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Regulatory compliance manager skills for your resume and career

Updated January 8, 2025
7 min read
Regulatory compliance manager example skills
Below we've compiled a list of the most critical regulatory compliance manager skills. We ranked the top skills for regulatory compliance managers based on the percentage of resumes they appeared on. For example, 9.9% of regulatory compliance manager resumes contained oversight as a skill. Continue reading to find out what skills a regulatory compliance manager needs to be successful in the workplace.

15 regulatory compliance manager skills for your resume and career

1. Oversight

Having oversight of someone means to monitor a process or a situation. If someone has oversight of something, they are responsible for the completion of the project. Oversight is usually given to experts as they monitor their juniors or newbies as they go through a project.

Here's how regulatory compliance managers use oversight:
  • Maintain compliance oversight of ambulatory clinics under the hospitals license and Joint Commission accreditation agreement.
  • Developed and delivered job training program for accreditation standards - maintaining compliance oversight.

2. Regulatory Risk

Here's how regulatory compliance managers use regulatory risk:
  • Developed and maintained RIA risk inventory matrix to document identified firm regulatory risks with corresponding controls that mitigate those risks.
  • Reduced regulatory risk by standardizing and administrating recommendations of discipline for Registered Representatives with regard to improper sales practices.

3. CMS

A Content Management System or CMS is computer software that works as a framework where content can be assembled and managed by using a database. CMS is an important asset in web development. This platform enables users to create, edit, collaborate on, publish and store digital content. It helps users to manage their content and modify it from a single system.

Here's how regulatory compliance managers use cms:
  • Managed team which monitored the clinics' daily, weekly and monthly water and equipment maintenance requirements to meet CMS regulations.
  • Conducted a comprehensive risk assessment of health plan with results from CMS audit as benchmark.

4. Federal Regulations

Federal regulations refer to the set of rules, both general and permanent that are published in the Federal Register by the agencies of the federal government and the executive departments. Federal regulations are the large body of rules that govern federal practice. Examples of these laws include taxes and financial regulation, discrimination law, wages law, and so on.

Here's how regulatory compliance managers use federal regulations:
  • Manage compliance with all appropriate policies, procedures and State/Federal regulations.
  • Safeguard seven maritime locations in accordance with the U.S. Coast Guard (USCG) Code of Federal Regulations (CFR).

5. Compliance Issues

Compliance issues are where people or businesses breach their legal obligations in a country or region where they operate or live. Some of the compliance issues that businesses face may be in regard to wage and overtime regulations and IRS audits. They may result in legal recourse by stakeholders like employees.

Here's how regulatory compliance managers use compliance issues:
  • Lead the certification/regulatory compliance team responsible for the test, certification and regulatory compliance issues for North American market.
  • Helped develop requirements for and implement a customized vended enterprise-wide system to monitor and report on compliance issues.

6. Risk Management

Risk management is the method of recognizing, evaluating, and managing risks to an organization's resources and profits. Financial insecurity, regulatory liability, strategic management mistakes, incidents, and natural hazards are just some of the challenges or dangers that could arise. For digitalized businesses, IT security vulnerabilities and data-related threats, as well as risk management techniques to mitigate them, have become top priorities.

Here's how regulatory compliance managers use risk management:
  • Risk Management responsibility for obtaining and tracking all Vendor Certificates of Insurance, verification of liability coverage.
  • Spearheaded risk management functions encompassing claims management, Workers Compensation and risk reduction strategy implementation.

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7. FDA

The Food and Drug Administration (FDA) is a division of the US Department of Health and Human Services that regulates the production and sale of food, pharmaceutical products, medical equipment, and other consumer goods, as well as veterinary medicine. The FDA is now in charge of overseeing the manufacture of products like vaccines, allergy treatments, and beauty products.

Here's how regulatory compliance managers use fda:
  • Served as Management Representative and Official Correspondent to FDA and other Regulatory Agencies and Notified Bodies.
  • Established and organized site compliance training in order to meet FDA quality system regulatory requirements.

8. Compliance Program

A Compliance Program is a collection of rules, policies, and processes which are found within a company, business, organization, or some other form of an institution, all of which are created and followed with the main purpose of compliance with the laws, rules, and regulations of a country or of an industry, or to otherwise uphold some idea or reputation and quality of a company and its work. It is also known as the compliance and ethics program of a company.

Here's how regulatory compliance managers use compliance program:
  • Focused initiatives included employee training, compliance program auditing, incident investigations, hazard identification and overall program standardization.
  • Designed and implemented the compliance programs covering unsecured consumer loans and business-purpose real estate-secured loans.

