Senior compliance analyst vs senior compliance specialist

Differences between senior compliance analyst and senior compliance specialist duties and responsibilities

Senior compliance analyst example responsibilities.

• Create Access2Care LLC to provide manage medical transportation to manage care entities.
• Utilize QuickBooks to manage invoicing, track sales, receivable and payables.
• Manage SOX compliance for entity-level, business process, general computer, and application controls.
• Manage all aspects of the RIA's operations including portfolio administration, client reporting, information technology and office administration.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Train to work in an ISO 13485 and FDA 21 CFR 820 environment.
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Senior compliance specialist example responsibilities.

• Assure appropriate licenses are achieve or payments are stop or not allow for any transaction with a possible OFAC issue.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Ensure employee compliance with the healthcare compliance and business ethics policies and guidelines.
• Arrange HIPAA training for all levels of management, associates and sales staff working with training staff
• Provide leadership, guidance, support, mentoring, and training for junior level ethics specialist and employee relations specialists.
• Analyze and review CAPA records ensuring accurate representation of the depth of investigation conduct.
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