------------------------------------
**Time Type:**
Full time
------------------------------------------------------
**Primary Location:**
New York New York United States
------------------------------------------------------
**Primary Location Full Time Salary Range:**
$170 000,00 - $300 000,00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
------------------------------------------------------
**Most Relevant Skills**
Accounting Processes and Financial Controls, Assessment, Credible Challenge, Financial Accounting, Management Reporting, Policy and Regulation, Risk Management.
------------------------------------------------------
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
------------------------------------------------------
**Anticipated Posting Close Date:**
ene 01, 2026
------------------------------------------------------
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi (*************************************************************************** ._
_View Citi's EEO Policy Statement (*********************************************** and the Know Your Rights (*********************************************************************************************** poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Director, Segment Financial Controller in Enterprise Financial Control
New York, NY jobs
Enterprise Financial Control is a group within the Controllers Organization reporting directly to the Citi Chief Accounting Officer and Controller. This group is responsible for ensuring the accuracy, integrity and timeliness of the Firm's books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across the entire lifecycle of various asset classes.
This role will report directly to the Enterprise Financial Controller. The Segment Financial Controller will lead a team of subject matter experts for their segment, focused on ensuring items are booked in the general ledger with best-in-class controls. The team will be responsible for their Segment's balance sheet and income statement integrity and partner with their Segment Controller teams on adjustments or reconciliation issues. In addition, they will partner with the Asset Class Controller teams on balance sheet reconciliation and substantiation activities for their respective Segment.
Current roles are available for the following business segments:
+ Markets and Corporate Treasury
+ Services
**Responsibilities:**
+ Responsible for ensuring the accuracy, integrity and timeliness of the Segments books and records, including the accuracy and integrity of the general ledger, operating systems and infrastructure controls across their Segment.
+ Oversee the accounting treatment of activity in the Financial Statements
+ Responsible for adjustments and reconciliation of financial results to the general ledger.
+ Responsible for understanding the logic and aggregation of data related to their Segment.
+ Responsible for the sub-weekly reconciliation of the reporting models to the statement of record
+ Attestation to the reporting models as data contributors through to report production
+ Drive and deliver strategic improvements in the reconciliation and reporting processes across their Segment.
+ Serve as a key point of contact for stakeholders regarding financial matters for their Segment.
+ Identify and mitigate financial risks through effective internal controls.
+ Oversee the implementation and maintenance of accounting systems and technologies for the respective Segment.
**Qualifications:**
+ 10+ years relevant experience including managing teams.
+ Advanced level of accounting knowledge and experience with banking products.
+ Strong leadership and management skills.
+ Sound judgment to make decisions based on thoughtful and balanced analysis of highly complex issues.
+ Sense of urgency in implementing processes and controls and evaluating priorities; decisive, action-oriented and practical.
+ Ability to align cross functional teams and resources to drive overall strategy.
+ Demonstrated ability to manage multiple priorities under demanding time frames
+ Flexibility to meet changing work requirements and strict deadlines.
+ Outstanding presentation, communication, interpersonal and coaching skills. Ability to work across different levels of management and support functions.
+ Ability to develop effective and productive working relationships with a wide range of groups across Citi as well as external auditors and regulators.
+ Strong strategic thinking skills.
+ Digital savvy
**Education:**
+ Bachelors/University degree, Master's degree/CFA/CPA preferred, managerial experience.
------------------------------------------------------
**Job Family Group:**
Finance
------------------------------------------------------
**Job Family:**
Financial Accounting
------------------------------------------------------
**Time Type:**
Full time
------------------------------------------------------
**Primary Location:**
New York New York United States
------------------------------------------------------
**Primary Location Full Time Salary Range:**
$170 000,00 - $300 000,00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
------------------------------------------------------
**Most Relevant Skills**
Accounting Processes and Financial Controls, Assessment, Credible Challenge, Financial Accounting, Management Reporting, Policy and Regulation, Risk Management.
