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Senior compliance specialist skills for your resume and career

Updated January 8, 2025
7 min read
Senior compliance specialist example skills
Below we've compiled a list of the most critical senior compliance specialist skills. We ranked the top skills for senior compliance specialists based on the percentage of resumes they appeared on. For example, 6.3% of senior compliance specialist resumes contained risk assessments as a skill. Continue reading to find out what skills a senior compliance specialist needs to be successful in the workplace.

15 senior compliance specialist skills for your resume and career

1. Risk Assessments

The process of analyzing and identifying the acts or events that have the potential to negatively affect an individual, asset, or business is called risk assessment. Risk assessments are important because they form an integral part of an organization as well as occupational safety plans

Here's how senior compliance specialists use risk assessments:
  • Established and maintained electronic systems for capturing and managing annual risk assessments and tracking audit findings.
  • Risk Management: Performed detailed risk assessments (Applications, 3rd Party Vendor Assessments and Payment Cardholder Environment).

2. Regulatory Compliance

Here's how senior compliance specialists use regulatory compliance:
  • Led five highly successful regulatory compliance audits pertaining to Operations and Planning and Critical Infrastructure Protection NERC Reliability Standards.
  • Assisted General Counsel on regulatory compliance for all insurance and non-insurance subsidiaries.

3. Regulatory Agencies

A regulatory agency is a Public Benefit Corporation (PBC) that is responsible for supervising certain human activities and controlling them to some extent. They are set up in some areas such as hospitals, law firms, and governmental setup to regulate safety standards. They prevent undue and unjust abuse of power in these setups.

Here's how senior compliance specialists use regulatory agencies:
  • Assure that the regulatory report updates are consistent with documentation received from regulatory agencies.
  • Developed strategies to effectively oversee compliance with state, local and federal regulatory agencies.

4. Internal Audit

Internal audit is an evaluation process that ensures that a company's risk management, governing body, and other internal processes are running effectively. People who perform internal audits must be highly qualified, have experience, and knowledge to work accordingly with the international standards and the code of ethics.

Here's how senior compliance specialists use internal audit:
  • Responded to regulatory examinations by state/federal agencies, internal auditors, investors, and various other third party auditors.
  • Managed post-audit remediation activities following an internal audit of a corporate business segment's international trade operations.

5. HIPAA

Here's how senior compliance specialists use hipaa:
  • Maintained awareness of HIPAA, SOX, GLB and other regulatory statues ensuring compliance within the work group.
  • Maintained compliance with RUS and HIPAA requirements.

6. Compliance Program

A Compliance Program is a collection of rules, policies, and processes which are found within a company, business, organization, or some other form of an institution, all of which are created and followed with the main purpose of compliance with the laws, rules, and regulations of a country or of an industry, or to otherwise uphold some idea or reputation and quality of a company and its work. It is also known as the compliance and ethics program of a company.

Here's how senior compliance specialists use compliance program:
  • Contribute to compliance program development by maintaining program reports and participating in the development and delivery of educational materials.
  • Managed a company-wide risk management and compliance program that included wholesale and retail bank divisions and operations.

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7. EEO

Here's how senior compliance specialists use eeo:
  • Ensured compliance/enforcement of EEO Compliance and City Resident goals for Manage/Assist in monitoring reports for the Affirmative Action Programs.
  • Performed document control, DBE payment monitoring, EEO interviews auditing, bulletin board inspections, compliance communications and payroll auditing.

8. ISO

Here's how senior compliance specialists use iso:
  • Apply working knowledge on applicable regulations and standards (CFR and ISO 9000) for biological product and medical devices.
  • Revamped existing, and created new Standard Operating Procedures and Specifications to comply with QSR and ISO [ ] standards.

9. QA

QA, or Quality Assurance is a procedure that entails all of the steps taken to avoid any errors in the manufacturing process or in the production of the goods that a company produces. It can also include ensuring the consistency of the services rendered. Quality assurance ensures that the quality of the service delivered to consumers meets or exceeds the promised expectations. This greatly aids in the prevention of any complications that might arise after the goods or services have been distributed. It makes sure that customers are satisfied.

Here's how senior compliance specialists use qa:
  • Provide QA Support to US Distribution Centers (non-conformance management, customer complaints, internal/external audits, etc).
  • Perform final QA review and release for all shipment and associated documents, to ensure shipment meets customer specifications.

