FIND PERSONALIZED JOBS
Sign up to Zippia and discover your career options with your personalized career search.
Sorry, we can't find that. Please try a different city or state.
APPLY NOW
Apply Now
×
FIND
PERSONALIZED JOBS

Sorry, we can't find that. Please try a different city or state.

CONTENT HAS
BEEN UNLOCKED
Close this window to view unlocked content
or
find interesting jobs in

Log In

Log In to Save

Sign Up to Save

Sign Up to Dismiss

Sign Up

SIGN UP TO UNLOCK CONTENT

or

The email and password you specified are invalid. Please, try again.

Email and password are mandatory

Forgot Password?

Don't have an account? Sign Up

reset password

Enter your email address and we will send you a link to reset your password.

Back to Log In

Log In

Log In to Save

Sign Up to Save

Sign Up to Dismiss

Sign up to save the job and get personalized job recommendations.

Sign up to dismiss the job and get personalized job recommendations.

or

The email and password you specified are invalid. Please, try again.

Email and password are mandatory

Already have an account? Log in

reset password

Enter your email address and we will send you a link to reset your password.

Back to Log In

Company Saved

Answer a few questions and view jobs at that match your preferences.

Where do you want to work?

Job Saved

See your Saved Jobs now

or

find more interesting jobs in

Job Dismissed

Find better matching jobs in

Your search has been saved!

Become A Senior Compliance Analyst

Where do you want to work?

To get started, tell us where you'd like to work.
Sorry, we can't find that. Please try a different city or state.

Working As A Senior Compliance Analyst

  • $74,000

    Average Salary

What Does A Senior Compliance Analyst Do At Abbvie

* Provides direct oversight for basic and routine elements of AbbVie’s compliance program at the franchise, business unit, or corporate level.
* Responsible for directing the development and administration of OEC education and training, and development and implementation of Corporate Function monitoring plans.
* Identifies compliance risk and elevates to ECO.
* The Senior Analyst performs the following activities to support all Corporate Functions with moderate to significant supervision from Compliance Director:
* o Partners with all levels of key business functions to provide basic and routine OEC and business unit policy interpretation and requirements, compliance risk assessment, trend analysis and best practice recommendations.
* o Conducts basic and routine policy and procedure reviews and updates related to OEC policy and business unit procedures ensuring clarity, applicability and compliance.
* o Develops, delivers and updates OEC’s comprehensive training program on basic and routine OEC and business unit policies and procedures including OPPF and AbbVie's Code of Business Conduct.
* Assists with development and delivery of training on moderately complex OEC and business unit policies and procedures.
* o Develops, implements, modifies, and oversees corporate and other business unit monitoring plans to ensure compliance with policies and procedures.
* o Assists Compliance Director/ECO on compliance audits, oversees the fulfillment of auditors’ requests, acts as liaison between business and auditors during on site activities, evaluates and responds to all basic and routine preliminary findings and recommendations, guides the business in preparing corrective action to address basic and routine findings and recommendations, and ensures timely completion.
* o Provides guidance on proposed strategic initiatives identifies basic legal and regulatory issues, analyzes alternatives and works with Legal, as appropriate, to propose solutions to the business.
* o Possesses working knowledge of AbbVie’s business and client areas supported.
* o Operates independently within well-defined expectations, checking in as necessary with supervisor(s).
* o Provides guidance and direction to Coordinators, Compliance Analysts, as needed.
* The successful candidate for this role will also be responsible for supporting the broader Brand Compliance Support team in various compliance activities

What Does A Senior Compliance Analyst Do At E*Trade Financial

* Supporting the Compliance Officer with the administration and maintenance of ETCM's Compliance program
* Creating ADV Part 2B disclosure documents for Financial Consultants
* Performing special projects and other duties as assigned by Compliance Officer and coordinate efforts with various business and product teams
* Staying current on relevant regulatory developments and industry best practices
* Revising and developing new policies and procedures for the firm
* Reviewing the adequacy of the Firm's procedures to validate adherence with Advisers Act Rule 206(4)
* Verifying controls and surveillance activities are established and working as designed
* Identifying major risk factors for the Firm and implement strategies to reduce regulatory risk
* Assisting in the development and delivery of regulatory training programs for sales and supervisory personnel
* Contributing to the development of enterprise-wide risk assessments and Compliance policies

What Does A Senior Compliance Analyst Do At Harris Associates L.P.

