What does a regulatory compliance director do?

A regulatory compliance director is an executive professional who ensures that an organization is continuing to fulfill its duties by following environmental health and safety compliance. This director must develop relationships with key officials and decision-makers at regulatory agencies to stay abreast of industry changes and their compliance implications. The director must work with all departments to make sure that they are following company policies and environmental regulations. This director must also design and implement processes that can detect and respond to issues or concerns regarding compliance.
Regulatory compliance director responsibilities
Here are examples of responsibilities from real regulatory compliance director resumes:
- Manage successful remediation plan of aseptic suite sterility failure/shutdown and FDA communications.
- Manage and submit regulatory permit and notification applications to USDA to import, move and release regulate plant materials.
- Edit and revise all existing quality system policies to meet new regulations and changes make by FDA and other regulatory bodies.
- Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
- Provide leadership to strengthen internal control environment and maintain SOX compliance.
- Develop effective relationships with control owners, besides educating them on SOX requirements.
- Coordinate responses from the business units to regulatory examinations and legal subpoenas.
Regulatory compliance director skills and personality traits
We calculated that 20% of Regulatory Compliance Directors are proficient in Regulatory Compliance, Oversight, and FDA.
We break down the percentage of Regulatory Compliance Directors that have these skills listed on their resume here:
- Regulatory Compliance, 20%
Maintain Regulatory Compliance Budget Supervise and coordinate activities of all Regulatory Compliance Staff Chair and direct the GNYHCFA Interdisciplinary Coalition Group.
- Oversight, 8%
Program Manager in the replacement of an existing regulatory employee supervision oversight tool.
- FDA, 6%
Represented the company during two Federal FDA inspections (GMP 21CFR 820) and a State FDA inspection.
- Compliance Risk, 5%
Led and facilitated health plan's Compliance Risk Management, Operations and Policy Committees.
- Risk Assessments, 5%
Created policies and procedures, templates, and tracking documentation including Management Plans, Annual Evaluations, and Risk Assessments.
- Regulatory Affairs, 5%
Directed 25+ regulatory affairs, compliance, internal audit, external quality, validation and documentation control personnel.
Most regulatory compliance directors use their skills in "regulatory compliance," "oversight," and "fda" to do their jobs. You can find more detail on essential regulatory compliance director responsibilities here:
The three companies that hire the most regulatory compliance directors are:
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Regulatory compliance director vs. Bsa officer
The duties of a senior officer depend on their line of work or industry of employment. Typically, as a senior officer, it is their duty to supervise and coordinate staff, set goals and guidelines, manage budgets and schedules, gather and analyze data, and produce progress reports, presenting them to managers or executives. They may also address issues and concerns, resolving them promptly and efficiently. Furthermore, a senior officer must lead and encourage staff to reach goals while implementing the organization's policies and regulations.
These skill sets are where the common ground ends though. The responsibilities of a regulatory compliance director are more likely to require skills like "oversight," "fda," "regulatory affairs," and "regulatory issues." On the other hand, a job as a bsa officer requires skills like "bsa," "aml," "secrecy," and "compliance program." As you can see, what employees do in each career varies considerably.
On average, bsa officers reach similar levels of education than regulatory compliance directors. Bsa officers are 4.5% less likely to earn a Master's Degree and 8.0% less likely to graduate with a Doctoral Degree.Regulatory compliance director vs. Ethics officer
While some skills are similar in these professions, other skills aren't so similar. For example, resumes show us that regulatory compliance director responsibilities requires skills like "regulatory compliance," "fda," "compliance risk," and "risk assessments." But an ethics officer might use other skills in their typical duties, such as, "internal investigations," "ethics training," "compliance program," and "training programs."
Ethics officers earn similar levels of education than regulatory compliance directors in general. They're 2.1% less likely to graduate with a Master's Degree and 8.0% more likely to earn a Doctoral Degree.Regulatory compliance director vs. Ethics manager
There are many key differences between these two careers, including some of the skills required to perform responsibilities within each role. For example, a regulatory compliance director is likely to be skilled in "regulatory compliance," "oversight," "fda," and "compliance risk," while a typical ethics manager is skilled in "compliance program," "cia," "compliance training," and "internal investigations."
Ethics managers typically earn similar educational levels compared to regulatory compliance directors. Specifically, they're 0.4% more likely to graduate with a Master's Degree, and 4.1% more likely to earn a Doctoral Degree.Regulatory compliance director vs. Senior officer
Types of regulatory compliance director
Updated January 8, 2025











