Oppenheimer & Co CEO and leadership

Mr. Albert G. Lowenthal is Chairman of the Board, Chief Executive Officer of Oppenheimer Holdings Inc., since 1985. Mr. Lowenthal is Chairman of the Board and Chief Executive Officer of the Company, positions he has held since 1985. Mr. Lowenthal has worked in the securities industry since 1967. Mr. Lowenthal’s experience in the securities industry and as Chief Executive of the Company gives him unique insights into the Company’s challenges, opportunities and operations.

Responsible for managing Oppenheimer’s Information Technology department; specifically internal application development, infrastructure, cybersecurity and the evaluation and implementation of new technology products. Has extensive experience in the financial services industry, especially in the areas of Operations and Clearing, Capital Markets and Information Technology.

Douglas Siegel is a Managing Director and Chief Compliance Officer at Oppenheimer & Co. Inc. Prior to joining Oppenheimer, He is a Managing Director and Chief Compliance Officer for UBS Wealth Management Americas for six years. Mr. Siegel graduated from Syracuse University with a bachelor of science in Finance.

Joan Khoury is a Chief Marketing Officer and Managing Director at Oppenheimer & Co. Inc. She develops marketing teams in the retail, wealth and institutional segments. Ms. Khoury previously was CMO for LPL Financial and Senior Vice President and Global Head of Marketing, Merrill Lynch Wealth Management at Bank of America. Joan earned a Bachelor of Arts in Business Administration from Wesleyan College.

SMF9 / SMF3 / SMF1 of Oppenheimer Europe Limited Member of US Management CommitteeMember of Oppenheimer Investment Asia Board of Directors (Honk Kong)ESG investor

Mr. Albert G. Lowenthal is Chairman of the Board, Chief Executive Officer of Oppenheimer Holdings Inc., since 1985. Mr. Lowenthal is Chairman of the Board and Chief Executive Officer of the Company, positions he has held since 1985. Mr. Lowenthal has worked in the securities industry since 1967. Mr. Lowenthal’s experience in the securities industry and as Chief Executive of the Company gives him unique insights into the Company’s challenges, opportunities and operations.

Responsible for managing Oppenheimer’s Information Technology department; specifically internal application development, infrastructure, cybersecurity and the evaluation and implementation of new technology products. Has extensive experience in the financial services industry, especially in the areas of Operations and Clearing, Capital Markets and Information Technology.

Douglas Siegel is a Managing Director and Chief Compliance Officer at Oppenheimer & Co. Inc. Prior to joining Oppenheimer, He is a Managing Director and Chief Compliance Officer for UBS Wealth Management Americas for six years. Mr. Siegel graduated from Syracuse University with a bachelor of science in Finance.

Joan Khoury is a Chief Marketing Officer and Managing Director at Oppenheimer & Co. Inc. She develops marketing teams in the retail, wealth and institutional segments. Ms. Khoury previously was CMO for LPL Financial and Senior Vice President and Global Head of Marketing, Merrill Lynch Wealth Management at Bank of America. Joan earned a Bachelor of Arts in Business Administration from Wesleyan College.