* Provide daily assistance to the Deputy Chief Compliance Officer (CCO), CCO and other Compliance colleagues in determining the adequacy and effectiveness of the firm’s compliance-related policies and procedures through verification and testing of the compliance-related control environment built into various business processes.
* Develop a strong understanding of the firm's Compliance program policies and procedures, various desktop procedures that exist throughout business units, and myriad regulatory requirements to which the firm is subject (e.g., SEC, FINRA, ERISA, etc.).
* Serve as a subject matter expert on all firm-wide compliance-related and SOC 1 processes and controls described in the firm’s Compliance program policies and procedures and the SOC 1 report, respectively; and assist in determining if business and IT controls are suitably designed and operating effectively.
* Utilize the various systems and applications (proprietary or otherwise) used by the firm in conducting day-to-day business activities and functions (e.g., Advent Axys, Salesforce, ITG, etc.) and independently obtain and manipulate data from these systems for use in verifying and testing relevant processes and controls.
* Interact with business units, including management, to understand relevant processes that surround control-activities under review/ tested, and provide guidance on developing suitable processes and controls to improve the overall control environment.
* Routinely prepare written reports that describe the relevant aspects of testing activities performed, highlighting any findings or exceptions in a concise and articulate manner.
* Provide assistance with regulatory filings (e.g., FINRA/CRD, SEC, etc.).
* Cross-train with other functions within the Compliance department including the function responsible for monitoring compliance with client investment guidelines and restrictions.
* Perform other duties and special project work as assigned

What Does A Senior Compliance Analyst Do At Citi

* Independently conduct searches, gather data and record evidence from Citi internal systems, the internet and commercial databases
* Independently assess and analyze research results and conduct complex data analysis applying background knowledge and experience
* Conduct enhanced due diligence investigations in support of policies and procedures
* Conduct investigation using global standard policies, procedures and tools, aimed at meeting internal and external regulatory requirements
* Determine investigative and data analytics approach, use sound decision-making and discretion in making independent decisions that mitigate corporate risk at each decision point throughout the investigation
* Follow up with additional Point(s) of Contact (POC) as needed to identify additional information in support of the case
* Compile supporting documentation and data including media and transaction including documenting review findings for Compliance and Business management review
* Write and prepare Suspicious Activity Reports (SARs) and recommend relationship retention or terminatio

What Does A Senior Compliance Analyst Do At Wyndham Worldwide

* Supporting the ongoing Business Unit compliance assessment program for all Business Units.
* Developing process and procedure improvements to aidin efficienciesin assessment activities.
* Coordinate interviews and data collection sessions for each BU assessment in the program
* Prepare dashboards and detailed reports for senior management for all initiative status andremediation tracking
* Work with the Manager of BU Compliance to utilize the eGRC application for assessment efficiencies
* Assist other Risk and Compliance staff with their assessments ensuring consistency in the program
* Attending Project meetings to gather information affecting changes to Business Unit Compliance
* Supporting other departmental activities as needed (Vendor IS Risk Assessments,AssystQueueprocessing, cabmeetings,and other similar activities with on the department’s responsibilities

Show More

Show Less

Do you work as a Senior Compliance Analyst?

Send To A Friend

Senior Compliance Analyst Jobs

NO RESULTS

Aw snap, no jobs found.

Add To My Jobs

Do you work as a Senior Compliance Analyst?

Help others decide if this is a good career for them

Average Length of Employment
Compliance Manager 3.3 years
Compliance Officer 3.2 years
Compliance Analyst 2.4 years
Risk Analyst 2.3 years
Top Careers Before Senior Compliance Analyst
Analyst 6.9%
Supervisor 4.4%
Consultant 4.3%
Internship 3.8%
Accountant 3.6%
Associate 3.2%
Manager 2.6%
Top Careers After Senior Compliance Analyst
Analyst 4.4%
Manager 4.1%
Consultant 3.8%
Associate 2.8%

Do you work as a Senior Compliance Analyst?