10. Management System

A management system is a set of policies, processes, and procedures taken by an organization or a business to ensure it can fulfill its tasks and achieve its objectives. A management system makes sure that the company excels financially and improves the user experience. The management system also takes care of the worker's and employees' needs and manages their workload and oversees their performance. Apart from interior matters of the company, a management system also deals with exterior matters like legislations, tax matters, and law issues.

Here's how senior compliance specialists use management system:
  • Project activities included identifying corrective action needs, assisting in compliance achievement, and installing the management system.
  • Implemented document management system and database to promote knowledge sharing throughout Europe.

11. Compliance Issues

Compliance issues are where people or businesses breach their legal obligations in a country or region where they operate or live. Some of the compliance issues that businesses face may be in regard to wage and overtime regulations and IRS audits. They may result in legal recourse by stakeholders like employees.

Here's how senior compliance specialists use compliance issues:
  • Facilitate timely resolutions for compliance issues that require additional attention both internally and for clients in collaboration with team member.
  • Provide support in compliance issues and strategies such as closing investigations and developing resolution strategies for investigations.

12. Continuous Improvement

Continuous improvement is an ongoing process of improvement of products, services, and processes with the help of innovative ideas. It is an organized approach that helps an organization to find its weaknesses and improve them.

Here's how senior compliance specialists use continuous improvement:
  • Provide guidance to Process and Control owners for responsibility and ownership comprehension along with continuous improvement initiatives.
  • Participate with center management in the development and implementation of continuous improvement plans.

13. Government Regulations

Government regulations refer to the guidelines that the governing body sets for all types of activities. Most of them are in a universal language like English so that a common man can easily understand them.

Here's how senior compliance specialists use government regulations:
  • Provide expertise and guidance in interpreting government regulations, agency guidelines and internal policies to assure compliance.
  • Performed compliance analysis to make sure that loans complied with client's guidelines, company policies, and government regulations.

14. External Audits

Here's how senior compliance specialists use external audits:
  • Utilize expertise and industry experience to manage internal and external audits of the billing and payments functionality and technology.
  • Perform internal process, external site audits, and vendor audits; manage the coordination of external audits with consultants.

15. CFR

CFR, or Code of Federal Regulations, is the codification of general and permanent regulations published in the federal register by executive agencies and departments of the government of the federation. Its aim is to present the official and complete text of government regulations in one organized publication and provide a comprehensive reference for anyone who needs to know.

Here's how senior compliance specialists use cfr:
  • Executed Computerized Systems Validation projects within 21 CFR Part 11 and cGMP environments.
  • Coordinated 29 CFR 1910.120 40hr and 8hr Hazwoper training courses for both facilities.
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List of senior compliance specialist skills to add to your resume

Senior compliance specialist skills

The most important skills for a senior compliance specialist resume and required skills for a senior compliance specialist to have include:

  • Risk Assessments
  • Regulatory Compliance
  • Regulatory Agencies
  • Internal Audit
  • HIPAA
  • Compliance Program
  • EEO
  • ISO
  • QA
  • Management System
  • Compliance Issues
  • Continuous Improvement
  • Government Regulations
  • External Audits
  • CFR
  • Federal Regulations
  • HR
  • SOX
  • Medicare
  • FDA
  • Ethics
  • Medicaid
  • Process Improvement
  • Compliance Policies
  • Compliance Audits
  • Internal Controls
  • Due Diligence
  • AML
  • Corrective Action
  • CAPA
  • CMS
  • SME
  • DOT
  • Export Compliance
  • BSA
  • Regulatory Changes
  • OFAC
  • Pharmaceutical Industry
  • GMP
  • Forwarders
  • Federal Laws
  • Quality System
  • Securities
  • Compliance Training
  • Sarbanes-Oxley
  • NERC
  • ECCN
  • FINRA
  • Impact Analysis

Updated January 8, 2025

Zippia Research Team
Zippia Team

Editorial Staff

The Zippia Research Team has spent countless hours reviewing resumes, job postings, and government data to determine what goes into getting a job in each phase of life. Professional writers and data scientists comprise the Zippia Research Team.

Updated January 8, 2025

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