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Become A Senior Compliance Specialist

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Working As A Senior Compliance Specialist

  • $73,000

    Average Salary

What Does A Senior Compliance Specialist Do At Cigna

* Oversees the day-to-day operations of organization’s Compliance programs.
* Manages programs, policies, and practices to monitor and ensure compliance with the laws, regulations and rules of federal, state, and self-regulatory organizations.
* Assesses, prioritizes and manages identified risks.
* Provides advice / counsel to management on Compliance matters.
* Acts as a liaison between the organization and regulatory agencies.
* Develops and oversees internal controls to ensure accuracy, timeliness and quality of work.
* Recommends proactive measures that will reduce the risk of violations and / or non-compliance.
* Makes recommendations to improve processes and procedures.
* Develop the needed policies and procedures for the business, coordinating across US Individual segment to ensure that USI has consistent policies across all business functions.
* Participates in documenting and communicating programs, policies and procedures.
* Develops and provides appropriate training programs.
* Coordinates and conducts investigations of non-compliance or potential violations of corporate policy, applicable laws or regulations.
* Recommends the appropriate response and actions.
* Acts as Privacy Steward for US Individual:
* Ensure implementation of published privacy standards and policies
* Provide risk information to support annual privacy risk assessments
* Promote awareness, education and compliance with privacy issues
* Provide support as needed with questions related to privacy, IP, and PHI issues
* Support the Enterprise Privacy Office in any privacy compliance related matters
* Ensures department’s record keeping systems are updated and maintained appropriately.
* Develop and execute a risk-based monitoring and testing program, coordinating with the Cigna Individual Family Plan Business as appropriate.
* Requests or generates and analyzes management reports to assess unit performance, process flow, customer satisfaction and other business metrics.
* Prepared for CMS audits and drive satisfactory results to these audits
* Monitor and insure correction action plans are developed and executed
* Manage report outs to the Risk Management Steering Committee

What Does A Senior Compliance Specialist Do At Polaris Industries

* Analyze product information including bills of material for free trade qualification and duty savings opportunities
* Prepare and execute automotive averaging program, ensuring high percentages of content through oversight of global solicitation team
* Manage free trade special projects; research and execute new trade and other duty reduction programs; and lead efforts to minimize duty payments
* Support off-site trade compliance activities and relationships
* Monitor and follow-up with supplier solicitations for free trade agreement qualification
* Audit internal database for proper free trade qualification, supplier responses and supporting data and documentation Develop, document, maintain and ensure execution of procedures related to free trade qualification
* Other duties as assigned to support free trade

What Does A Senior Compliance Specialist Do At Exelon Corporation

* Evaluate, determine, and report PECO/COMED compliance to Exelon/ComEd procedures, standards and requirements. ; Recommend enhancements to current practices and procedures to drive continuous improvement. ; ; 20
* Responsible for evaluation, tracking and reporting of PECO/COMED compliance with NERC and RFC Standards; 20
* Responsible for performing self assessments of PECO/COMED compliance to procedures, policies and actions taken as result of RCI, ACE or Condition Report corrective actions; 10
* Create mitigation plans based on Self Reports and monitor the status of mitigating steps through Action Tracking and Quarterly Update on each Mitigation Plan with ReliabilityFirst Corporation; 5
* Perform an annual self assessment for each standard PECO/COMED has to comply with based on our registration with ReliabilityFirst Corporation.
* This will involve setting up kick off and challenge meetings with the appropriate subject matter experts, SMEs, their Key Managers and assimilating all the information with a signoff and all documents posted to the artifact storage location; 15
* Ensure necessary work activities for NERC Compliance are initiated in the Work Management system, ; executed using procedures and tracked in sytems with documented completion evidence. ; 10
* Provide analysis and support to leadership for the NERC Compliance Program including ongoing reporting of performance improvements, organizational initiatives and compliance related communications. ; 10
* Lead/participate in compliance audits. ; Plan, prepare and execute audit tasks and support audit teams. ; 5
* Represent PECO/COMED on NERC and RFC committees; to facilitate benchmarking and continuous improvement. ; 5POSITION SPECIFICATIONSMinimum:
* Bachelors Degree in Engineering, Business Administration, or related field and
* years experience working in any combination of electric utility transmission, operations, regulatory, legal or financial disciplines.
* OR in lieu of a bachelors degree, a minimum of 9
* years of relevant business experience.
* Ability to analyze, interpret, and determine compliance requirements associated with NERC and Regional Standards
* Knowledge and ability to apply problem solving approaches
* Wowledge and use of computer systems and applications w/ Word/Access/Excel/PowerPoint/Passport/Cascade
* Excellent written and oral communication skills

