MUFG Americas Holdings jobs in Dallas, TX - 51 jobs

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. **Job Summary:** The CCR administers policies and procedures to prevent or detect insider trading and identify and manage potential transactional conflicts of interest. The position shall be responsible to ensure that an effective compliance program is developed and maintained to address compliance with applicable regulatory requirements, key compliance issues and actions are taken to mitigate compliance risk. **Principal functions and responsibilities:** + Develop and maintain relationships with key stakeholders, including businesses and other risk functions, to ensure implementation of an effective compliance program. + Provide consulting and advisory services to stakeholders to comply with applicable laws, regulations, and policies (e.g., Conflicts of Interest, Material Non-public Information and Personal Trading). + Execute projects as assigned by supervisor and/or Compliance senior management. + Assist in the maintenance of the Watch and Restricted Lists to prevent and detect insider trading by employees. These activities include the administration of requirements under applicable insider trading policies, centralized reporting of material non-public information, firm and employees personal securities trading monitoring, management of information barriers, and metrics and escalation reporting. + Perform transactional conflicts of interest (TCOI) process including review of TCOI submissions, escalation to U.S. management and Home Office, as necessary, and working with business units and stakeholders on training, procedures, controls and any required risk mitigation. + Participate in the drafting of compliance related policies and procedures. Make recommendations to develop or enhance business unit procedures as they relate to compliance subject matter; and respond to compliance related questions from management and staff. + Develop and implement compliance related monitoring and compliance metrics relevant to CCR functions; perform and/or oversee accordingly. Provide information for compliance reporting to management and governance groups. **Qualifications:** + Bachelor's degree required, advanced degree (JD, MBA preferred) + 5-7 years of Compliance and Control Room experience required + FINRA Broker Dealer experience + Strong knowledge of financial markets, investment banking, capital markets and products + Outstanding analytical and organizational skills + Experience delivering on projects + Experience working in a large international organization preferred + Excellent communications skills (verbal and written) + Experience with Excel or Access + Series 7 a plus The typical base pay range for this role is between $116,000 to $160,000 depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary (************************************************************************************************* We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

Title: IT Business Analyst I ) MUFG Investor Services is part of Mitsubishi UFJ Financial Group - one of the world's largest financial institutions. We provide comprehensive fund administration, reporting, and transaction management services for alternative assets with a focus on Private Equity investments including fund-of-funds, secondary funds, and co-investments. At MUFG Investor Services, we foster a dynamic and supportive work environment where employees can build long-term careers. We offer competitive compensation, professional development support-including certification reimbursement - flexible work arrangements, and opportunities to give back through community service initiatives. We celebrate our employees' successes, believing that empowered individuals drive organizational excellence. If you're passionate about your work and looking to grow with a purpose-driven team, we'd love to hear from you. Job Description: MUFG is seeking an IT Business Analyst I to support dynamic initiatives within its Private Equity business. This is a remote role focused on analyzing financial processes, defining technology requirements, and partnering with agile teams to deliver impactful solutions. The position involves cross-functional collaboration across business and technology groups. Depending on project needs, responsibilities may span both business analysis and delivery management, offering a unique opportunity to contribute to end-to-end solution delivery. Essential Functions: Translate financial and accounting requirements into actionable software specifications. Conduct user interviews to identify process improvement opportunities and document current (“As-Is”) and future (“To-Be”) workflows. Troubleshoot issues in eFront FrontInvest and provide backup support for system administration. Create and maintain documentation including meeting notes, knowledge articles, and business communications. Build strong relationships with internal and external stakeholders to drive positive change. Write and manage user stories and backlog items in Team Foundation Server. Serve as the Agile Team's Scrum Master for assigned initiatives. Support prioritization decisions and manage execution of prioritized work. Collaborate with users to develop and execute test cases during system integration testing. Deliver demos of completed enhancements to end users. Work closely with developers to clarify requirements and ensure business needs are met. Ensure adherence to SDLC and Change Management processes; conduct internal audits for compliance. Act as a flexible team member, taking on overflow or backfill tasks as needed. Monitor team performance, generate reports, and lead corrective actions. Help remove obstacles that hinder team progress.

