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Become A Regulatory Compliance Officer

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Working As A Regulatory Compliance Officer

  • $52,000

    Average Salary

What Does A Regulatory Compliance Officer Do At Reynolds American Inc. (RAI)

* Obtain, review, update, and maintain trade-secret formulation disclosure information in the PDM system.
* Partner with internal stakeholders to develop and implement PDM processes as needed.
* Generate trade-secret formulation disclosure reports and submissions in support of FDA and non
* FDA regulatory submissions.
* Develop and maintain compliance-related reports to ensure accurate reporting and support for other business functions.
* Interface with clients to ensure appropriate review, alignment, and stewardship prescreening (as requested) of product information within required timeline.
* Train Regulatory Compliance Team for effective use of PDM and associated business intelligence tools to ensure quality reports and submissions are produced in a timely manner.
* Support Product Integrity, Regulatory Compliance and Scientific and Regulatory Affairs as assigned/needed.

What Does A Regulatory Compliance Officer Do At PDS Tech Inc.

* Experience in aviation aftermarket supply-chain management services and compliance.
* Knowledgeable about export regulations such as ITAR, EAR, 600 Series and Sanctioned Parties
* Familiarity with DOS/DOC licensing lifecycle and auditing.
* Knowledge of foreign government export controls is preferred.
* Aircraft industry experience, global supply chain controls
* Customs Broker license, CUSECO certification preferred
* Administer existing licenses and apply them to shipments.
* Experience with SAP/GTS systems as well as SNAP
* R and EASE.
* MS Office Suite including Outlook, Access, Word and Power Point.
* Intermediate level or higher with Excel which includes pivot tables and V
* Lookup.
* Licensing knowledge with the Dept. of State and Dept. of Commerce

What Does A Regulatory Compliance Officer Do At State Street

* Assisting with risk assessments to identify areas requiring detailed testing
* Participate in QA reviews, including assessing the internal control environment by conducting walkthroughs, developing testing strategies and performing control and sample data testing
* Challenge, assess and detail test the design and operating effectiveness of key controls
* Document testing results in work papers
* Assist in the identification and risk assessment of issues
* Develop process and control improvements to remediate exceptions identified
* Work with management to track issues to resolution
* Develop subject matter expertise in regulatory requirements, best practices and expectations
* Build relationships with key business stakeholders
* Provide updates to management as needed
* Qualifications

What Does A Regulatory Compliance Officer Do At BBVA Compass

* Manage the relationship with the various regulatory agencies at BBVA Compass and other BBVA US entities.
* Coordinating, monitoring and reporting of the Regulatory Strategy at BBVA Compass and other BBVA US institutions.
* This will require close coordination with Legal, Compliance, Accounting as well as the various Lines of Business, Subsidiaries and other BBVA US institutions.
* Maintain a comprehensive knowledge or current rules, regulations, laws, policies and procedures and banking activities for assigned areas.
* Assist in providing guidance and direction to all levels of staff and management, various management committee members, and board members in preparation for regulatory examinations or in the evaluation and implementation of new / revised regulations.
* Direct and manage business unit management during regulatory examinations, including developing responses to applicable regulatory reports/letter.
* Ensure commitments included in regulatory responses are implemented.
* This requires direct coordination with all levels of management, including management committee members.
* Participate in the process for ensuring regulatory agencies are notified of important matters (cybersecurity, bank organization changes, other events, etc…)
* Assist with the development and maintenance of policies and procedures for the regulatory oversight, relations and strategies process.
* Ability to influence other staff, peers and management at BBVA Compass and at other BBVA US entities to ensure activities are conducted timely, accurately, and providing guidance, training and tools as necessary to improve the activities.
* Lead special projects and confidential activities as required at both BBVA Compass and other BBVA US entities.
* Coordinate and prepare monthly department reporting
* Coordinate with department team members on regulatory exam responses and issue follow-up
* Coordinate and maintain Bwise database and report building for Regulatory Oversight

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Regulatory Compliance Officer Demographics


  • Female

  • Male

  • Unknown



  • White

  • Hispanic or Latino

  • Asian

  • Unknown

  • Black or African American

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Languages Spoken

  • Spanish

  • German

  • Hungarian

  • Vietnamese

  • Romanian

  • Armenian

  • Russian

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Regulatory Compliance Officer

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Regulatory Compliance Officer Education

Regulatory Compliance Officer

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Real Regulatory Compliance Officer Salaries

Job Title Company Location Start Date Salary
VP Regulatory Compliance-Executive Officer HSBC Bank USA, N.A. New York, NY Jan 07, 2016 $160,000
Enterprise Risk Regulatory Officer Comerica Management Company Auburn Hills, MI May 18, 2015 $90,000
Regulatory Compliance Officer Genzyme Corporation Cambridge, MA Sep 08, 2013 $84,594 -
Regulatory Compliance Officer Sanofi Us Services Inc. Waltham, MA Aug 02, 2016 $80,000 -
Regulatory Scientist for Japanese Compliance Med Institute, Inc. West Lafayette, IN Oct 16, 2015 $78,507
Regulatory Officer Pharm-OLAM International Ltd. Houston, TX Jan 09, 2016 $75,000
Internal Control, Regulatory & Compliance Officer Maxim Group LLC New York, NY May 31, 2010 $75,000
Regulatory Compliance Officer New Haven Pharmacy Inc. New Haven, CT Nov 12, 2015 $65,000
Regulatory Affairs Officer Corporate Finance Inc. Kensington, MD Sep 27, 2013 $53,219
Regulatory and Compliance Officer Shapa, Inc. Dallas, TX Sep 15, 2015 $52,175
Regulatory Compliance Officer New Haven Pharmacy Inc. New Haven, CT Oct 27, 2015 $52,000
Paralegal, Regulatory Compliance Yellowstone Capital, LLC Jersey City, NJ Aug 09, 2016 $51,272
Regulatory & Compliance Officer Hartford Pharmacy Inc. Hartford, CT Aug 01, 2014 $51,189
Regulatory & Compliance Officer Waterbury Pharmacy Waterbury, CT Aug 01, 2014 $51,189
Regulatory Compliance Officer Jojan Pharma Inc. New York, NY Sep 01, 2014 $50,422
Regulatory and Compliance Officer Grouprx, LLC Irving, TX Oct 10, 2016 $50,000

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Top Skills for A Regulatory Compliance Officer


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Top Regulatory Compliance Officer Skills

  1. Procedures
  2. Regulatory Compliance
  3. Internal Audits
You can check out examples of real life uses of top skills on resumes here:
  • Assembled and constructed site manual/standard of operation procedures.
  • Update Board policy to ensure internal consistency and regulatory compliance.
  • Facilitated manufacturing agreements and conducted internal audits as well as visiting contract manufacturers to ensure compliance.
  • Consulted for guidance by all levels of the organization for product safety and regulatory support for new and existing products.
  • Implemented the remediation activities and procedures for the findings and FDA observations.

Top Regulatory Compliance Officer Employers