------------------------------------------------------
**Other Relevant Skills**
For complementary skills, please see above and/or contact the recruiter.
------------------------------------------------------
**Anticipated Posting Close Date:**
ene 01, 2026
------------------------------------------------------
_Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law._
_If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi (*************************************************************************** ._
_View Citi's EEO Policy Statement (*********************************************** and the Know Your Rights (*********************************************************************************************** poster._
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Vice President - Risk and Controls Officer
New York jobs
Morgan Stanley is a global financial services firm that conducts its business through three principal business segments - Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in doing the right thing, putting clients first, leading with exceptional ideas and a commitment to diversity and inclusion. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, achieve, and grow.
Department Profile:
The Investment Management (IM) Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The IM Financial Crimes Risk Team is considered the first line of defense and supports the onboarding, enhanced due diligence, and negative news processes for Morgan Stanley.
Primary Responsibilities:
The Vice President - Risk and Controls Officer is responsible for executing the firm's first line Financial Crimes program for IM. The role will be responsible for assisting in the execution of the strategic direction of the Financial Crimes programs, performing oversight responsibilities and escalating potential gaps and risks. This position will work closely with the business, the second- and third-line stakeholders to ensure the business is compliant with all relevant Financial Crimes laws and regulations through the proper implementation an execution of applicable MS' policies, standards, and procedures.
The Vice President - Risk and Controls Officer (IM) will:
•Lead end to end risk identification and assessment for 1L owned Financial Crimes Risks and controls by collaborating with various 1L teams for IM to assess the impact of financial crimes risks
•Plan and perform internal reviews of procedures and controls residing to ensure that controls are adequately designed and are operating effectively.
•Proactively engage appropriate stakeholders and partners to lead the implementation of enhanced processes and controls build-out for any identified control gaps or opportunities for enhancement.
•Develop reporting and effectively and timely communicate risk management issues and internal control deficiencies with properly vetted and proposed solutions.
•Lead implementation for project deliverables for Risk and Control assessments under the firm-wide Non-Financial Risk Assessment (NFRA) program including creation of risk records under NFRA, mapping of controls and completion of assessment for 1L owned Financial Crimes risks
•Create control testing/ monitoring scripts and perform and support control reviews as required
•Assist in the remediation of control gaps and deficiencies identified from Annual Risk Assessments and resolution of investigations as recommended by second line
•Assist with the design and development of comprehensive action plans as required (e.g. regulatory, strategic, transformation initiatives or policy implementations.)
•Collaborate with internal stakeholders including Business Leaders, Second Line, Technology, and Internal Audit.
Required Experience and Skills:
•8+ years of relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, etc.)
•Relevant experience managing implementation of operational risk framework including risk and controls assessments and control management is required
•Bachelor's degree in Business, Finance, Legal, or other related fields.
•Strong understanding of Investment Management processes as well as Investment due diligence practices for Public and Private Funds.
•Strong leadership qualities with the ability to manage teams and evidence a strong work ethic as well as a high degree of integrity.
•Implementation and execution of Financial Crimes Programs requirements
•Knowledge of Financial Crimes laws and regulations and familiarity with best practice first line procedures and processes
•Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus.
Ability to:
•Analyze, summarize, and communicate effectively
•Operate with confidence and comfort in high-paced and high-profile environments with minimum supervision
•Distill complex ideas and concepts into actionable items.
•Multitask effectively and execute actions promptly
•Identify issues, investigate root causes, and escalate promptly
•Handle highly confidential information professionally and with appropriate discretion
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $140,000 and $200,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyBank Holding Company - Regulatory Controller/Vice President
New York, NY jobs
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the Morgan Stanley franchise by serving as guardian of the Firms books and records, and by contributing to firmwide risk management and risk reduction. This division maintains relationships with Morgan Stanley's various industry and government regulators and serves as the conduit of financial information to the outside investment community. Finance plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team.