What Does A Senior Compliance Specialist Do At Medtronic

* Leads and/or participates in internal audits including scheduling, planning, execution, reporting, and response reviewand management in a timely manner
* Conducts in-depth audits of each Quality System Element against internal and external requirements includingregulatory requirements, industry standards, regulatory guidance documents, corporate policies and standard operatingprocedures, and local procedures, documents, and records
* Prepares well written and clear audit reports and related audit observations and/or opportunities for improvement in astructured format using excellent writing skills
* Supports the preparation and issuance of the annual internal audit schedule including related documentation inaccordance with internal audit policies and procedures
* Supports the team through participation in process improvement projects and CAPAs for the department’s processesand acts as independent reviewer on select CAPAs
* Tracks internal audit data and related Key Performance Indicators for management reviews
* Supports preparation for and hosting of external audits by regulatory agencies and notified bodies
* Ensures effective communication of audit activities, status and metrics to leadership throughout the organization
* Performs other related duties as assigned

What Does A Senior Compliance Specialist Do At Meridian Health Plan

* Lead comprehensive compliance audits in high-risk areas pursuant to the annual workplan
* Be a strategic thought partner to teammates and stakeholders and be able to anticipate internal and external threats
* Conduct monitoring reviews in high-risk areas pursuant to the annual workplan
* Assist in managing CMS and other external audits
* Conduct (and assist the Medicare Compliance Officer in conducting) training operational departments on compliance topics
* Lead FWA efforts, fraud investigations, data mining, recovery and predictive claim analytics
* Work with business owners to implement process improvement initiatives
* Maintain and actively lead all Corrective Action Plan (CAP) efforts towards resolution
* Work with leadership and executives to resolve issues and build new processes
* Report (and assist the Medicare Compliance Officer in reporting) compliance initiatives and projects to the Medicare Compliance Committee
* Maintain industry-leading knowledge of Medicare regulations and serve as SME in interpreting such regulations.
* Communicate such regulations to the affected departments and facilitate the implementation of necessary action
* Develop new, and review existing, Medicare & Medicaid policies & procedures
* Handle reported issues of noncompliance, investigate and track them to completion
* Lead (and assist the Medicare Compliance Officer in leading) operational projects, such as annual application, bid, and service area expansion
* Work with Quality Management on improving HEDIS, CAHPS, and HOS scores (as well as other areas measured by CMS) in order to achieve a 5
* Star Quality Rating
* Initiate, facilitate, and promote activities to foster compliance awareness and to encourage reporting of compliance issues within the organization and related entities
* Remain updated on all member and provider policy changes made by the health plan, CMS and/or the State
* Assist the Medicare Compliance Officer with assigned tasks as requested

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Senior Compliance Specialist Career Paths

Senior Compliance Specialist
Attorney Office Manager Staff Accountant
Audit Manager
6 Yearsyrs
Assistant Vice President Project Manager Program Manager
Business Development Manager
9 Yearsyrs
Project Manager General Manager Property Manager
Director Of Property Management
6 Yearsyrs
Senior Consultant Project Manager Information Technology Project Manager
Global Project Manager
9 Yearsyrs
Compliance Manager Assistant Vice President Controller
Human Resources Manager
7 Yearsyrs
Quality Assurance Manager Production Manager Account Manager
Key Account Manager
7 Yearsyrs
Senior Consultant Finance Manager
New Business Manager
6 Yearsyrs
Senior Manager Business Consultant Business Intelligence Manager
Performance Manager
8 Yearsyrs
Attorney Analyst Planner
Planning Manager
8 Yearsyrs
Quality Assurance Manager Operations Manager
Plant Manager
11 Yearsyrs
Corporate Paralegal Contracts Specialist Quality Assurance Specialist
Quality Supervisor
7 Yearsyrs
Senior Compliance Analyst Compliance Manager Regulatory Compliance Manager
Regulatory Affairs Manager
8 Yearsyrs
Compliance Director General Counsel Compliance Manager
Regulatory Compliance Director
12 Yearsyrs
Business Analyst Product Analyst Accounting Analyst
Senior Accounting Analyst
6 Yearsyrs
Corporate Paralegal Contract Analyst Budget Analyst
Senior Budget Analyst
7 Yearsyrs
Assistant Vice President Vice President Consultant
Senior Consultant
7 Yearsyrs
Project Manager Product Manager Product Development Manager
Senior Manager, Product Development
10 Yearsyrs
Compliance Manager Senior Manager
Senior Operations Manager
9 Yearsyrs
Senior Compliance Analyst Assistant Vice President Program Manager
Supply Chain Manager
10 Yearsyrs
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Do you work as a Senior Compliance Specialist?

