TRIAD ADVISORS, INC. CEO and leadership

Ernest G. Strauss IV is Senior Vice President and Chief Compliance Officer at Triad Advisors. Prior to joining Triad, Mr. Strauss was Vice President of Capital Markets Compliance®, LLC, (“CMC”) an Atlanta-based regulatory consulting firm. While with CMC, he served as the Financial and Operations Principal of more than a dozen broker-dealers, conducted numerous AML, MC400, and mock regulatory audits, and assisted CMC in more than tripling its client base. Prior to his tenure with CMC, Mr. Strauss worked as a Compliance Examiner in the Atlanta (District 7) office of FINRA, Inc. (f.k.a. NASD). While with NASD, his activities included the coordination and implementation of compliance audits for NASD/NYSE member firms, review and analysis of monthly/quarterly financials of broker/dealers, and acting as a liaison between approximately 30 member firms and the NASD. Additionally, Mr. Strauss served as a source of interpretive guidance for member firms with respect to new rules and regulations of the MSRB, NASD, and SEC. Mr. Strauss holds the following industry registrations: Registered General Securities Representative, Registered General Securities Principal, Financial and Operations Principal, and Uniform Securities Agent State Law Examination. He earned a Bachelors of Science in Management, with a concentration in Finance, from the Georgia Institute of Technology in Atlanta.

Bernie Breton are a Chief Compliance Officer at Triad Advisors. They have experience at METLIFE INC and have worked as Chief Compliance Officer at Cetera Financial Group (Cetera). Bernie studied at University of Tennessee at Chattanooga.

Nate Stibbs is an Exec VP/Chief Strategy Ofcr at Triad Advisors. He has worked as Exec VP:Natl Bus Development at Triad Advisors.

David Belotte is a President, Deputy CCO at Triad Advisors and is based in United States.