Global Corporate Controllers (GCC) is responsible for overseeing the accounting, financial and regulatory reporting for the Firm. GCC prepares external financial reports for public filings and regulators. For internal reporting, GCC along with Business Unit Controllers and Financial Planning and Analysis, summarizes, plans and forecasts the organization's financial position, including income statement, balance sheet and analyses of future revenues, expenses and earnings.
This is a Vice President level role within the Corporate Controllers, Reporting & Accounting job family which is responsible for the accuracy and control of the Firm's books and records to produce the consolidated firm, segment and legal entities financial statements. The group owns the Firm's financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development, management and oversight of financial accounting & reporting systems as well as database management. Includes capital and liquidity reporting and external reporting functions.
We Offer: The chance to work in the Finance department of one of the world's top tier Financial Institutions and gain first-hand insight into our business.
You will: Reporting to one of the Bank Holding Company Regulatory Controller Leads in New York, the main responsibilities are:
Bank Holding Company Regulatory Reporting to the FRB in NY across multiple filings including:
FR Y-9C, FFIEC 009, GSIB Phase II (I-I) and Phase III (I-A), all required Treasury International Capital (TIC) filings (TIC B; TIC D; TIC SLT/SHCA/SCLA).
Support the preparation of due diligence meeting materials and presentation to senior management and FRB.
Implementation of all FRB mandated reporting, rule and instructional changes including the roll-out of new regulatory filings.
Provide technical advisory support to our global Finance colleagues on US GAAP, and regulatory report rules, encompassing technical research and documentation and financial statement reviews.
Develop subject matter expertise on key areas of accounting and work alongside cross-functional teams on major Firm implementation projects globally, including the implementation of new accounting standards and regulatory changes.
Supervise, train and development of multiple Finance Shared Services “FSS” (regulatory reporting production teams) in Mumbai, India. Provide insights and training to FSS teams as they continue to build SME of products and processes.
Review and sign-off of all New Product Approvals (NPAs), documenting the impact of the NPA across all regulatory filings.
Partner with Data Governance, providing key SME on data issue impact and remediation prioritization. Drive resolution and timely/sufficient closure of Issues and Action plans.
Ensure consistency on data approach and methodology across regulatory reporting.
Prepare/update documentation of rule interpretation, implementation approach and transition to new reporting platforms as applicable.
Assist in coordination, preparation, response, and issue management across Regulatory Exams and Internal 2nd and 3rd line reviews. Leverage expertise, framework, approach and “lessons learned” across Regulatory exams.
Partner with IT and Regulatory Projects team to enhance systems and User Interface platforms to streamline E2E processes.
Participate in Regulatory Reporting training agenda.
Focus on raising awareness of Diversity & Inclusion and participate in D&I initiatives, committees, and programs.
You have:
CPA or Advanced Degree in Accounting/Finance or related field.
15 + years of combined experience in Public Accounting and Regulatory Reporting in an international banking environment or at Consultancy Firms supporting the financial industry in regulatory reporting. Experience in risk and control matters a plus.
Strong understanding of USGAAP and the Regulatory Reporting rules and requirements. across our Banking industry.
Strong understanding of internal controls.
Ability to design and maintain reporting to drive key initiatives.
Experience in assessing risk and establishing effective controls.
Excellent analytical, quantitative, and problem-solving skills.
Strong communication, organizational and time management skills.
Ability to interact well with others at all levels and drive objectives.
Ability to handle and resolve challenges and problems.
What you can expect from Morgan Stanley:
We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren't just beliefs, they guide the decisions we make every day, ensuring we do what's best for our clients, communities and more than 80,000 employees around the world. And at the core of our success are the people who drive it - relentless collaborators and creative thinkers who are fueled by diverse thinking and experiences. Wherever you are in our 1,200 global offices, you'll have the opportunity to work alongside the best and the brightest in an environment where you are empowered to achieve your full potential. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $120,000 and $205,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyCapital Regulatory Controllers Production - Vice President
New York, NY jobs
Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the Morgan Stanley franchise by serving as guardian of the Firm's books and records, and by contributing to firm wide risk management and risk reduction. This division maintains relationships with Morgan Stanley's various industry and government regulators, and serves as the conduit of financial information to the outside investment community.
