Pomona Capital CEO and leadership

Jeremy Dardick is a Chief Compliance Ofcr/Gen Cnsl at Pomona Capital and is based in New York City, New York. He has worked as Counsel at AXA FINANCIAL INC, Associate at Kaye Scholer LLP, and Deputy General Counsel at Portfolio Advisors. Jeremy attended Oberlin College between 1994 and 1998 and University of Michigan Law School between 2001 and 2004.

Dynamic asset management executive with the unique combination of product development, investment, marketing, operations, financial reporting and legal experience. Expertise in developing, launching and marketing investment product ideas across a broad range of asset classes. Respected as a resourceful and innovative leader, consistently delivering positive results that impact the success of investment products. Successful track record in recruiting, mentoring and motivating high quality professionals to support product launches and ongoing operations.

Frequent speaker at industry events, including Markets Group's Private Wealth Forums, ALTSTX, SuperReturn, PartnerConnect, LINC National Conference, and the BDC Roundtable.

Areas of Expertise:

- New product development

- Business development and leadership

- Fund operations

- Fundraising/investor relations

- Team recruitment and mentoring

- Portfolio management

- Deal analysis and due diligence

- Investment origination and underwriting

- Negotiation

Highlights:

• Conceived, structured and managed the launch of a 1933 and 1940 Act private equity fund that provides streamlined access to private equity for HNW and mass affluent investors

• Structured and managed the launch of a BDC sub-advised by Apollo Investment Management

• Founded and managed a strategic advisory and consulting business that primarily serves asset managers in the alternative investment industry

• Helped found a New York-based merchant bank focused on investing in and advising European and U.S. middle market companies

• Negotiated and structured a JV for capital raising for and the management of a family of REITs

• Co-led a management buyout of an asset management company and the subsequent restructuring and institutionalization of the investment management company and its affiliated broker dealer

• Led the negotiation, structuring, acquisition and post-acquisition integration of a Canadian financial services business

Stephen M. Futrell, Chief Financial Officer, joined Pomona Capital in 1995 and is primarily responsible for investment decision-making, financial accounting and reporting. Mr. Futrell has twenty five years of private equity experience. Prior to joining Pomona, he was the Chief Financial Officer of Schroder Venture International Life Sciences, Inc. Mr. Futrell served in several financial positions at Schroders, including Assistant Deputy Group Financial Controller of its London-based investment bank, Treasurer/Vice President of its fund management business in New York, and Controller of Schroder Capital Management International. Mr. Futrell began his career at Touche Ross & Company. He is a CPA and received a BA in accounting from Northwestern State University.