Help others decide if this is a good career for them

Average Length of Employment
Compliance Manager 3.3 years
Compliance Officer 3.1 years
Compliance Auditor 2.8 years
Top Careers Before Senior Compliance Specialist
Law Clerk 5.8%
Specialist 5.3%
Manager 4.9%
Attorney 4.4%
Paralegal 4.0%
Supervisor 3.1%
Top Careers After Senior Compliance Specialist
Director 4.6%
Consultant 3.4%
Attorney 3.4%
Supervisor 2.9%

Do you work as a Senior Compliance Specialist?

Senior Compliance Specialist Demographics

Gender

Female

56.1%

Male

40.9%

Unknown

3.0%
Ethnicity

White

59.5%

Hispanic or Latino

17.6%

Black or African American

11.4%

Asian

8.1%

Unknown

3.5%
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Foreign Languages Spoken

Spanish

52.9%

Portuguese

5.9%

Chinese

5.9%

Tagalog

5.9%

Mandarin

5.9%

Filipino

2.9%

Turkish

2.9%

Uzbek

2.9%

Cantonese

2.9%

Japanese

2.9%

French

2.9%

Russian

2.9%

Polish

2.9%
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Senior Compliance Specialist Education

Schools

University of Phoenix

19.2%

Northeastern University

8.2%

Temple University

6.8%

University of Missouri - Columbia

5.5%

University of Southern Maine

4.1%

Boston University

4.1%

Villanova University

4.1%

University of Puerto Rico - Mayaguez

4.1%

California State University - East Bay

4.1%

Strayer University

4.1%

Kaplan University

4.1%

University of California - Berkeley

4.1%

Augustana College (South Dakota)

4.1%

Montclair State University

4.1%

Point Park University

4.1%

Florida State University

4.1%

University of Florida

2.7%

University of Massachusetts - Boston

2.7%

University of Maine

2.7%

Central Connecticut State University

2.7%
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Majors

Business

26.1%

Law

9.8%

Management

6.2%

Finance

6.2%

Biology

5.4%

Accounting

4.7%

Political Science

4.3%

Psychology

4.0%

Pharmacy

3.3%

Chemistry

3.3%

Public Administration

3.3%

Environmental Science

2.9%

Legal Support Services

2.9%

English

2.9%

Health Care Administration

2.9%

Computer Science

2.5%

Project Management

2.5%

Criminal Justice

2.5%

Nursing

2.2%

Marketing

2.2%
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Degrees

Bachelors

39.4%

Masters

26.3%

Other

15.1%

Doctorate

8.3%

Associate

5.8%

Certificate

4.9%

License

0.2%
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Job type you want
Full Time
Part Time
Internship
Temporary

