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Become A Regulatory Compliance Director

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Working As A Regulatory Compliance Director

  • Communicating with Supervisors, Peers, or Subordinates
  • Evaluating Information to Determine Compliance with Standards
  • Establishing and Maintaining Interpersonal Relationships
  • Documenting/Recording Information
  • Getting Information
  • Deal with People

  • Mostly Sitting

  • Make Decisions

  • $104,850

    Average Salary

What Does A Regulatory Compliance Director Do At Pfizer

* Accountable for leading the preparation of Global Regulatory Strategies and implementation plans (core labels, risk registers) for assigned projects.
* Partner with project teams and other customers (e.g., Oncology Research Unit/Pfizer Oncology, Regional Commercial Teams) to ensure regulatory contributions (Global Regulatory Strategies, labels, INDs, CTAs, BLAs/NDAs, MAAs, sNDAs, etc.) meet business needs and are provided within agreed time, cost and quality standards.
* Develop and maintain constructive working relationship with Health Authority contacts.
* Ensure an aligned regulatory position is reached and communicated for all key issues for assigned projects, and that these regulatory positions supporting the business are championed and communicated.
* Work closely with other Regulatory Strategists within and across sites to ensure consistent and appropriate processes, systems, working practices, shared learnings and quality standards.
* Ensure business compliance, and implementation of and adherence to regulatory standards

What Does A Regulatory Compliance Director Do At Conduent

* Assess and monitor LOB exposure to various laws.
* Identify regulatory control risks and manage remediation and corrective action efforts.
* Provide leadership and specialized knowledge on such laws and their application to our business in coordination with other Legal Department SME resources.
* Support Sales and Business Development efforts providing thought leadership that enables business expansion in a highly regulated environment.
* Remain informed of regulations by reviewing publications, bulletins, and other sources of information.
* Establish and lead a Center of Excellence (COE) for Industry leaders including covering a network of members across the company as applicable to the LOB.
* Collaborate with other individuals, teams and organizations already established particularly for data privacy, integrity and protection law compliance.
* Coordinate with other Legal Department resources to ensure appropriate client and subcontractor contract provisions exist as required by law.
* Establish a culture of compliance.
* Ensure proper implementation of company policy within our business operations and the development of local procedures as required to comply.
* Design and implement controls, workflows, and compliance programs, as applicable
* Drive resolution of compliance gaps, issues or incidents.
* Track and report on remediation efforts and corrective actions.
* Develop training and awareness materials on various areas of contract and regulatory compliance.
* Implement regular and special training and awareness programs for management and staff.
* Regularly engage with business managers to guide and advise on regulatory compliance matters.
* Support new business activities, contract negotiations and/or client and prospect presentations or communications related to specific area responsibility and/or expertise.
* Support internal and external audits as requested and assist in the development and execution of appropriate corrective action plans
* Engage and develop effective working relationships with senior management and business operations staff in order to ensure effectiveness of the overall program.
* Engage, when necessary, with government agencies regulating or enforcing regulations applicable to assigned LOB(s).
* Supervise, directly or indirectly, and advise staff assigned to assist with execution of various compliance program activities

What Does A Regulatory Compliance Director Do At Jpmorgan Chase

* Manage and participate in regulatory exams and regulatory inquires,liaise with business partners in providing requested information; regulatorsinclude the SEC, OCC, the Federal Reserve Bank, and NFA
* Ensure coordination by assigned examination teams of meetings,logistics, and all deliverables with the business, control teams, legal andcompliance stakeholders.
* Arrange meetings with regulators and compliance and/or businessmanagement; maintain records and reports of meetings, ensure proper follow - upas necessary.
* Ensure information from regulatory meetings is disseminatedappropriately to the business
* Liaising with the business on relevant compliance issues; understand andgive guidance to the business on policies and regulator expectations
* Researching and responding to compliance queries; prepare responses toclient inquires related to exams and to general compliance program matters
* Working closely with business and support groups to develop detailedaction plans that address all issues in the final report for the examination
* Engage in remediation of open exam issues as needed, and keep theappropriate business groups and senior management up to date on the progress.
* Ensure that all issues or comments from regulators are addressed andincorporated into policies, procedures, and training as necessary and sharedacross LoBs and regions as necessary
* Partner with Risk Assessment team to ensure any issues identified areappropriately reflected in Risk Assessments; assist with risk assessments
* Maintain active dialogue and endeavor to enhance Investment Management’srelationship with its regulators
* Keep abreast of regulatory environment and hot topics with regulatorsand ensure Compliance program adequately addresses those issues