9. Corrective Action

Here's how regulatory compliance managers use corrective action:
  • Trained, coached and educated 65+ employees in conducting compliance audits throughout organization resulting in identification of deficiencies and corrective actions.
  • Audited corporate policies and procedures then assisted with corrective action plans, as required by external regulatory agencies.

10. Government Agencies

Here's how regulatory compliance managers use government agencies:
  • Acted as a company liaison with customers' safety departments; maintained trustworthy and positive relationships with government agencies as well.
  • Noted for successfully passing and managing 3 major external audits by outside government agencies and their representatives.

11. Business Development

Business development is the ideas or initiatives that work to make business work better. Selling, advertising, product development, supply chain management, and vendor management are only a few of the divisions involved with it. There is still a lot of networking, negotiating, forming alliances, and trying to save money. The goals set for business development guide and coordinate with all of these various operations and sectors.

Here's how regulatory compliance managers use business development:
  • Evaluated agent sales tactics, partnerships, and business development plans to expose potential regulatory and legal liabilities.
  • Managed development of company-wide regulatory infrastructure involving research compliance, operations, marketing and business development procedures and proprietary software development.

12. ISO

Here's how regulatory compliance managers use iso:
  • Provided the lead for the gap analysis and integrating of the OASYS ISO 9001quality system into the BAE AS9100 quality system.
  • Developed and management of Quality Management System in accordance with ISO 13485, ISO 9001 and 21 CFR 820.

13. Management System

A management system is a set of policies, processes, and procedures taken by an organization or a business to ensure it can fulfill its tasks and achieve its objectives. A management system makes sure that the company excels financially and improves the user experience. The management system also takes care of the worker's and employees' needs and manages their workload and oversees their performance. Apart from interior matters of the company, a management system also deals with exterior matters like legislations, tax matters, and law issues.

Here's how regulatory compliance managers use management system:
  • Developed and implemented cost management system reducing schedule and increasing accuracy of budgeting for all regulatory activities by 20%.
  • Developed plan and architecture for Corporate Quality Management System to improve compliance and reduce enterprise risks.

14. QA

QA, or Quality Assurance is a procedure that entails all of the steps taken to avoid any errors in the manufacturing process or in the production of the goods that a company produces. It can also include ensuring the consistency of the services rendered. Quality assurance ensures that the quality of the service delivered to consumers meets or exceeds the promised expectations. This greatly aids in the prevention of any complications that might arise after the goods or services have been distributed. It makes sure that customers are satisfied.

Here's how regulatory compliance managers use qa:
  • Work on the QA Management Review Standardization between PR and DR operations.
  • Led the QA and Regulatory Compliance Department.

15. Regulatory Standards

Here's how regulatory compliance managers use regulatory standards:
  • Reviewed and retrained management personnel on regulatory standards to ensure regulatory compliance across all hospital clinical departments.
  • Ensured compliance with appropriate regulatory standards for all departments for both Liverpool and Buffalo Campus.
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List of regulatory compliance manager skills to add to your resume

Regulatory compliance manager skills

The most important skills for a regulatory compliance manager resume and required skills for a regulatory compliance manager to have include:

  • Oversight
  • Regulatory Risk
  • CMS
  • Federal Regulations
  • Compliance Issues
  • Risk Management
  • FDA
  • Compliance Program
  • Corrective Action
  • Government Agencies
  • Business Development
  • ISO
  • Management System
  • QA
  • Regulatory Standards
  • Internal Controls
  • OSHA
  • Regulatory Issues
  • Product Safety
  • Federal Laws
  • Compliance Policies
  • Process Improvement
  • Internal Audit
  • AML
  • Regulatory Changes
  • Medicaid
  • Medical Devices
  • Quality System
  • Direct Reports
  • EU
  • External Audits
  • Lean Six Sigma
  • R
  • GMP
  • Product Development
  • EPA
  • Compliance Audits
  • QMS
  • International Regulations
  • HIPAA
  • Training Programs
  • Lifecycle Management
  • GLP
  • CAPA
  • Regulatory Compliance
  • CFR
  • Securities
  • DEA
  • FAA

Updated January 8, 2025

Zippia Research Team
Zippia Team

Editorial Staff

The Zippia Research Team has spent countless hours reviewing resumes, job postings, and government data to determine what goes into getting a job in each phase of life. Professional writers and data scientists comprise the Zippia Research Team.

Updated January 8, 2025

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