Finance plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team. Our employees support numerous activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting, Digitization, Business Management, Capital Requirements and Sourcing / Vendor Management.
Our Finance teams are currently seeking to engage with New York's leading mid-career talent. Our opportunities span across the global Finance organization, including Institutional Securities Group, Global Corporate Controllers, Reengineering & Expense Management, Treasury and Investment Management Finance teams.
This is a Vice President level role within the Corporate Controllers, Reporting & Accounting job family which is responsible for the accuracy and control of the Firm's books and records to produce the consolidated firm, segment and legal entities financial statements. The group owns the Firm's financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development, management and oversight of financial accounting & reporting systems as well as database management. Includes capital and liquidity reporting and external reporting functions.
What we offer:
> Work in the Finance department of one of the world's top tier Financial Institutions and gain first-hand insight of our business
> A desirable compensation and benefits package including eligibility for an annual bonus
> Professional development opportunities including access to Morgan Stanley's world-class internal trainings
> Enriching challenges that provide opportunity for constant learning and advancement
> A supportive and vibrant diverse environment, we are inclusive of individual backgrounds and leverage them to foster our work environment and culture
What you'll do in the role:
> Manage the evaluation and review of external capital regulatory reporting, ensuring compliance with the respective current instructions across numerous filings
> Coordinate workstreams for reviewing continued adherence with changes in the regulations and reporting requirements for initiatives such as Basel III End Game
> Collaborate with Regulatory Policy to ensure Basel rules and internal policies are observed as it pertains to existing and new business initiatives
> Participate in Credit Risk Weighted Assets (RWA) reporting and consolidation exercises such as earnings results, quarterly due diligence, Comprehensive Capital Analysis and Review (CCAR), Basel III End Game and other assessments
> Coordinate and execute annual CCAR and Quarterly Stress Test analytics across Production and Reporting Teams and other stakeholders within the Firm
> Support quarterly earnings process and external disclosure reporting
> Support various initiatives across RWA calculations related to Basel III End Game
> Support data collection/template submission and analytics related to B3EG surveys and semi-annual Basel Monitoring Quantitative Impact Study (QIS) exercise
> Participate in internal audit and regulatory reviews
> Work and collaborate with team members to facilitate process improvements
What you'll bring to the role:
> Bachelor's or master's degree or equivalent in Economics, Finance or Business-related discipline
> Min. 5 years of relevant experience in Risk/Business Analysis/Accounting, preferably in financial services industry (regulatory reporting, financial and product control, liquidity, treasury)
> Expertise in Regulatory Capital external reporting, with knowledge of financial products and regulatory capital framework and calculations
> Ability to partner and work effectively both with direct team members and with colleagues across the wider organization
> Strong planning, organization, and prioritization skills with the ability to work on multiple tasks and with multiple stakeholders in a fast-paced environment
> Strong written and verbal communication skills, and ability to adapt to your audience
> Proficiency with MS Excel and PowerPoint
> Interest in working on project management
What you can expect from Morgan Stanley:
We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren't just beliefs, they guide the decisions we make every day, ensuring we do what's best for our clients, communities and more than 80,000 employees around the world. And at the core of our success are the people who drive it - relentless collaborators and creative thinkers who are fueled by diverse thinking and experiences. Wherever you are in our 1,200 global offices, you'll have the opportunity to work alongside the best and the brightest in an environment where you are empowered to achieve your full potential. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $120,000 and $205,000 per year at the
commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyBank Holding Company - Regulatory Controller/Vice President
New York, NY jobs
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the Morgan Stanley franchise by serving as guardian of the Firms books and records, and by contributing to firmwide risk management and risk reduction. This division maintains relationships with Morgan Stanley's various industry and government regulators and serves as the conduit of financial information to the outside investment community. Finance plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team.
