Senior compliance analyst vs compliance auditor

Differences between senior compliance analyst and compliance auditor duties and responsibilities

Senior compliance analyst example responsibilities.

• Create Access2Care LLC to provide manage medical transportation to manage care entities.
• Utilize QuickBooks to manage invoicing, track sales, receivable and payables.
• Manage SOX compliance for entity-level, business process, general computer, and application controls.
• Manage all aspects of the RIA's operations including portfolio administration, client reporting, information technology and office administration.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Train to work in an ISO 13485 and FDA 21 CFR 820 environment.
Show more

Compliance auditor example responsibilities.

• Work with department analyst to create measurement tools and methods for communicating results and managing QA analysis in compiling/reporting results.
• Identify any issues that do not conform to CFR, ICH guidelines and corporate expectations.
• Research HIPAA information from CMS website in order to determine correct revisions for policies and procedures and develop company-wide communications.
• Coordinate team meetings, maintain calendars, support team with PowerPoint presentations.
• Prepare and perform in-house presentations (both in person and using JoinMe) using PowerPoint.
• Evaluate the level of compliance with company policy, GAAP, contract requirements and applicable rules and regulations.
Show more