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14 jobs that use Compliance Issues the most

Jobs that use compliance issues the most include corporate compliance director, bank compliance officer, and compliance review officer.

What jobs use Compliance Issues the most?

1. Corporate Compliance Director

How corporate compliance director uses Compliance Issues:

  • Manage GMP auditing of primary , 3rd party manufacturers and supplier risk assessment.
  • Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
  • Create and implement policies and procedures for HIPAA compliance.

Most common skills for corporate compliance director:

  • Risk Management
  • Compliance Issues
  • Risk Assessments
  • Ethics
  • Regulatory Compliance
  • Internal Audit

2. Bank Compliance Officer

How bank compliance officer uses Compliance Issues:

  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
  • Prepare highly detail and concise written documentation to support reasons why no SAR are deemed necessary.
  • Assist in creating, updating and reviewing compliance policies, procedures and guidance/tools relate to BSA/AML including KYC and OFAC.

Most common skills for bank compliance officer:

  • Compliance Risk
  • Risk Management
  • Compliance Issues
  • Regulatory Risk
  • Regulatory Compliance
  • Compliance Policies

3. Compliance Review Officer

How compliance review officer uses Compliance Issues:

  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
  • Verify loan meets MDIA, RESPA, and TIL guidelines.
  • Handle FDIC regulatory issues when audit.

Most common skills for compliance review officer:

  • Compliance Reviews
  • Compliance Issues
  • Medicaid
  • CMS
  • Home Health
  • Securities

4. Compliance Representative Dealer

How compliance representative dealer uses Compliance Issues:

  • Manage physical portfolio with necessary derivatives to mitigate risk within company guidelines.
  • Gather documents and review medical records to ensure Medicare guidelines are follow.
  • Adapt communication to age-specific patients and ensure appropriate HIPPA guidelines are followed in patient communication and record keeping.

Most common skills for compliance representative dealer:

  • DOT
  • Dealer Accounts
  • Compliance Issues
  • Dealer Relationships
  • Customer Service
  • Auto Dealerships

5. Chief Compliance Officer

How chief compliance officer uses Compliance Issues:

  • Achieve desired results of no material audits or investigations thereafter by CMS or OIG.
  • Respond to all regulatory inquiries and manage FINRA routine and trading examinations.
  • Manage successful litigation, arbitration and mediation proceedings, including commercial disputes, product liability, employment and intellectual property.

Most common skills for chief compliance officer:

  • Oversight
  • Compliance Issues
  • Risk Management
  • Ethics
  • Regulatory Compliance
  • Risk Assessments

6. Network Operations Project Manager

How network operations project manager uses Compliance Issues:

  • Manage and align short- and long-term operational strategy and initiatives in carrier transport and IP applications.
  • Define processes and procedures for the NOC like change management, incidence management and problem management.
  • Develop and implement SAN fabric solution for in-house secondary storage.

Most common skills for network operations project manager:

  • Network Operations
  • Project Management
  • Switches
  • Network Infrastructure
  • Compliance Issues
  • VoIP

7. Asset Protection Associate

How asset protection associate uses Compliance Issues:

  • Manage portfolios of foreclose properties to adhere to government HUD standards.
  • Manage daily BPO valuations, from order acquisition to client delivery, as well as performed reconciliations and manage accounting processes.
  • Manage foreclosure and bankruptcy from inception to completion and mitigate all potential losses within an acceptable range.

Most common skills for asset protection associate:

  • Customer Service
  • Loss Prevention
  • Store Management
  • CCTV
  • Compliance Issues
  • Local Law Enforcement

8. Regulatory Compliance Manager

How regulatory compliance manager uses Compliance Issues:

  • Lead the efforts managing quality systems to meet ISO 13485 and 11137 certification.
  • Develop and manage GxP training programs.
  • Manage and upload all documentation of the investigations into a HIPAA portal.

Most common skills for regulatory compliance manager:

  • Oversight
  • Regulatory Risk
  • CMS
  • Federal Regulations
  • Compliance Issues
  • Risk Management

9. Compliance Director

How compliance director uses Compliance Issues:

  • Manage monthly FINRA registration fee allocations and departmental expenses.
  • Manage Sarbanes-Oxley financial reporting and CAMP+ coverage, and certification process.
  • Develop strategy to integrate acquired/new operations to achieve company ethics & compliance standards.

Most common skills for compliance director:

  • Compliance Program
  • Oversight
  • Ethics
  • Risk Management
  • Compliance Issues
  • Risk Assessments

10. Head Of Ethics And Compliance

How head of ethics and compliance uses Compliance Issues:

  • Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
  • Receive, file, monitor and safekept actionable loan documents, titles and loan securities.
  • Provide oversight for the financial and technical aspects of contract procurement, management, and administration.

Most common skills for head of ethics and compliance:

  • Risk Management
  • Oversight
  • Compliance Risk
  • Compliance Program
  • Compliance Issues
  • Regulatory Risk

11. Senior Compliance Analyst

How senior compliance analyst uses Compliance Issues:

  • Create Access2Care LLC to provide manage medical transportation to manage care entities.
  • Utilize QuickBooks to manage invoicing, track sales, receivable and payables.
  • Manage SOX compliance for entity-level, business process, general computer, and application controls.

Most common skills for senior compliance analyst:

  • Compliance Program
  • Compliance Issues
  • Regulatory Compliance
  • Internal Controls
  • Internal Audit
  • Risk Assessments

12. Compliance Officer

How compliance officer uses Compliance Issues:

  • Achieve millions of dollars in possible FDA fines and remediation costs by eliminating regulatory risk.
  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.

Most common skills for compliance officer:

  • Oversight
  • Risk Management
  • Compliance Program
  • Compliance Issues
  • Risk Assessments
  • PowerPoint

13. Compliance Analyst

How compliance analyst uses Compliance Issues:

  • Manage FHA, FHLMC, FNMA, VA and GNMA files.
  • Manage monthly allocation process & governance to non-Germany regions, balancing regions & projects.
  • Serve as TeamRoom/SharePoint administrator, including managing the SharePoint migration project.

Most common skills for compliance analyst:

  • PowerPoint
  • Customer Service
  • Risk Assessments
  • Regulatory Compliance
  • Compliance Issues
  • Compliance Program

14. Asset Protection Lead

How asset protection lead uses Compliance Issues:

  • Manage regulatory compliance initiatives (ESIM, OSHA, weights & measures, fire code).
  • Maintain full accountability for managing all aspects of day-to-day safety and security activities in accordance with organizational goals and objectives.
  • Train store leaders and team members on environmental management compliance standards under OSHA guidelines.

Most common skills for asset protection lead:

  • Loss Prevention
  • Internal Investigations
  • Crisis Situations
  • External Theft
  • Compliance Issues
  • Criminal Justice

Other skills