Global Corporate Controllers (GCC) is responsible for overseeing the accounting, financial and regulatory reporting for the Firm. GCC prepares external financial reports for public filings and regulators. For internal reporting, GCC along with Business Unit Controllers and Financial Planning and Analysis, summarizes, plans and forecasts the organization's financial position, including income statement, balance sheet and analyses of future revenues, expenses and earnings.
This is a Vice President level role within the Corporate Controllers, Reporting & Accounting job family which is responsible for the accuracy and control of the Firm's books and records to produce the consolidated firm, segment and legal entities financial statements. The group owns the Firm's financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development, management and oversight of financial accounting & reporting systems as well as database management. Includes capital and liquidity reporting and external reporting functions.
We Offer: The chance to work in the Finance department of one of the world's top tier Financial Institutions and gain first-hand insight into our business.
You will: Reporting to one of the Bank Holding Company Regulatory Controller Leads in New York, the main responsibilities are:
* Bank Holding Company Regulatory Reporting to the FRB in NY across multiple filings including:
* FR Y-9C, FFIEC 009, GSIB Phase II (I-I) and Phase III (I-A), all required Treasury International Capital (TIC) filings (TIC B; TIC D; TIC SLT/SHCA/SCLA).
* Support the preparation of due diligence meeting materials and presentation to senior management and FRB.
* Implementation of all FRB mandated reporting, rule and instructional changes including the roll-out of new regulatory filings.
* Provide technical advisory support to our global Finance colleagues on US GAAP, and regulatory report rules, encompassing technical research and documentation and financial statement reviews.
* Develop subject matter expertise on key areas of accounting and work alongside cross-functional teams on major Firm implementation projects globally, including the implementation of new accounting standards and regulatory changes.
* Supervise, train and development of multiple Finance Shared Services "FSS" (regulatory reporting production teams) in Mumbai, India. Provide insights and training to FSS teams as they continue to build SME of products and processes.
* Review and sign-off of all New Product Approvals (NPAs), documenting the impact of the NPA across all regulatory filings.
* Partner with Data Governance, providing key SME on data issue impact and remediation prioritization. Drive resolution and timely/sufficient closure of Issues and Action plans.
* Ensure consistency on data approach and methodology across regulatory reporting.
* Prepare/update documentation of rule interpretation, implementation approach and transition to new reporting platforms as applicable.
* Assist in coordination, preparation, response, and issue management across Regulatory Exams and Internal 2nd and 3rd line reviews. Leverage expertise, framework, approach and "lessons learned" across Regulatory exams.
* Partner with IT and Regulatory Projects team to enhance systems and User Interface platforms to streamline E2E processes.
* Participate in Regulatory Reporting training agenda.
* Focus on raising awareness of Diversity & Inclusion and participate in D&I initiatives, committees, and programs.
You have:
* CPA or Advanced Degree in Accounting/Finance or related field.
* 15 + years of combined experience in Public Accounting and Regulatory Reporting in an international banking environment or at Consultancy Firms supporting the financial industry in regulatory reporting. Experience in risk and control matters a plus.
* Strong understanding of USGAAP and the Regulatory Reporting rules and requirements. across our Banking industry.
* Strong understanding of internal controls.
* Ability to design and maintain reporting to drive key initiatives.
* Experience in assessing risk and establishing effective controls.
* Excellent analytical, quantitative, and problem-solving skills.
* Strong communication, organizational and time management skills.
* Ability to interact well with others at all levels and drive objectives.
* Ability to handle and resolve challenges and problems.