ServiceNow Developer Department: IT Operations Type: Full-Time We are a dynamic and forward-thinking organization committed to leveraging cutting-edge technology to streamline business operations. We are dedicated to providing innovative solutions that enhance productivity, improve service delivery, and create value for our clients. As we expand our IT services, we are seeking a talented and experienced ServiceNow Developer to join our team. Role Overview: The ServiceNow Developer will play a crucial role in the design, development, and implementation of ServiceNow applications and solutions that support the business needs of the organization. This position requires an individual with a strong technical background in ServiceNow, exceptional problem-solving skills, and a passion for delivering high-quality service management solutions. Key Responsibilities: Design, develop, and customize ServiceNow applications and modules based on business requirements. Work closely with business process managers and other team members to collaborate on solutions involving ServiceNow functionality. Create and manage workflows, business rules, UI actions, UI policies, and other ServiceNow components. Implement and maintain ServiceNow integrations with other enterprise systems and applications, such as Active Directory, Intune, HRIS, Jira, etc. Perform system administration tasks including system configurations, updates, and user management. Monitor and maintain the health, performance, and security of the ServiceNow platform. Collaborate with stakeholders to understand and translate business requirements into technical solutions. Provide technical support and troubleshooting for ServiceNow-related issues and inquiries. Work closely with the IT team to ensure seamless integration and alignment with other IT initiatives. Document system configurations, workflows, and other technical processes. Provide training and support to end-users and administrators on ServiceNow functionalities and best practices. Stay updated with the latest ServiceNow features, technologies, and best practices. Identify opportunities for process improvements and recommend solutions to enhance the ServiceNow platform.

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. **Job Summary:** This role is in the Global Financial Crimes Division (GFCD) of MUFG Bank, Ltd. The role will be focused on supporting the administration and execution of the GFCD Issues Management Department (IM), by developing governance and procedural documents, providing guidance to ensure conformance with Program Governance requirements, and creating training materials and job aids. The role will also oversee the review and challenge processes and coordinate the implementation and execution of the GFCD IM Standard and Procedures across MUFG's Global network and will report directly to the Head of GFCD IM Program Governance. **Responsibilities:** + Liaise across all three of the MUFG financial crimes compliance lines of defense, including core second-line programs in Financial Crimes (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption) and Core Compliance, business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, and procedure implementation and execution + Develop subject matter expertise regarding Issues Management policy, standard, and procedures + Drive review, development, and enhancement of Issues Management policy, standard, procedures, control documents, training materials, along with other program execution documents + Collaborate with regional financial crimes offices to align global and regional requirements for Issues Management policy and procedures, including review & challenge processes + Collaborate and liaise with stakeholders to drive consistently in the implementation of GFCD policies and policies across all three MUFG lines of defense + Support compliance activities and perform program governance duties, including projects and ad hoc duties as assigned + Administer and provide substantive content in connection with key governance forums, including staff and stakeholder meetings **Qualifications:** + 3 plus years of experience in Financial Services, preferably in Financial Crimes Compliance, Risk Management, Internal Audit or related areas + Experience drafting, reviewing, implementing, and monitoring policies and procedures + Proven track record of designing and delivering training in a professional setting + Experience managing and tracking projects or organizational objectives + Strong interpersonal and written communication skills + Excellent problem-solving skills + Team-oriented approach to completing objectives + Ability to influence key stakeholders across various divisions within MUFG + Strong ability to drive complex discussions with MUFG management and stakeholders + BA/BS Degree preferred + ACAMS, relevant professional qualification, and/or experience in client-service industry is a plus + Up to 10%, travel for international and domestic The typical base pay range for this role is between $85,000 to $109,000 depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary (************************************************************************************************* We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

The Senior Controller ensures financial data is accurate according to client prescribed method of accounting, and ensures that reporting deadlines are met. The ability to interpret investment legal documentation and other source documents with a US GAAP application for investment companies is critical. This individual will apply professional principles, practices and techniques to handle client relationship with innovative technology skills and processes. In addition you will lead a team of accounting professionals of varying skill and expertise levels, overseeing and reviewing work to ensure all applicable standards are met. A partial list of responsibilities and skills includes: Serves as the primary point of client contact and manage the client relationship with the ability to triage questions and requests as well as provide guidance on private equity accounting and reporting Facilitate discussions between the client and internal groups, and manage all required documentation relative to the discussion Review and analyze capital structures for investments to determine what the accounting and related data requirements should be between the investment and fund Review capital calls, distributions, and valuation activity for investments of the client Review client reports and financial statements for accuracy and completeness while meeting all internal and external reporting deadlines Take responsibility for the overall client team engagement budget; identify and resolve staffing issues with the fund team Plan, direct and supervise the efforts of a team to understand client requirements and deliver quality services on time in an efficient manner Automate and document processes as needed Perform any additional responsibilities that may be required by management in support of the ongoing development of the client Supervise employees to ensure quality and productivity Work collaboratively with technology and support personnel and maintain thorough knowledge of system capabilities and best practices

