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Bank examiner vs finance compliance examiner

The differences between bank examiners and finance compliance examiners can be seen in a few details. Each job has different responsibilities and duties. Additionally, a bank examiner has an average salary of $76,205, which is higher than the $69,168 average annual salary of a finance compliance examiner.

The top three skills for a bank examiner include securities, OCC and consumer compliance. The most important skills for a finance compliance examiner are financial institutions, audit reports, and financial statements.

Bank examiner vs finance compliance examiner overview

Bank ExaminerFinance Compliance Examiner
Yearly salary$76,205$69,168
Hourly rate$36.64$33.25
Growth rate21%21%
Number of jobs5,07985,381
Job satisfaction--
Most common degreeBachelor's Degree, 83%Bachelor's Degree, 77%
Average age4242
Years of experience--

What does a bank examiner do?

A bank examiner is a financial examiner who investigates banks, financial firms, and securities firms to make sure that they are safe and sound. Bank examiners are the ones who implement state and federal laws. Their duties and responsibilities include arranging audits, reviewing procedures and policies, and studying documents. The examiners interview both employees and managers. Typically, they are employed by insurance firms and financial firms as well as by the state and federal government agencies. Knowledge and skills in finance, economics, and marketing are necessary for this job.

What does a finance compliance examiner do?

A finance compliance examiner's main job is to check whether facilities follow and abide by appropriate procedures, security regulations, and enforceable company policies. They analyze the accuracy of financial statements, records, forms, and reports on file and meet with different management and auditors to conclude quarterly and annual financial statements. Internal audit knowledge and integrity play a high role in this position since they will also be working on anti-money laundering and anti-corruption programs. They also recommend, direct, and monitor the implementation of revised guidelines and regulations to ensure compliance.

Bank examiner vs finance compliance examiner salary

Bank examiners and finance compliance examiners have different pay scales, as shown below.

Bank ExaminerFinance Compliance Examiner
Average salary$76,205$69,168
Salary rangeBetween $54,000 And $107,000Between $46,000 And $102,000
Highest paying CityNew York, NYNew York, NY
Highest paying stateNew YorkNew York
Best paying companyFederal ReserveFederal Reserve Bank of New York
Best paying industryInsuranceInsurance

Differences between bank examiner and finance compliance examiner education

There are a few differences between a bank examiner and a finance compliance examiner in terms of educational background:

Bank ExaminerFinance Compliance Examiner
Most common degreeBachelor's Degree, 83%Bachelor's Degree, 77%
Most common majorFinanceBusiness
Most common collegeUniversity of Southern CaliforniaUniversity of Southern California

Bank examiner vs finance compliance examiner demographics

Here are the differences between bank examiners' and finance compliance examiners' demographics:

Bank ExaminerFinance Compliance Examiner
Average age4242
Gender ratioMale, 61.8% Female, 38.2%Male, 58.2% Female, 41.8%
Race ratioBlack or African American, 6.9% Unknown, 5.6% Hispanic or Latino, 12.6% Asian, 9.4% White, 65.2% American Indian and Alaska Native, 0.4%Black or African American, 6.7% Unknown, 5.6% Hispanic or Latino, 12.4% Asian, 10.4% White, 64.5% American Indian and Alaska Native, 0.4%
LGBT Percentage19%19%

Differences between bank examiner and finance compliance examiner duties and responsibilities

Bank examiner example responsibilities.

  • Manage daily claims operations for Medicaid and Medicare plan.
  • Assist in evaluating the treasury, trading, and audit functions of financial institutions.
  • Develop an enhance examination program to include all aspects of BSA and AML laws.
  • Analyze and review accounting methods for credit unions and ensure following of GAAP and other federally mandate financial regulations.
  • Assist credit union management in resolving any compliance or operational issues find during an NCUA examination or certify CPA audit.
  • Perform analysis of capital, securities and liquidity risk of community banking organizations.
  • Show more

Finance compliance examiner example responsibilities.

  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Verify OFAC policies are being follow and dispositions are adequate.
  • Work 314b information request cases, evaluate cases for SAR/no SAR filing.
  • Create written publications and online compliance and ethics training for staff and providers.
  • Conduct enhance due diligence investigations relate to OFAC monitoring alerts.
  • Investigate information on member firm customer complaints and personnel terminations to determine possible NASD rule and securities law violations.
  • Show more

Bank examiner vs finance compliance examiner skills

Common bank examiner skills
  • Securities, 11%
  • OCC, 10%
  • Consumer Compliance, 9%
  • Bank Management, 8%
  • Corrective Action, 5%
  • Secrecy, 3%
Common finance compliance examiner skills
  • Financial Institutions, 11%
  • Audit Reports, 7%
  • Financial Statements, 6%
  • Securities, 5%
  • Internal Controls, 5%
  • Financial Data, 4%

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