Jobs that use finra the most include principal examiner, finance professional, and finance representative.
| Rank | Job title | Salary | % of all skills | Job openings |
|---|---|---|---|---|
| 1 | Principal Examiner | $74,253 | 20% | 41,375 |
| 2 | Finance Professional | $55,551 | 10% | 124,570 |
| 3 | Finance Representative | $41,765 | 8% | 124,645 |
| 4 | Investment Consultant | $109,300 | 8% | 48,111 |
| 5 | Retirement Plan Specialist | $60,611 | 6% | 9,336 |
| 6 | Registered Sales Assistant | $60,087 | 5% | 13,816 |
| 7 | Investment Representative | $65,361 | 2% | 35,914 |
What jobs use FINRA the most?
1. Principal Examiner
How principal examiner uses FINRA:
- Manage large ATF cases in coordination with other supervisors and field members.
- Lead a team of ten examiners responsible for reviewing and evaluating taxpayer information and offers of compromise for overdue IRS payments.
- Provide regulatory advice and reviews relating to compliance (including sanctions regimes), transactions, and litigation for depository institutions.
Most common skills for principal examiner:
- Securities
- FINRA
- Financial Statements
- Business Lines
- Relevant Rules
- Examination Process
2. Finance Professional
How finance professional uses FINRA:
- Evaluate, present, and manage solutions in alignment with client needs and NASD requirements.
- Manage and strengthen customer relationships through cross-selling and up-selling to maximize retention and income generation by contacting existing and prospective customers.
- License to provide health and life insurance, annuities, securities, and long term care products.
Most common skills for finance professional:
- Financial Objectives
- Financial Products
- Securities
- FINRA
- Annuities
- LLC
3. Finance Representative
How finance representative uses FINRA:
- Work in QuickBooks to process payroll, submit payroll taxes, manage accounts payable and record income.
- Manage client relationship by presenting solutions for customers state and unstate needs while cross-selling company products.
- Manage financial statements and work independently to produce accurate records for petty cash, bank reconciliations, and data inventory.
Most common skills for finance representative:
- Financial Services
- Customer Service
- Life Insurance
- Mutual Funds
- FINRA
- Securities
4. Investment Consultant
How investment consultant uses FINRA:
- Manage $3MM private investment portfolio consisting of mid-cap/large-cap equities.
- Research securities to determine value by analyzing financial statements, corporate filings and earnings reports
- Preform timely and accurate securities operational support functions, trade processing, settlement reporting.
Most common skills for investment consultant:
- Financial Services
- FINRA
- Financial Products
- Client Relationships
- Investment Products
- Client Satisfaction
5. Retirement Plan Specialist
How retirement plan specialist uses FINRA:
- Generate sales leads for personal investments, annuities and plan sales.
- Participate in establishing and testing pension plans on PeopleSoft to automate applicable calculations.
- Call into the ADP payroll client base to cross-sell retirement products and work with payroll reps on joint sales.
Most common skills for retirement plan specialist:
- Life Insurance
- Financial Products
- FINRA
- ERISA
- Retirement Accounts
- Plan Design
6. Registered Sales Assistant
How registered sales assistant uses FINRA:
- Manage numerous, highly confidential details for retirement plan deals from start to finish including meticulous preparation of PowerPoint presentations.
- Maintain require NASD regulatory files and compliance manuals.
- Evaluate annuities for future cash flows to determine suitability and to maximize income.
Most common skills for registered sales assistant:
- Customer Service
- Securities
- Client Accounts
- Client Service
- FINRA
- Travel Arrangements
7. Investment Representative
How investment representative uses FINRA:
- Act as an investor center product coordinator; provide guidance on product and sales techniques for manage account solutions and annuities.
- Manage and strengthen customer relationships through cross-selling and up-selling to maximize retention and income generation by contacting existing and prospective customers.
- Re-Obtain previously hold FINRA licenses.
Most common skills for investment representative:
- Money Management
- Mutual Funds
- Financial Services
- FINRA
- Customer Relationships
- Market Trends
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Updated December 28, 2023