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. Job Description Join a financial group that's as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better-from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world's most trusted financial group. **Responsibilities:** **70 % Daily Production Workflow (Subject Matter Expertise on Onboarding & KYC)** + Coordinates with internal partners such as Front, Middle and Back Office staff to obtain required information and applicable documentation related to client on-boarding and KYC production + Initiates and completes high quality KYC files inclusive of data input, research and analysis. + Perform KYC Remediation/Refresh on various lines of business within the scope of the KYC Reassessments team. + Maintain high quality KYC files and address any data inconsistencies to reduce errors. + Maintain detailed tracking of KYC file status and other customer record activities to ensure completion within required timeframes + Independently manage multiple simultaneous requests inclusive of customer data maintenance in a high-pressure work environment + Promptly address queries and assist with problem-solving of matters received from applicable stakeholders + Perform ad hoc reassessments of customer files when necessary + Identify, detect, or report suspicious activities in banking and finance services + Serve as a Subject Matter Experts (SME) - for core internal bank system and onboarding & KYC procedures, including for both Financial Institution and Corporate customers + Maintain working knowledge of all regulatory obligations and be able to relate them to MUFG policies and procedures + Contribute to the evolution of global and local KYC policies and guarantee team knowledge of any updates + Maintain appropriate escalation procedures . **20% Project Participation** + Contribute ideas and participate in UAT testing including writing of test cases + Contribute to work flow or process redesign to achieve efficiencies + Manage and deliver individual projects as assigned **10% Other duties as assigned** **Qualifications:** + 3 years plus of financial institution/banking experience + Strong academic background + Ability to think critically under pressure and deliver sound judgment + Excellent analytical skills, with the aptitude of independently performing complex or varied tasks, such as coordinating and analyzing large amounts of multifaceted data. + Mature approach with excellent and influential communication skills (verbal and written) to facilitate frequent interactions with internal customers, management and key stakeholders + Ability to recognize risks and make decisions based on sensory data or known guidelines + Ability to comprehend and follow instructions (verbal, written or diagrammatic) with strong detail orientation + Solid knowledge of KYC/AML and data governance policy + Strong time management, prioritization, work organization and multi-tasking skills with a drive for efficiency, accuracy and risk management controls + Proficiency in MS Office - Word, Excel, PowerPoint, Access **Education:** + Bachelor's degree in a closely-related discipline, or an equivalent combination of formal education and experience The typical base pay range for this role is between $87K - $110K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonuses and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary (************************************************************************************************* We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global Financial Crimes Division (“GFCD”) and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination (“VP”) in the Issues Management Operations Team. The role will support the VP in leading the coordination and delivery of Americas core compliance and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: Identification of responsive issues management data and information; Research and coordination with appropriate stakeholders to provide the most accurate information possible in support of these engagements; and Development of data, analyses, and presentation materials. The candidate must have excellent data processing and communication skills and be able to contribute to the overall advancement and integration of core program objectives across the global and Americas Issues Management Department. The candidate must: demonstrate advanced proficiency in Excel, PowerPoint, and Word; provide thought and project leadership; possess excellent information generation / presentation skills; demonstrated project delivery; and communicate and collaborate effectively with senior management, colleagues, and teammates in all three lines of defense. Major Responsibilities: Gain familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing. Develop an understanding of global Anti-Money Laundering (“AML”), Sanctions, and Anti-Bribery & Corruption (“ABC”) regulatory regimes. Work with the VP and appropriate stakeholders across all three of the MUFG lines of defense, including second-line Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage expectations for the delivery of regulatory and Internal Audit data request engagements. Work with the VP to develop repeatable, standardized, and sustainable processes that can be leveraged across various regulatory and Internal Audit data request engagements. Create/ maintain detailed process documentation for Americas IM Regulatory & Audit Reporting processes. Assist