Senior Compliance Analyst Demographics

Gender

Female

49.6%

Male

41.1%

Unknown

9.3%
Ethnicity

White

59.1%

Hispanic or Latino

16.0%

Black or African American

11.5%

Asian

9.8%

Unknown

3.5%
Show More
Foreign Languages Spoken

Spanish

49.4%

Portuguese

13.8%

French

6.9%

Chinese

4.6%

Russian

3.4%

German

2.3%

Mandarin

2.3%

Arabic

2.3%

Italian

2.3%

Hindi

1.1%

Filipino

1.1%

Czech

1.1%

Cantonese

1.1%

Japanese

1.1%

Ukrainian

1.1%

Persian

1.1%

Bengali

1.1%

Tagalog

1.1%

Urdu

1.1%

Carrier

1.1%
Show More

Senior Compliance Analyst Education

Schools

University of Phoenix

23.3%

University of South Florida

7.8%

New York University

5.9%

Strayer University

5.9%

DePaul University

4.6%

University of Houston

4.6%

Pace University - New York

4.1%

University of Maryland - University College

4.1%

Saint John's University - New York

4.1%

Temple University

3.7%

Pennsylvania State University

3.7%

Fordham University

3.7%

Boston University

3.7%

California State University - East Bay

3.2%

Nova Southeastern University

3.2%

Florida Atlantic University

3.2%

Montclair State University

3.2%

Syracuse University

2.7%

Villanova University

2.7%

Utica College

2.7%
Show More
Majors

Business

30.8%

Finance

10.3%

Accounting

10.1%

Law

9.7%

Criminal Justice

4.6%

Management

4.3%

Political Science

3.8%

Economics

3.2%

Legal Support Services

3.0%

Marketing

2.7%

Communication

2.3%

Psychology

2.2%

Human Resources Management

2.2%

Health Care Administration

2.0%

Computer Information Systems

1.6%

Computer Science

1.5%

English

1.5%

Public Administration

1.5%

Education

1.4%

International Business

1.4%
Show More
Degrees

Bachelors

46.4%

Masters

24.6%

Other

10.8%

Doctorate

8.5%

Associate

5.3%

Certificate

3.5%

Diploma

0.7%

License

0.1%
Show More

Job type you want
Full Time
Part Time
Internship
Temporary
Average Yearly Salary
$74,000
View Detailed Salary Report
$49,000
Min 10%
$74,000
Median 50%
$74,000
Median 50%
$74,000
Median 50%
$74,000
Median 50%
$74,000
Median 50%
$74,000
Median 50%
$74,000
Median 50%
$111,000
Max 90%
Best Paying Company
North Shore Univ Hospital
Highest Paying City
Seattle, WA
Highest Paying State
Alaska
Avg Experience Level
2.9 years
How much does a Senior Compliance Analyst make at top companies?
The national average salary for a Senior Compliance Analyst in the United States is $74,364 per year or $36 per hour. Those in the bottom 10 percent make under $49,000 a year, and the top 10 percent make over $111,000.

