Customs compliance analyst vs prime broker

Differences between customs compliance analyst and prime broker duties and responsibilities

Customs compliance analyst example responsibilities.

• Lead annual Medicare data validation exams; distribute regulations, hold informational meetings, perform quality assurance checks of data.
• Use freight forwarders tracking sites to keep pace with allocation of freight.
• Apply HTS information to commercial invoices and prepare documents for customs clearance for inbound freight.
• Cooperate daily with trade compliance managers in order to have all business units comply with CBP policies.
• Coordinate with compliance associates and legal team in monitoring compliance matters including broker-dealer compliance, operations issue, and securities transactions.
• Coordinate with business units across the organization to ensure compliance with OFAC guidelines or any and all pertinent regulatory guidelines.

Prime broker example responsibilities.

• Execute give-up transactions and manage bank risk through hedging tools - including swaps, futures, and options.
• Manage all office relate matters to include accounting, international traffic and logistics.
• Monitor settlement of fix income and equity income securities resulting from corporate activity.
• Experience with all DTC applications, i.e.
• Reduce margin buy-in on trades for greater capital efficiency.
• Monitor receipt of variation margin by working with the back office.
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