in the identification of responsive data working with the VP and stakeholders, as appropriate. Support the VP to provide the most accurate information possible in support of these engagements, including the development of data, analyses, and presentation materials. Analyze issues data and provide actionable insights that lead to program enhancement opportunities in Americas IM Regulatory & Audit Reporting processes. Develop subject matter expertise regarding Issues Management policy, standard, and procedures. Support the Director, GFCD and Americas Compliance Issues Management and the Director of IM Operations in program development and execution, working with other members of the Issues Management team on strategic and operational enhancement. Lead or support IM Data Management Operations, Analysis, and Reporting activities, including special projects and ad hoc duties as assigned. Qualifications: 3-5 years of experience in Financial Services, preferably in Compliance, Risk Management or related areas. Excellent written and verbal communication skills. Experience in creating high-quality presentations, reports, and process documentation. Experience performing analysis with demonstrated advanced proficiency in Excel, Word, and PowerPoint. Familiarity with other data management or data visualization tools is preferred. Track record in program management and coordination / integration efforts across multiple groups. Strong ability to drive complex discussions with senior management and stakeholders. Excellent problem solving and interpersonal communication skills, takes initiative proactively. Team player with willingness to learn, take initiative, and work hard. Ability to influence key stakeholders across various divisions within MUFG. BBA/BA/BS Degree required. ACAMS, relevant professional qualification, and/or experience in client-service industry is a plus. Up to 10% travel, international and domestic. The typical base pay range for this role is between $71k-$112k depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. **Job Summary:** The Enhanced Due Diligence ("EDD") Operations Analyst will be responsible for performing EDD on Financial Institution ("FI") clients, for example Foreign Banks, Foreign Financial Institutions, Broker-Dealers, Money Service Businesses ("MSBs"), Third-Party Payment Processors ("TPPPs") etc. This position will be located in Irving, TX. The Analyst will be responsible for reviewing a variety of cases of varying complexity, requiring a level of experience needed to effectively assess client's profile, its AML program, transactions and customer relationships, and provide holistic assessment of the potential financial crime risks. **Major Responsibilities:** + The analyst will review and ensure that EDD documentation is appropriate. + Review and assess information about the FFIs' AML programs, for example by using the Wolfsberg CBDDQ responses + Review transactional data and identify any potential red flags/inconsistencies within a given timeframe + Conduct screening in accordance with Bank policy and escalate true hits to Adverse Findings. + Identify red flags and escalate accordingly using sound judgement + Synthesize information from multiple data sources into a clear evaluation and recommended actions + Prepare detailed and concise client narratives + Generates a list of Proposed Questions for AML Advisory in preparation for the customer site visit/call + Performs additional due diligence based on the outcome of the Site Visits/Calls as needed + In addition to maintaining daily operations, ad-hoc projects will be assigned regularly **Qualifications:** + Experience in AML/BSA Compliance & KYC preferably within the financial services industry with experience conducting EDD on foreign financial institutions. + Experience reviewing comprehensive documents inclusive of complex ownership structures and Wolfsberg Questionnaires (CBDDQ, FCCQ and AML programs of FI clients). + Strong working knowledge of AML/BSA/OFAC laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing transaction activity and customer profiles. + Excellent organizational communication (with a focus on writing), interpersonal, and analytical skills, are required. Must be able to multi-task, adapt well to changing priorities, and effectively prioritize workflow to meet critical deadlines. + Critical thinking and problem-solving skills a must. + Ability to work in a fast-paced, demanding environment and must work well under pressure. + The ability and willingness to work both independently and in a team environment is required. + Maintains effective working relationships with key business partners. + Familiarity with Actimize and other financial crime, risk and compliance applications is a plus. + Effective Internet and research skills and usage of third party tools. + Strong proficiency in Microsoft Excel. + Bachelor's Degree and CAMS certification preferred or equivalent work experience. The typical base pay range for this role is between $71,000 to $85,000 depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary (************************************************************************************************* We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. **Job Summary:** Responsible for supporting the Global Financial Crimes Compliance Testing (GFCCT) function in performing deep dives and targeted risk-based thematic reviews of financial crimes compliance (AML, Sanctions, ABC) processes globally with an emphasis on the design adequacy and effectiveness of measures (controls) taken to monitor and mitigate financial crimes risk. **Major Responsibilities:** + Lead, or participate on, a team of testers in conducting and supporting financial crimes compliance reviews for MUFG Bank, Ltd. branches globally, that evaluate the effectiveness of existing financial crimes compliance frameworks, as well as the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance frameworks, and training + Develop test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments, and lessons learned from regulatory findings and internally identified issues by compliance testing and internal audit + Assist in implementation of a coordinated, consistent and risk-based testing program + Assist in developing and maintaining quality control processes to drive adherence to Global Testing Standards + Assist in the drive of central coordination, governance, and reporting, leveraging regional structures and best practices + Prepare/review reports summarizing the objectives, scope, findings and conclusions of completed testing + Assist in the validation of Management Action Plans designed to address remediation efforts and testing findings + Coordinate with Issues Management to monitor and track resolution of testing findings + Assist with establishing appropriate testing management routines and ensure proper awareness of testing review results through reporting and other means + Monitor developments, such as changes in the regulatory environment, which may necessitate ad hoc testing + Support general compliance activities and other duties, including special projects as assigned **Qualifications:** + BA/BS Degree required; JD, CPA and/or CAMS a plus + At least 7 years of experience within the financial crimes compliance area of a global bank, consulting firm or regulatory agency + Experience with compliance testing, quality control/assurance processes and/or internal/external audits + Minimum of 3 to 4 years of experience leading testing efforts in, or exposure to, quality control or quality management functions and results + Knowledge of financial crimes compliance laws and regulations + Excellent judgment and analytical skills + Test script/procedure creation and/or experience with the test scripting process + Experience in leading diverse testing teams + Strong written and verbal communication skills - Some travel may be required, domestic and international The typical base pay range for this role is between $114k - $160k depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary (************************************************************************************************* We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

This entry-level position will have the primary responsibility of analyzing the quarterly financial statements of private equity partnership investments and recording/reconciling the transactions in the investment accounting system. In addition, the financial reporting analyst will assist in the preparation of historical investment performance analysis and reports. A partial list of responsibilities and skills includes: Analyzing quarterly financial statements from underlying investment managers Work closely with the fund accounting team to input valuation data to the investment accounting system Complete individual assigned valuation work to meet quarterly fund reporting deadlines Provide data and ad hoc reports to the investment analyst team as needed

Main Function: The Operation Support Specialist is responsible for reviewing and maintaining the Treasury Inbox, identifying the nature of incoming emails, and determining the appropriate action. This role involves organizing emails into designated folders and allocating them to the correct team members. Key Responsibilities: Email Management: Identify capital call or distribution emails. Allocate emails to appropriate folders or team members. Document Handling: Retrieve necessary documents from the investment portal and save them on the Share Drive. Stage operations in the MUFG accounting system. Notifications and Communication: Notify Operations Accountants of new cash operations available for processing. Review system-generated operation initial notice emails for accuracy. Categorize operation types and assign to the appropriate Operation Accountant. Create manual notices for investors. Folder Management: Move initial notices to the Approved Operations folder. Organize all investment notification emails into the In Review folder. Relationship Building: Develop and foster positive working relationships with clients, internal teams, and external parties. Communicate effectively and tactfully with individuals at all levels, both in person and over the phone.

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. Job Description Join a financial group that's as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better-from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world's most trusted financial group. Responsibilities: 80 % Daily Production Workflow (Subject Matter Expertise on Onboarding & KYC) Coordinates with internal partners such as Front, Middle and Back Office staff to obtain required information and applicable documentation related to KYC production Initiates and completes high quality KYC files inclusive of data input, research and analysis Identify data anomalies and assist on root cause analysis to minimize errors Maintain detailed tracking of KYC file status and other customer record activities to ensure completion within required timeframes Independently manage multiple simultaneous requests inclusive of customer data maintenance in a high pressure work environment Promptly address queries and assist with problem-solving of matters received from applicable Bank personnel Remediate erroneous customer data Identify, detect, or report suspicious activities in banking and finance services Serve as a Subject Matter Experts (SME) - for core internal bank system and onboarding & KYC procedures 15% Project Participation Contribute ideas and participate in UAT testing including writing of test cases Contribute to work flow or process redesign to achieve efficiencies Manage and deliver individual projects as assigned 5% Other duties as assigned Qualifications: Minimum of 1 year prior experience in the field of Anti-Money Laundering or KYC in financial services industry with understanding of banking product and services Solid knowledge of KYC/AML and data governance policy and understanding of business activities, compliance/risk issues Solid knowledge of Financial Institution entities, including Funds and other Non-Operating Asset Holdings Companies categories (i.e. Special Purpose Vehicle “”SPV”, Private investment Company (“PICs”) comprising of personal holding companies, business investment corporations, international business corporations) or a trust Knowledge of business lines served, including correspondent banking and foreign financial institutions Knowledge of and ability to identify, detect or report suspicious activities in banking and finance services. Worked in a data entry operations Knowledge of and ability to utilize tools, techniques and processes for gathering data