What you can expect from Morgan Stanley:
We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren't just beliefs, they guide the decisions we make every day, ensuring we do what's best for our clients, communities and more than 80,000 employees around the world. And at the core of our success are the people who drive it - relentless collaborators and creative thinkers who are fueled by diverse thinking and experiences. Wherever you are in our 1,200 global offices, you'll have the opportunity to work alongside the best and the brightest in an environment where you are empowered to achieve your full potential. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $120,000 and $205,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyFinancial Reporting Director
New York, NY jobs
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, and wealth and investment management services. With offices in more than 41 countries, the Firm's employees serve clients worldwide including corporations, governments, and individuals. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
The Financial Control Group (FCG) is responsible for overseeing the accounting and financial and regulatory reporting for the Firm. FCG prepares external financial reports for public filings and regulators. For internal reporting FCG, along with Financial Planning and Analysis (FPA), summarizes, plans and forecasts the organization's financial position, including income statements, balance sheets, and analyses of future revenues, expenses and earnings. FCG is comprised of Business Unit Controllers, Infrastructure Controllers, Accounting, Regulatory and Reporting groups, and Valuation Review.
Team Profile
Corporate Reporting serves as the definitive source for the Firms consolidated financial data and is responsible for the month end close and consolidation process of the Firm's financials. The team produces the Firm's financial supplement which is filed with the SEC and released to news agencies. In addition, the team produces internal and external financial reports, statistical data and metrics used by the Chief Financial Officer, the senior management team and Board of Directors in the analysis and evaluation of the Firm's performance. We work with regulators, auditors, and other external constituents to ensure confidence in and understanding of the Firms financial reporting.
This is a Director level position within the Corporate Controllers, Reporting & Accounting job family which is responsible for the accuracy and control of the Firm's books and records to produce the consolidated firm, segment and legal entities financial statements. The group owns the Firm's financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development, management and oversight of financial accounting & reporting systems as well as database management. Includes capital and liquidity reporting and external reporting functions.
Responsibilities Include:
* Work in a cohesive team responsible for the preparation of Morgan Stanley's consolidated financial statements and earnings release financial supplement
* Prepare and analyze quarterly earnings supporting documentation for senior stakeholders; monitor KPIs and drivers to identify and highlight areas of risk and execute key reporting controls
* Prepare, review, and confirm financial schedules and commentary, and participate in diligence meetings for regulatory filings (8-K, 10-Q/K, FR-Y-9C, FR-Y14Q/A)
* Drive meaningful reporting and analysis for stakeholders across finance and the Firm, and contribute to our continuous process improvement initiatives
* Actively participate and engage with other finance controllers in preparation of ad hoc analysis and special projects by creating thorough, insightful financial reports and providing high quality analysis
* Collect and analyze quarterly data from business unit controllers
* Coordinate with stakeholders and users to establish an efficient operating model for new business processes
* Responsible for the preparation and qualitative analysis of monthly quarterly reports around stockholders' equity, debt valuation adjustment and non-controlling interest partners
Qualifications:
* Bachelor's degree, preferably in accounting, finance, or a related discipline
* 5 years+ experience in financial reporting, financial services experience preferred
* Ability to meet tight deadlines while ensuring data integrity while working in a fast-paced environment
* Strong analytic capabilities, including ability to summarize complex business issues and detailed analysis with clarity and brevity
* Superior Excel, Pivot tables, Macro, and general MS Office skills
* Understanding of financial systems, reporting and business processes (SAP-BPC/EPM preferred)
* Adaptable to the changing demands of a reporting environment while being responsive to the needs of management
What you can expect from Morgan Stanley:
We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren't just beliefs, they guide the decisions we make every day, ensuring we do what's best for our clients, communities and more than 80,000 employees around the world. And at the core of our success are the people who drive it - relentless collaborators and creative thinkers who are fueled by diverse thinking and experiences. Wherever you are in our 1,200 global offices, you'll have the opportunity to work alongside the best and the brightest in an environment where you are empowered to achieve your full potential. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $90,000 and $155,000 per year at the
commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyExpense Management Finance Director
New York, NY jobs
We're seeking someone to join our Real Estate Finance team as a Director in Finance, Planning & Analytics (FP&A) to play a key leadership role in the financial management of the firm's approximately $1.9 Billion occupancy expense. The individual will collaborate with and be a trusted advisor to the Corporate Services real estate team. Project work includes supporting the integration of new technology initiatives and driving enhanced/improved models.