What Does A Regulatory Compliance Director Do At First Data

* regulatory change management
* risk assessments
* critical process monitoring and testing
* Strategic business support
* new product development
* regulatory policy creation
* coordination with control and business teams for remediation and policy execution
* Responsible for partnering with Product Heads to profitably expand the business while identifying, educating and supporting the remediation of risk.
* Responsibilities include pre-exam and audit support to prepare and test for adherence to applicable requirements as well as incorporation of best practices to increase effectiveness and profitability.
* Working through a matrix organization to ensure appropriate support and ownership of critical processes.
* Job Requirements
* Bachelor's degree, emphasis in general business, Business Administration, Accounting/Finance or Business Law, or equivalent field.
* Graduate or law degree a plus but not required.
* years of banking compliance experience
* years in a control or compliance role
* Regulatory experience required.
* Risk assessment experience required
* Testing experience strongly preferred.
* Experience in support of the prepaid open or closed loop space preferred
* First Data is an Affirmative Action – Equal Opportunity Employer (Minorities/Females/Vets/Disabled/LGBT)
* First Data provides equal opportunities to all employees and applicants for employment without regard to sex, race, color, religion, marital status, national origin, age, genetic information, sexual orientation, gender (including gender identity/expression), disability, veteran status and military status, pregnancy or pregnancy-related medical conditions, or any other factor that may be protected by law

What Does A Regulatory Compliance Director Do At Glaxosmithkline

* Key Responsibilities
* Lead, manage and motivate regulatory affairs team to :-
* Implement and drive the department’s objectives and plans to support company’s business goals.
* Provide regulatory support and assessment of new product introductions under commercial plans, and develop and manage product registration strategies in line with business priorities and maximizing the competitive advantages of company assets from development, to launch, and throughout product lifecycle.
* Collaborate with cross-functional teams (including Commercial, Medical, Government Affairs, CS&L etc) to achieve local business targets and to ensure regulatory strategies and processes are in line with local business objectives.
* Represent the department in cross-functional meetings, i.e., RMCB, MGC, LIC, PIRC, CRM etc.
* Interface with Area /Central Regulatory to develop filing strategy and communicate on current dossier requirements for timely registration submissions.
* Liaise with local regulatory authorities and Area/Central Regulatory to deliver timely and commercially advantageous product licence approvals.
* Build strong and effective working relationships with the regulators and industry associations and act as the lead contact point between the regulatory agency and GSK.
* Manage and co-ordinate product artwork activities to ensure compliance with local registered details.
* Ensure that products circulating in the market are covered with valid and up-to-date registrations and all regulatory post approval commitments are complied with.
* Ensure that Regulatory databases (including OPAL

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Regulatory Compliance Director Demographics


  • Female

  • Male

  • Unknown



  • White

  • Hispanic or Latino

  • Asian

  • Unknown

  • Black or African American

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Languages Spoken

  • Spanish

  • German

  • French

  • Hebrew

  • Hindi

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Real Regulatory Compliance Director Salaries

Job Title Company Location Start Date Salary
Director, Regulatory Compliance/Associate Genera Lorillard, Inc. Greensboro, NC Aug 15, 2011 $300,000
Regulatory CMC Director Breckenridge Pharmaceutical, Inc. Berlin, CT Mar 30, 2015 $200,000
Assoc. Director Labeling, Neuroscience-Regulatory Sanofi-Aventis U.S. Inc. Bridgewater, NJ Dec 23, 2009 $146,662
DIR. of Maritime Regulatory Compliance Wright Maritime Group, LLC Fort Lauderdale, FL Sep 08, 2013 $144,000
Director, Regulatory Expertise Tenneco Automotive Operating Company Inc. Grass Lake, MI Aug 30, 2016 $125,000 -
Director Regulatory Science-Bioequivalence Mylan Pharmaceuticals Inc. Morgantown, WV Sep 12, 2015 $112,750 -
Regulatory Compliance Director Republic Pharmaceuticals Ann Arbor, MI Dec 20, 2016 $83,866
Regulatory Compliance Director Republic Pharmaceuticals, LLC Ann Arbor, MI Aug 31, 2015 $75,000

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Top Skills for A Regulatory Compliance Director


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Top Regulatory Compliance Director Skills

  1. Regulatory Compliance
  2. Procedures
  3. Safety Program
You can check out examples of real life uses of top skills on resumes here:
  • Developed and administered the Regulatory Compliance program for Midlands Regional Center by providing program and services auditing and monitoring.
  • Develop and implement regulatory affairs strategies, policies and procedures.
  • Developed and implemented a behavior based safety program.
  • Provide direction on technical platform and strategic IT oversight.
  • Assured compliance of all FDA regulations by staff, including roster of 16 physicians.

Top Regulatory Compliance Director Employers

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