utilizing 3rd party tools such as Dun Bradstreet, LexisNexis, government registries, etc. Knowledge of various types of customers and ability to analyze customer activities, profiles and source information. Excellent attention to detail, organized approach and strong problem solving/facilitation abilities Mature approach with excellent influential communication (verbal/written) skills Strong time management,, work organization and multi-tasking skills with a drive for efficiency, accuracy and risk management controls while maintaining 100% dedication, excellent attitude and flexibility Proficiency in MS Office - Word, Excel, PowerPoint, The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified. Education: Bachelor's degree in a closely-related discipline, or an equivalent combination of formal education and experience The typical base pay range for this role is between $71K - $85K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonuses and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. **Summary:** As a member of the Global Sanctions Compliance Department (GSCD), this individual will support in the oversight and continuous enhancement of the Bank's Global Sanctions Compliance Program. The GSCD Program is responsible for advising on regulatory/bank policy matters, driving implementation of global sanctions controls (including list management, technology, sanctions screening), managing global sanctions policy/procedure related matters, as well as overseeing risk management related activities (including sanctions-related risk assessments). **Responsibilities:** Responsibilities of the Global Sanctions Analyst will vary based on need/skillset, but may include: + _Sanctions Advisory_ + Sanctions regulatory change management - Monitoring sanctions regulatory changes, including those administered by the U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC), and augmenting MUFG's sanctions controls to comply. + Briefing the three lines of defense on material sanctions regulatory changes and their impact to MUFG. + Providing sanctions regulatory guidance on live payments and complex fact patterns across MUFG's global footprint. + Sanctions customer due diligence. + OFAC reporting, including draft and filing of block and reject reports and voluntary self-disclosures. + Performing open source and vendor-powered research to build sanctions target networks and update internal sanctions lists as necessary. + Engage in industry discussions. + _Sanctions Controls_ + Sanctions list management. + Providing sanctions compliance leadership and expertise to technology stakeholders on a wide variety of technology projects. + Working collaboratively with cross-functional teams in GFCD to ensure effective and efficient operation of sanctions screening systems. + Overseeing updates to and implementation of the Global Sanctions Policy, Standard, and Procedures. + Supporting global sanctions risk assessment activities. + _General_ + Overseeing and supporting MUFG's sanctions related operations. + Acting as a liaison between global sanctions and audit, testing, monitoring, and quality assurance, providing advice as needed and reviewing findings/results. + Corresponding and collaborating with first line of defense and regional financial crimes compliance offices globally. + Building and conducting sanctions specific training. + Managing sanctions-related regulatory exams and audits. + Other sanctions-related tasks, as needed. **Experience** + Bachelor's degree + Ability to manage competing priorities, work independently and deliver results + Strong interpersonal, verbal and written communication skills and critical thinking skills + Interest in foreign policy and international relations + Organized and self-motivated The typical base pay range for this role is between $68K - $78K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary (************************************************************************************************* We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

The controller ensures financial data is accurate according to client prescribed method of accounting, and ensures that reporting deadlines are met. The ability to interpret investment legal documentation and other source documents with a US GAAP application for investment companies is critical. The Controller will apply professional principles, practices and techniques to handle client relationship with innovative technology skills and processes. A partial list of responsibilities and skills includes: Responsible for the day-to-day client relationship with the ability to triage questions and requests as well as provide guidance on private equity accounting and reporting Facilitate discussions between the client and internal groups, and manage all required documentation relative to the discussion Review and analyze capital structures for investments to determine what the accounting and related data requirements should be between the investment and fund Review capital calls, distributions, and valuation activity for investments of the client Review client reports and financial statements for accuracy and completeness while meeting all internal and external reporting deadlines Manage of technical research and application of US GAAP to accounting issues pertaining to investment companies and issues occurring in the investments. Plan, direct and supervise the efforts of a team to understand client requirements and deliver quality services on time in an efficient manner Automate and document processes as needed Perform any additional responsibilities that may be required by management in support of the ongoing development of the client Supervise employees to ensure quality and productivity Work collaboratively with technology and support personnel and maintain thorough knowledge of system capabilities and best practices