In the Finance division, we act as a partner to business units around the globe by providing management, review, analysis and advisory services of the Firm's financial and capital resources. This is a Director level position within the Financial Planning & Analysis job family which is responsible for the firm's budget, forecast, internal management reporting and financial analysis to provide insight into the firm's current and expected financial performance. Additional responsibilities include expense allocation. FP&A is a contributor to the Firm's CCAR process.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
* Collaborate with a varied group of colleagues in Finance and across the Firm
* Responsible for and lead a significant set of deliverables, leveraging advanced understanding of Finance functional area, product and/or client segment
* Proactively identify emerging risks in individual and department work and contribute to strategies for mitigating them
* Act as a role model and culture carrier; Embody and set an example of the Firm's values and hold yourself and others accountable to Firm standards
* Analyze the global corporate real estate portfolio expense and present recommendations to leadership to improve financials and highlight savings opportunities.
* Support strategic decision making by providing in-depth financial analysis on complex real estate transactions including sale/leaseback, dispositions, consolidations, acquisitions, renewals, and subleases.
* Manage multi-year financial plans for Morgan Stanley's real estate portfolio by partnering with Corporate Services to include updated strategic and operating plans.
What you'll bring to the role:
* Advanced understanding of Finance functional area, product and/or client segment and technical skills, as well as of industry and competitive environment
* Ability to provide positive and constructive feedback and acknowledge efforts of team members
* Ability to articulate risk and impact to various audiences, and create plans to mitigate those risks
* Bachelor's degree or equivalent, preferably in Finance or related business field
* At least 8 years relevant experience would be generally expected to find the skill level for this role.
* Analytical mindset with strong problem-solving skills, ability to drill through to root cause of issues.
* Expert level knowledge of MS Office with emphasis on PowerPoint and Excel
* Excellent presentation skills with the ability to easily synthesize data for reporting to senior management.
* Strong interpersonal collaboration and team skills including working with cross-functional teams - proven flexibility, adaptability, and reliability.
What you can expect from Morgan Stanley:
We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren't just beliefs, they guide the decisions we make every day, ensuring we do what's best for our clients, communities and more than 80,000 employees around the world. And at the core of our success are the people who drive it - relentless collaborators and creative thinkers who are fueled by diverse thinking and experiences. Wherever you are in our 1,200 global offices, you'll have the opportunity to work alongside the best and the brightest in an environment where you are empowered to achieve your full potential. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $90,000 and $155,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyCryptocurrency Fraud Controls Specialist - Vice President
Great Neck Plaza, NY jobs
The Wealth Management (WM) Chief Data Office (CDO) sits within the WM Risk organization and strives to find the right balance between risk management and business enablement. WM CDO's mission is to: prevent unauthorized access to or misuse of client sensitive data and assets; abide by relevant privacy laws and regulations; effectively retain, retrieve, and protect information and records; and mitigate risks caused by inaccurate, untimely, or incomplete WM data.
The Fraud Risk Team within WM CDO works to define appropriate fraud risk thresholds for WM and govern controls that keep net external fraud losses within tolerance while achieving business objectives.
Role Description:
The WM Fraud Risk Team seeks an experienced professional to support efforts in the development of fraud mitigation controls for the purchase, sale, or transfer of cryptocurrencies. This individual will assess and document scenarios that pose significant cryptocurrency fraud risk to Morgan Stanley and our clients. Each scenario will be researched and evaluated to apply appropriate controls that sufficiently mitigate risks and are in line with industry standards. They will also be responsible for responding to fraud incidents involving cryptocurrencies and highlighting any deficiencies through an after-action report.