Real Senior Compliance Specialist Salaries

Job Title Company Location Start Date Salary
Senior Global Compliance Specialist Pacific Investment Management Company (Pimco) Newport Beach, CA Sep 12, 2010 $131,250
Senior Compliance PM Microsoft Corporation Redmond, WA Feb 04, 2014 $129,000
Senior Compliance Specialist Celgene Corporation Summit, NJ Sep 20, 2011 $101,324
Vice President; SR. AML Compliance Specialist Bank of America N.A. Charlotte, NC Jul 02, 2015 $100,000 -
$120,000
SR. Compliance Specialist Electronic Arts, Inc. CA Oct 01, 2011 $100,000
Senior Compliance Specialist Gilead Sciences, Inc. Foster City, CA Sep 16, 2013 $99,731 -
$105,000
SR. Business Compliance Specialist Intone Networks Inc. Iselin, NJ Nov 19, 2015 $94,000
Senior Compliance/Audit Specialist-Capa Medtronic, Inc. Memphis, TN Apr 22, 2015 $92,477
SR. Compliance Audit Specialist Medtronic, Inc. Memphis, TN Nov 01, 2016 $90,157
SR. Compliance Audit Specialist Medtronic, Inc. Memphis, TN Jan 11, 2016 $90,157
VP; SR Compliance Specialist Bank of America N.A. Westlake Village, CA Oct 07, 2011 $90,000 -
$100,000
Senior Global Trade Compliance Specialist The Clorox Services Company Oakland, CA Nov 15, 2011 $86,570
Senior Chemical Compliance Specialist 3E Company Bethesda, MD Sep 20, 2013 $86,000
VP; SR AML Compliance Specialist Bank of America Corporation Charlotte, NC Jul 02, 2012 $85,000 -
$105,000
SR. Global Trade Compliance Specialist The Clorox Services Company Pleasanton, CA Aug 31, 2016 $84,669
VP; SR. Compliance & Operational Risk Specialist Bank of America N.A. Calabasas, CA Mar 25, 2011 $84,000 -
$104,000
Senior Global Trade Compliance Specialist The Clorox Services Company Pleasanton, CA Aug 31, 2013 $80,330 -
$94,597
Senior Compliance Specialist Genzyme Corporation Framingham, MA Nov 07, 2011 $78,790 -
$80,000
VAT Compliance Senior (Multiple Positions) Ernst & Young U.S. LLP New York, NY Sep 29, 2016 $76,066 -
$100,000
Senior Compliance Specialist Genzyme Corporation Framingham, MA Jun 28, 2011 $70,512 -
$72,000
Senior Compliance Implementation Specialist Sita Corp Pittsburgh, PA Aug 21, 2016 $70,000
SR. Compliance Specialist Sancilio & Company, Inc. Riviera Beach, FL Jun 28, 2016 $70,000
Senior Compliance Specialist Genzyme Corporation Framingham, MA Nov 19, 2014 $68,557 -
$79,968
Senior Compliance Specialist Genzyme Corporation Westborough, MA Nov 19, 2014 $68,557 -
$79,968
Senior Compliance Specialist Genzyme Corporation Framingham, MA Jun 28, 2014 $68,266 -
$79,019
SR. Specialist, Government Compliance KBR, Inc. Houston, TX Aug 27, 2012 $65,386
Senior Compliance Implementation Specialist Sita Corp Falmouth, ME Aug 21, 2016 $65,000
SR. Specialist, Regulatory Affairs and Compliance Rd2RX, LLC Lenexa, KS Oct 20, 2014 $60,000 -
$65,000
SR. Specialist, Regulatory Affairs and Compliance Rd2RX, LLC Lenexa, KS Nov 03, 2014 $60,000 -
$65,000

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AVERAGE SALARY FOR A Senior Compliance Specialist

Average Yearly Salary
$73,000
View Detailed Salary Report
$49,000
Min 10%
$73,000
Median 50%
$73,000
Median 50%
$73,000
Median 50%
$73,000
Median 50%
$73,000
Median 50%
$73,000
Median 50%
$73,000
Median 50%
$107,000
Max 90%
Best Paying Company
Huron
Highest Paying City
Rocklin, CA
Highest Paying State
Alaska
Avg Experience Level
3.3 years
How much does a Senior Compliance Specialist make at top companies?
The national average salary for a Senior Compliance Specialist in the United States is $73,118 per year or $35 per hour. Those in the bottom 10 percent make under $49,000 a year, and the top 10 percent make over $107,000.

How Would You Rate The Salary Of a Senior Compliance Specialist?

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Top Skills for A Senior Compliance Specialist

  1. Ensure Compliance
  2. Audit
  3. Procedures
You can check out examples of real life uses of top skills on resumes here:
  • Reviewed technical data packages to ensure compliance with approved technical assistance agreements and hardware.
  • Established and maintained electronic systems for capturing and managing annual risk assessments and tracking audit findings.
  • Provide Quality Assurance and Validation services to clients, including development of operational procedures, validation protocols and summary reports.
  • Performed branch examinations, developing working relationships with individual branches and educating them in compliance policies and procedures.
  • Review contracts and procurement documents for regulations and provide guidance to business units for release and execution.

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Top 10 Best States for Senior Compliance Specialists

  1. Alaska
  2. District of Columbia
  3. Massachusetts
  4. Connecticut
  5. Minnesota
  6. Rhode Island
  7. Delaware
  8. New Jersey
  9. Texas
  10. California
  • (33 jobs)
  • (128 jobs)
  • (572 jobs)
  • (186 jobs)
  • (381 jobs)
  • (62 jobs)
  • (76 jobs)
  • (418 jobs)
  • (1,012 jobs)
  • (1,747 jobs)

Top Senior Compliance Specialist Employers

Jobs From Top Senior Compliance Specialist Employers

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