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.Job Summary: This role is in the Global Financial Crimes Division (GFCD) of MUFG Bank, Ltd. The role will be focused on supporting the administration and execution of the GFCD Issues Management Department (IM), by developing governance and procedural documents, providing guidance to ensure conformance with Program Governance requirements, and creating training materials and job aids. The role will also oversee the review and challenge processes and coordinate the implementation and execution of the GFCD IM Standard and Procedures across MUFG's Global network and will report directly to the Head of GFCD IM Program Governance. Responsibilities: Liaise across all three of the MUFG financial crimes compliance lines of defense, including core second-line programs in Financial Crimes (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption) and Core Compliance, business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, and procedure implementation and execution Develop subject matter expertise regarding Issues Management policy, standard, and procedures Drive review, development, and enhancement of Issues Management policy, standard, procedures, control documents, training materials, along with other program execution documents Collaborate with regional financial crimes offices to align global and regional requirements for Issues Management policy and procedures, including review & challenge processes Collaborate and liaise with stakeholders to drive consistently in the implementation of GFCD policies and policies across all three MUFG lines of defense Support compliance activities and perform program governance duties, including projects and ad hoc duties as assigned Administer and provide substantive content in connection with key governance forums, including staff and stakeholder meetings Qualifications: 3 plus years of experience in Financial Services, preferably in Financial Crimes Compliance, Risk Management, Internal Audit or related areas Experience drafting, reviewing, implementing, and monitoring policies and procedures Proven track record of designing and delivering training in a professional setting Experience managing and tracking projects or organizational objectives Strong interpersonal and written communication skills Excellent problem-solving skills Team-oriented approach to completing objectives Ability to influence key stakeholders across various divisions within MUFG Strong ability to drive complex discussions with MUFG management and stakeholders BA/BS Degree preferred ACAMS, relevant professional qualification, and/or experience in client-service industry is a plus Up to 10%, travel for international and domestic The typical base pay range for this role is between $85,000 to $109,000 depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. **Job Summary:** This Analyst role is in the Global Financial Crimes Division (GFCD) of MUFG Bank Ltd. The role will report to the Vice President, Americas Compliance Issues Management Department. This role will be focused on supporting the administration and execution of the Americas Compliance Issues Management Unit (ACIM), including supporting enhancement and execution of issues review and confirmations processes, maintaining workflow tools and guidance documents, and supporting implementation and execution of the Americas Compliance Issue Management program activities. **Responsibilities:** + Gain familiarity across all three of the MUFG financial crimes and core compliance lines of defense, including core second-line programs in Financial Crimes (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption) and Core Compliance, business functions, Internal Audit, Compliance Testing, and Exam & Audit Management. + Develop subject matter expertise regarding Issues Management policy, standard, and procedures. + Support the review of new issues for compliance impact and consult with stakeholders to timely and accurately confirm compliance related issues, coordinate control reviews, and maintain program execution documents. + Support compliance activities and perform issue coordination duties, including projects and ad hoc duties as assigned. + Assist in the Coordination and tracking of financial crime-related issues from identification to resolution. + Conduct root cause analysis for recurring financial crime patterns and recommend improvements. + Help develop and refine procedures, job aids, and guidance documents to enhance the department's effectiveness. **Qualifications:** + BA/BS Degree required + 0-3 years of experience in Financial Services, preferably in Financial Crimes Compliance or Risk Management areas. + Expertise in Microsoft PowerPoint, Visio, Excel, and Office Suite of applications + Strong interpersonal and written communication skills + Excellent problem-solving skills + Team-oriented approach to completing objectives + Strong ability to drive complex discussions with MUFG management and stakeholders The typical base pay range for this role is between $64,000 - $80,000 depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary (************************************************************************************************* We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. **Duties:** Conducting effectiveness testing in HotScan and Nice Actimize to assess screening effectiveness. Performing global sanctions screening using tools (Lexis Nexis Bridger and CGI Hot Scan). Utilizing Dow Jones, World Check and Lexis Nexis watch lists; reducing false positives, optimizing AML/sanctions processes, and ensuring regulatory compliance. Applying data analysis using SQL or python to produce visualizations and supporting screening filter testing and documenting the qualitative and quantitative analysis. Automating manual processes using Visual Studio and C# to improve efficiency. Utilizing Global sanctions watch lists and Politically exposed Persons watch lists and adverse media watch lists. Performing focus tests to enhance name-matching algorithms and improve detection efficiency. Managing and executing Below the Line (BTL) activities for HotScan, ensuring compliance with regulatory standards. Generating statistical reports using SQL on the heavy hitters from HotScan real-time and Customer Screening on a weekly basis. Creating several bypass rules to reduce false positive ratio on real time and customer scanning, including vessel field bypass, Acronym bypass, Common Word Bypass, Ports and Cities bypass, Reverse bypass logic based on watch list and context-based bypass. Conducting thorough analysis to scope, document, and assess the feasibility of false-hit mitigation rules; ensuring rules are appropriately suited to various financial and regulatory contexts. Analyzing financial transaction types such as SWIFT MT and MX, FED Wires, and CHIPS to ensure