Key responsibilities include:
Performing end-to-end risk assessments of platforms, including Morgan Stanley Online and E*TRADE, to document existing controls and prescribe control recommendations to prevent cryptocurrency fraud
Supporting platforms, product, technology, cyber, and fraud teams to ensure cryptocurrency fraud controls are effectively designed to prevent cryptocurrency fraud
Identifying, measuring, mitigating, and reporting on cryptocurrency fraud attempts, successes, and trends against all platforms and cryptocurrency products
Providing status reports to senior management, auditors, and regulators
Performing ad hoc analyses and participating in special projects as needed by management
Qualifications:
Bachelor's degree required
7-10 years of relevant experience in a risk, control improvement, or assurance function, preferably in the financial services industry
Fundamental understanding of cryptocurrency and blockchain technologies
Experience with specific cryptocurrencies, their respective uses, and risk profiles
Cognizance of emerging financial regulations related to cryptocurrency
Comfort challenging and escalating risks and decisions
Excellent written and verbal communication skills, with the ability to communicate at all levels within the organization
Exceptional critical thinking, problem-solving, and research skills
Ability to independently manage and execute on multiple, simultaneous workstreams and exhibit strong attention to detail
Expertise in office productivity software, data analysis, and collaboration tools
Preferred Qualifications:
Understanding of the fraud risk landscape and experience using fraud actor tools, techniques, and practices to inform strategy
Knowledge of the financial services industry; preferably in wealth management, finance, operations, or technology
Familiarity with visualization tools (e.g., Tableau, Dataiku)
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste ***************************************************** into your browser.
Expected base pay rates for the role will be between $110,000 and $190,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Auto-ApplyFinance Resource Strategy - Reporting & Analytics Director
New York, NY jobs
We're seeking someone to join our Finance Resources & Strategy team as a Product Controller in ISG Finance to be involved with delivering projects & managing relationships across all trading desks in FRS (Securities Lending, Client Financing, Firm and Derivatives Funding).
In the Finance division, we act as a partner to business units around the globe by providing management, review, analysis and advisory services of the Firm's financial and capital resources. This is a Director position within our Product Controllers Job Family which specializes in ensuring adequacy of controls, profit and loss and balance sheet reporting and reconciliations for a segment / business / product area, as well as management reporting across business segments or cross functional end-to-end product oversight
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
We are hiring across our Product Control Team, Strategy Team and Assurance/Governance Team
What you'll do in the role:
> Collaborate with a varied group of colleagues in Finance and across the Firm
> Responsible for and lead a significant set of deliverables, leveraging advanced understanding of Finance functional area, product and/or client segment
> Proactively identify emerging risks in individual and department work and contribute to strategies for mitigating them
> Act as a role model and culture carrier; Embody and set an example of the Firm's values and hold yourself and others accountable to Firm standards
> Develop strategic accounting solutions to respond to business developments, whilst collaborating with internal clients in the Business Units, Technology, and Operations & Finance.
> Manage business unit projects front to back covering project planning, technology and operational developments, P&L impact analysis, project implementation, ensuring IT solutions for straight through accounting processing and reporting transparency to accurately explain P&L.
> Manage project impacts to internal clients across Finance, Operations, Technology, and BRM Trading divisions to ensure seamless integration.
> Provide detailed analytical insights for trading desks to ensure business requirements are met.
> Communicate business developments to senior management across the organization.
> Evaluate internal booking models to streamline business processes and improve P&L capture, ensuring accurate accounting.
> Support and develop the Funds Transfer Pricing methodologies for Equity and Fixed Income Divisions.
What you'll bring to the role:
> Academic background with undergraduate degree in Accounting or Finance preferred.
> Prior experience with secured funding and/or securities lending products desired.
> Strong analytical, communication, problem solving and project management skills.
> Ability to develop and maintain relationships with senior internal clients across different areas of the organization.
> Team player with demonstrated record of project delivery.
> Proficient with MS Office application, particularly, PowerPoint and Excel.
> At least 4 years' relevant experience would generally be expected to find the skills required for this role
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
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Expected base pay rates for the role will be between $95,000 and $140,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
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