What does a securities adviser do?
A security advisor reviews an already existing security system and checks for errors, inconsistencies and evaluates the risk. They then advise the organization on possible solutions and develop policies and procedures that will ensure safety. They also look at new businesses and premises and advise on the best security system to use.
Securities adviser responsibilities
Here are examples of responsibilities from real securities adviser resumes:
- Analyze HIPAA controls and manage update of technical specifications in customer-specific security policy to insure appropriate inclusion.
- Comply with information security compliance requirements (PCI, GLBA, SOX).
- Conduct physical patrol of the facility and prepare incident reports via electronic system.
- Maintain familiarity with CCTV installation and assist on major projects upgrading security systems at sensitive locations that require discretion.
- Implement security controls to meet PCI standards.
- Ensure vendor compliance of SOX, SAS, and Gramm-Leach-Bliley regulations.
- Initiate a process to map current state against NIST cyber defense framework.
- Provide SME input for the establishment and adjustment of service level agreements.
- Provide quarterly training such as first aid, CPR, and terror threats.
- Serve as SME relative to risk decisioning associate with the adoption of public cloud.
- Respond and render aid in an emergency situation to include CPR and contacting medical personnel.
- Coordinate reporting from audits including SOX, SAS70, BCR, KCO, and SCR internal audits.
- Patrol industrial premises to prevent and detect signs of intrusion and ensure security of doors and windows.
- Advise customers of the best way to secure their home noting vulnerable areas, windows, and doors.
- Create and implement encryption standards to support laptop, email, data and other devices, as well as communication channels.
Securities adviser skills and personality traits
We calculated that 15% of Securities Advisers are proficient in Incident Response, Cloud Security, and Architecture. They’re also known for soft skills such as Communication skills, Good judgment, and Observation skills.
We break down the percentage of Securities Advisers that have these skills listed on their resume here:
- Incident Response, 15%
Tasked as the Principal Incident Response Manager for all security-related product safety issues.
- Cloud Security, 13%
Added cloud security controls for effective evaluation of changing technology architecture and business needs.
- Architecture, 11%
Consolidated infrastructure security, architecture, code review, and penetration testing processes into a single orchestrated process.
- SOC, 9%
Provide security recommendations for all security threats by assessing recommendations from the Security Operations Center (SOC) and technical teams.
- Security Operations, 8%
Advised senior Nigerian Navy officers in security operations to protect critical construction infrastructure over two years of operations.
- Risk Assessments, 8%
Performed independent hands-on risk assessments to identify significant information security risks and oversee compliance with regulatory and industry InfoSec control requirements.
Most securities advisers use their skills in "incident response," "cloud security," and "architecture" to do their jobs. You can find more detail on essential securities adviser responsibilities here:
Communication skills. To carry out their duties, the most important skill for a securities adviser to have is communication skills. Their role and responsibilities require that "security guards and surveillance officers must communicate effectively with others, even in stressful situations." Securities advisers often use communication skills in their day-to-day job, as shown by this real resume: "created and implemented encryption standards to support laptop, email, data and other devices, as well as communication channels. "
Observation skills. Another skill that relates to the job responsibilities of securities advisers is observation skills. This skill is critical to many everyday securities adviser duties, as "security guards and surveillance officers must be alert and aware of their surroundings, and be able to quickly recognize anything out of the ordinary." This example from a resume shows how this skill is used: "patrol on foot and via automobile, using strong observation and interaction skills. "
The three companies that hire the most securities advisers are:
- Oracle135 securities advisers jobs
- Nelnet75 securities advisers jobs
- BMO Capital Markets52 securities advisers jobs
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Compare different securities advisers
Securities adviser vs. Non-commissioned officer
A non-commissioned officer (NCO) is responsible for maintaining peace and order during military operations and training. Non-commissioned officers' duties include leading soldiers' training for military operations, responding to the soldiers' concerns that involve their physical and mental well-being, and utilizing military equipment and tools properly while following strict regulatory procedures. An NCO is in charge of leading unit activities, performing corrective actions as needed, and coordinating closely with the troop members. A non-commissioned officer must display excellent leadership and critical-thinking skills to guide the military troop efficiently.
While similarities exist, there are also some differences between securities advisers and non-commissioned officer. For instance, securities adviser responsibilities require skills such as "incident response," "cloud security," "architecture," and "soc." Whereas a non-commissioned officer is skilled in "combat," "logistical support," "nco," and "professional development." This is part of what separates the two careers.
Non-commissioned officers tend to reach similar levels of education than securities advisers. In fact, non-commissioned officers are 4.4% less likely to graduate with a Master's Degree and 1.7% less likely to have a Doctoral Degree.Securities adviser vs. Officer
An officer is responsible for managing the daily operations of the assigned area, ensuring its peace and security by monitoring and reporting unusual and suspicious activities. Officers are the ones enforcing strict safety protocols and procedures to maintain the order within the premises. They also coordinate with law enforcement agencies in conducting appropriate investigations for any violating cases. An officer must be highly-knowledgeable of the law policies, as well as possessing excellent leadership skills to manage the members under the officer's patrol.
In addition to the difference in salary, there are some other key differences worth noting. For example, securities adviser responsibilities are more likely to require skills like "incident response," "cloud security," "architecture," and "soc." Meanwhile, an officer has duties that require skills in areas such as "patrol," "customer service," "public safety," and "powerpoint." These differences highlight just how different the day-to-day in each role looks.
Officers earn similar levels of education than securities advisers in general. They're 0.2% more likely to graduate with a Master's Degree and 1.7% less likely to earn a Doctoral Degree.Securities adviser vs. Bouncer
A petty officer is a non-commissioned navy officer who is responsible for supervising the day-to-day activities of junior sailors and making sure that they have a productive day. Petty officers with more experience are expected to provide training in basic skills to their junior petty officers. Once a petty officer is reprimanded, first-class petty officers may conduct discipline by ordering those reprimanded to do extra military instruction or extra work within the division. Petty officers are also required to meet all the requirements for surface warfare qualification.
There are many key differences between these two careers, including some of the skills required to perform responsibilities within each role. For example, a securities adviser is likely to be skilled in "incident response," "cloud security," "architecture," and "soc," while a typical bouncer is skilled in "front door," "ids," "crowd control," and "bartenders."
Bouncers typically earn lower educational levels compared to securities advisers. Specifically, they're 9.8% less likely to graduate with a Master's Degree, and 2.2% less likely to earn a Doctoral Degree.Securities adviser vs. Petty officer
Types of securities adviser
Updated January 8, 2025
