What does a regulatory compliance manager do?
A regulatory compliance manager is responsible for evaluating the company's processes and procedures, ensuring that everything adheres to the internal guidelines and state regulations. Regulatory compliance managers write reports of observational findings, conducting audits on policies, and taking disciplinary actions for violations. They also facilitate regulatory training and programs to inform the employees of the company's procedures to avoid hazards and complications in the workplace. A regulatory compliance manager analyzes incident reports and complaints statements, resolving compliance issues immediately to avoid further reputational damage for the company.
Regulatory compliance manager responsibilities
Here are examples of responsibilities from real regulatory compliance manager resumes:
- Lead the efforts managing quality systems to meet ISO 13485 and 11137 certification.
- Develop and manage GxP training programs.
- Manage and upload all documentation of the investigations into a HIPAA portal.
- Lead creation of enterprise data breach response policy and HIPAA audit readiness plan.
- Manage the quality system/ audit program in compliance to FDA, ISO requirements, corporate and division policies and procedures.
- Manage GxP inspections by domestic and international regulatory agencies.
- Provide the lead for the gap analysis and integrating of the OASYS ISO 9001quality system into the BAE AS9100 quality system.
- Establish and organize site compliance training in order to meet FDA quality system regulatory requirements.
- Coordinate government contracting require internal control testing with SOX internal control testing.
- Prepare and present the SOX assessment and executive summaries to executive management.
- Coordinate with QA, QC, laboratory, manufacturing and production departments to gather documents require for regulatory submissions.
- Keep up-to-date with EU legislation relevant to product responsibilities and provide interpretation of regulatory changes and any potential project/product impacts.
- Influence the UK government to change the law.
- Mediate outcomes to decrease litigation.
- Represent ASDA on high-profile external committees with challenging situations, including a UK parliamentary select committee.
Regulatory compliance manager skills and personality traits
We calculated that 10% of Regulatory Compliance Managers are proficient in Oversight, Regulatory Risk, and CMS.
We break down the percentage of Regulatory Compliance Managers that have these skills listed on their resume here:
- Oversight, 10%
Maintain compliance oversight of ambulatory clinics under the hospitals license and Joint Commission accreditation agreement.
- Regulatory Risk, 8%
Developed and maintained RIA risk inventory matrix to document identified firm regulatory risks with corresponding controls that mitigate those risks.
- CMS, 6%
Managed team which monitored the clinics' daily, weekly and monthly water and equipment maintenance requirements to meet CMS regulations.
- Federal Regulations, 6%
Manage compliance with all appropriate policies, procedures and State/Federal regulations.
- Compliance Issues, 6%
Lead the certification/regulatory compliance team responsible for the test, certification and regulatory compliance issues for North American market.
- Risk Management, 5%
Risk Management responsibility for obtaining and tracking all Vendor Certificates of Insurance, verification of liability coverage.
"oversight," "regulatory risk," and "cms" are among the most common skills that regulatory compliance managers use at work. You can find even more regulatory compliance manager responsibilities below, including:
The three companies that hire the most regulatory compliance managers are:
- Circle International Inc21 regulatory compliance managers jobs
- Pwc20 regulatory compliance managers jobs
- Nelnet17 regulatory compliance managers jobs
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Compare different regulatory compliance managers
Regulatory compliance manager vs. Bsa officer
The duties of a senior officer depend on their line of work or industry of employment. Typically, as a senior officer, it is their duty to supervise and coordinate staff, set goals and guidelines, manage budgets and schedules, gather and analyze data, and produce progress reports, presenting them to managers or executives. They may also address issues and concerns, resolving them promptly and efficiently. Furthermore, a senior officer must lead and encourage staff to reach goals while implementing the organization's policies and regulations.
While similarities exist, there are also some differences between regulatory compliance managers and bsa officer. For instance, regulatory compliance manager responsibilities require skills such as "oversight," "cms," "risk management," and "fda." Whereas a bsa officer is skilled in "bsa," "aml," "secrecy," and "risk assessments." This is part of what separates the two careers.
On average, bsa officers reach similar levels of education than regulatory compliance managers. Bsa officers are 4.5% less likely to earn a Master's Degree and 5.2% less likely to graduate with a Doctoral Degree.Regulatory compliance manager vs. Ethics officer
Depending on the industry, there are a lot of functions you need to comply with if you want to become a manager of quality management and corporate compliance. Commonly seen in banks, manufacturing, processing, automotive, and textile companies, this job position is responsible for monitoring, implementing, and oversees the quality of a product. Also, they may be responsible for organizing workflows, writing reports, and supervising the overall tasks of every employee.
Each career also uses different skills, according to real regulatory compliance manager resumes. While regulatory compliance manager responsibilities can utilize skills like "regulatory risk," "cms," "federal regulations," and "risk management," ethics officers use skills like "internal investigations," "ethics training," "ethics program," and "ethics issues."
Ethics officers earn similar levels of education than regulatory compliance managers in general. They're 2.1% less likely to graduate with a Master's Degree and 5.2% more likely to earn a Doctoral Degree.Regulatory compliance manager vs. Senior officer
There are many key differences between these two careers, including some of the skills required to perform responsibilities within each role. For example, a regulatory compliance manager is likely to be skilled in "oversight," "cms," "federal regulations," and "compliance issues," while a typical senior officer is skilled in "taking care," "real estate," "professional development," and "sr."
Senior officers earn the best pay in the finance industry, where they command an average salary of $92,279. Regulatory compliance managers earn the highest pay from the professional industry, with an average salary of $123,504.Most senior officers achieve a higher degree level compared to regulatory compliance managers. For example, they're 5.7% more likely to graduate with a Master's Degree, and 3.3% more likely to earn a Doctoral Degree.Regulatory compliance manager vs. Manager, quality management, corporate compliance
Types of regulatory compliance manager
Updated January 8, 2025