rules are suitable and effective for a wide range of transaction types. Collaborating and working on the SWIFT mandatories' initiative ensuring that the newly introduced MX messages are properly integrated into the existing system and also ensure that any changes made to the existing MT messages are analyzed and integrated as necessary. **Qualifications - External** Education: Bachelor's Degree in Information Technology, Electronic Engineering, or a related technology field of study (or foreign equivalent degree). Experience: 3 years of experience performing global sanctions screening using tools (Lexis Nexis Bridger and CGI Hot Scan); utilizing Dow Jones, World Check and Lexis Nexis watch lists; reducing false positives, optimizing AML/sanctions processes, and ensuring regulatory compliance; using SQL or python to produce visualizations and supporting screening filter testing and documenting the qualitative and quantitative analysis; automating manual processes using Visual Studio and C# to improve efficiency; and 2 years of experience must include utilizing Global sanctions watch lists and Politically exposed Persons watch lists and adverse media watch lists **.** Travel: Position requires 10% domestic travel (AZ, NJ, NY, NC) for meetings and trainings. Other: Position requires employment in-office 4 days per week and remotely 1 day per week. Wage: $96,034 to $129,000 U.S. dollars per year Employer: MUFG Bank, Ltd. Location: Irving, TX 75038 **_Reference internal requisition #10074153-WD._** We are committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our people and our business; Equal Opportunity Employer: Minority/Female/Disability/Veteran. **\#LI-DNI** We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law. At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them! **Our Culture Principles** + Client Centric + People Focused + Listen Up. Speak Up. + Innovate & Simplify + Own & Execute

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.Job Summary: The Enhanced Due Diligence (“EDD”) Operations Analyst will be responsible for performing EDD on Financial Institution (“FI”) clients, for example Foreign Banks, Foreign Financial Institutions, Broker-Dealers, Money Service Businesses (“MSBs”), Third-Party Payment Processors (“TPPPs”) etc. This position will be located in Irving, TX. The Analyst will be responsible for reviewing a variety of cases of varying complexity, requiring a level of experience needed to effectively assess client's profile, its AML program, transactions and customer relationships, and provide holistic assessment of the potential financial crime risks. Major Responsibilities: The analyst will review and ensure that EDD documentation is appropriate. Review and assess information about the FFIs' AML programs, for example by using the Wolfsberg CBDDQ responses Review transactional data and identify any potential red flags/inconsistencies within a given timeframe Conduct screening in accordance with Bank policy and escalate true hits to Adverse Findings. Identify red flags and escalate accordingly using sound judgement Synthesize information from multiple data sources into a clear evaluation and recommended actions Prepare detailed and concise client narratives Generates a list of Proposed Questions for AML Advisory in preparation for the customer site visit/call Performs additional due diligence based on the outcome of the Site Visits/Calls as needed In addition to maintaining daily operations, ad-hoc projects will be assigned regularly Qualifications: Experience in AML/BSA Compliance & KYC preferably within the financial services industry with experience conducting EDD on foreign financial institutions. Experience reviewing comprehensive documents inclusive of complex ownership structures and Wolfsberg Questionnaires (CBDDQ, FCCQ and AML programs of FI clients). Strong working knowledge of AML/BSA/OFAC laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing transaction activity and customer profiles. Excellent organizational communication (with a focus on writing), interpersonal, and analytical skills, are required. Must be able to multi-task, adapt well to changing priorities, and effectively prioritize workflow to meet critical deadlines. Critical thinking and problem-solving skills a must. Ability to work in a fast-paced, demanding environment and must work well under pressure. The ability and willingness to work both independently and in a team environment is required. Maintains effective working relationships with key business partners. Familiarity with Actimize and other financial crime, risk and compliance applications is a plus. Effective Internet and research skills and usage of third party tools. Strong proficiency in Microsoft Excel. Bachelor's Degree and CAMS certification preferred or equivalent work experience. The typical base pay range for this role is between $71,000 to $85,000 depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below. MUFG Benefits Summary We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

Title: Senior Consultant, Business Transformation In this critical role the Business Transformation Senior Consultant will work on a variety of projects that help integrate strategy, process, technology, and information to increase effectiveness, reduce costs and improve profit and shareholder value. S/he will collaborate with team members across the organization to provide Transformation Guidance. Below is a partial list of responsibilities: Responsibilities Be an effective communicator to liaise with internal clients and deliver excellent customer service Analyze current business infrastructure in a critical manner, plan and report back on data found Participate in design sessions to capture requirements and project development Translate business requirements into report objects developed to tailor the needs of executive and functional users, as applicable Provide solutions to improve the productivity and efficiency of the business Provide suggestions of ways the business can adapt for the future Be competent in conducting and delivering quantitative research Have strong numerical ability to analyze performance metrics Effectively manage projects from inception to completion Lead teams to secure positive outcomes for organizations Stay updated on Private Equity and Real Estate industry trends and best practices.