Real Senior Compliance Analyst Salaries

Job Title Company Location Start Date Salary
Senior Control & Compliance Data Analyst/Programmer (VP) Jpmorgan Chase & Co. New York, NY Oct 08, 2015 $121,500
Senior Control & Compliance Data Analyst/Programmer (VP) JP Morgan Chase & Co New York, NY Mar 11, 2015 $120,000
SR. SOX Compliance Analyst Fortinet, Inc. Sunnyvale, CA Nov 17, 2015 $110,000
Senior Compliance Analyst Axalta Coating Systems, LLC Glenolden, PA May 13, 2016 $109,117
Senior Compliance Analyst/Fcpa Qualcomm, Inc. San Diego, CA Oct 21, 2016 $106,662 -
$131,300
Senior Compliance Analyst, AML Core Citibank, N.A. Jersey City, NJ Jan 09, 2016 $100,000
Technology Compliance Senior Analyst Salesforce.com Inc. San Francisco, CA Sep 19, 2016 $96,013
Senior Compliance Analyst American General Life Insurance Company New York, NY Dec 21, 2015 $93,000
Senior Compliance Analyst, AML Investigation Citibank, N.A. Islandia, NY Jan 09, 2016 $91,500
Senior Compliance Analyst Citigroup Management Corp. Islandia, NY Sep 01, 2015 $89,000
Senior Revenue Compliance Analyst ICF International, Inc. Fairfax, VA Nov 01, 2010 $88,000
Senior Revenue Compliance Analyst ICF Incorporated, LLC Fairfax, VA Nov 01, 2010 $88,000
Senior Compliance Analyst Citigroup Management Corp. Islandia, NY Sep 11, 2014 $85,000
SR. Regulatory Compliance Analyst Stryker Endoscopy San Jose, CA Sep 10, 2012 $82,701
Senior Global Trade Compliance Analyst American Axle & Manufacturing, Inc. Detroit, MI Apr 01, 2015 $80,000
Senior Analyst, Tax Compliance The Gap, Inc. San Francisco, CA Dec 21, 2015 $80,000 -
$95,000
Senior Compliance Analyst Jpmorgan Chase & Co. Iselin, NJ Nov 11, 2014 $79,994
Senior Analyst, Internal Audit/Sox Compliance Navistar, Inc. Warrenville, IL Sep 17, 2011 $78,964
Senior Analyst, SEC Reporting and Compliance Onyx Pharmaceuticals, Inc. South San Francisco, CA Sep 17, 2013 $78,763
SR. Trade Compliance Analyst Symantec Corporation Mountain View, CA Oct 01, 2015 $78,750
Senior Analyst, Anti-Corruption Compliance Wal-Mart Associates, Inc. Bentonville, AR Jan 26, 2015 $75,000
SR. Compliance Analyst Watkins Manufacturing Corporation Vista, CA Apr 16, 2013 $74,360 -
$87,776
SR. Compliance Analyst Watkins Manufacturing Corporation Vista, CA Aug 08, 2011 $74,214 -
$87,672
SR. Compliance Analyst Exelon Generation Company, LLC Baltimore, MD Dec 02, 2013 $73,861
SR. Trade Compliance Analyst TYCO Healthcare Group LP Hazelwood, MO Sep 24, 2010 $73,653
Senior Compliance Analyst Houston Independent School District Houston, TX Jan 01, 2016 $70,744
Senior Analyst, Tax Compliance The Royal Bank of Scotland, PLC. Stamford, CT Aug 10, 2009 $70,000
Senior Analyst, Tax Compliance The Royal Bank of Scotland, PLC. Stamford, CT Aug 03, 2009 $70,000

No Results

To get more results, try adjusting your search by changing your filters.

See More Salaries

How Would You Rate The Salary Of a Senior Compliance Analyst?

Have you worked as a Senior Compliance Analyst? Help other job seekers by rating your experience as a Senior Compliance Analyst.

Top Skills for A Senior Compliance Analyst

  1. Procedures
  2. Regulatory Requirements
  3. Ensure Compliance
You can check out examples of real life uses of top skills on resumes here:
  • Project included implementation of procedures involving internal Do-Not-Call lists in accordance with the Telephone Consumer Protection Act and several marketing promotions.
  • Subject matter expert on regulatory requirements related to the sale and distribution of insurance and security products from conception to implementation.
  • Assisted stakeholders in the reporting process and responses to ensure compliance to all regulations and corporate policies/procedures.
  • Created compliance processes and quarterly internal audits to ensure proper controls for risk model strategy updates and system user access requests.
  • Determined the relevancy of financial statements and additional client-related data in order to satisfy subpoena requests.

How Would You Rate Working As a Senior Compliance Analyst?

Are you working as a Senior Compliance Analyst? Help us rate Senior Compliance Analyst as a Career.

Rank:

Average Salary:

Embed On Your Website

Top 10 Best States for Senior Compliance Analysts

  1. District of Columbia
  2. Connecticut
  3. Massachusetts
  4. Texas
  5. Alaska
  6. Minnesota
  7. Delaware
  8. New Jersey
  9. Virginia
  10. Maryland
  • (245 jobs)
  • (178 jobs)
  • (458 jobs)
  • (923 jobs)
  • (15 jobs)
  • (294 jobs)
  • (90 jobs)
  • (337 jobs)
  • (834 jobs)
  • (384 jobs)

Top Senior Compliance Analyst Employers

Jobs From Top Senior Compliance Analyst Employers

Senior Compliance Analyst Videos

What is a career in compliance like?

A Day in the Life of a Project Manager

Career Advice on becoming a Fund Accounting Manager by Magna A (Full Version)

Related to your recently viewed content