Post job

Finance compliance examiner vs compliance analyst

The differences between finance compliance examiners and compliance analysts can be seen in a few details. Each job has different responsibilities and duties. Additionally, a finance compliance examiner has an average salary of $69,168, which is higher than the $59,108 average annual salary of a compliance analyst.

The top three skills for a finance compliance examiner include financial institutions, audit reports and financial statements. The most important skills for a compliance analyst are powerpoint, customer service, and risk assessments.

Finance compliance examiner vs compliance analyst overview

Finance Compliance ExaminerCompliance Analyst
Yearly salary$69,168$59,108
Hourly rate$33.25$28.42
Growth rate21%6%
Number of jobs85,38126,138
Job satisfaction--
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 66%
Average age4246
Years of experience--

What does a finance compliance examiner do?

A finance compliance examiner's main job is to check whether facilities follow and abide by appropriate procedures, security regulations, and enforceable company policies. They analyze the accuracy of financial statements, records, forms, and reports on file and meet with different management and auditors to conclude quarterly and annual financial statements. Internal audit knowledge and integrity play a high role in this position since they will also be working on anti-money laundering and anti-corruption programs. They also recommend, direct, and monitor the implementation of revised guidelines and regulations to ensure compliance.

What does a compliance analyst do?

A compliance analyst is in charge of ensuring that every operation and aspect in a company or facility adheres to the laws and regulations. They are also responsible for conducting regular inspections and assessments, producing reports and presentations, disseminating necessary information and reminders, researching existing policies and laws related to the industry, and remaining updated with new regulations. Furthermore, there are instances when a compliance analyst must gather requirements and process them to receive compliance certifications from agencies.

Finance compliance examiner vs compliance analyst salary

Finance compliance examiners and compliance analysts have different pay scales, as shown below.

Finance Compliance ExaminerCompliance Analyst
Average salary$69,168$59,108
Salary rangeBetween $46,000 And $102,000Between $39,000 And $87,000
Highest paying CityNew York, NYSan Francisco, CA
Highest paying stateNew YorkCalifornia
Best paying companyFederal Reserve Bank of New YorkMeta
Best paying industryInsuranceTechnology

Differences between finance compliance examiner and compliance analyst education

There are a few differences between a finance compliance examiner and a compliance analyst in terms of educational background:

Finance Compliance ExaminerCompliance Analyst
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 66%
Most common majorBusinessBusiness
Most common collegeUniversity of Southern CaliforniaUniversity of Pennsylvania

Finance compliance examiner vs compliance analyst demographics

Here are the differences between finance compliance examiners' and compliance analysts' demographics:

Finance Compliance ExaminerCompliance Analyst
Average age4246
Gender ratioMale, 58.2% Female, 41.8%Male, 43.5% Female, 56.5%
Race ratioBlack or African American, 6.7% Unknown, 5.6% Hispanic or Latino, 12.4% Asian, 10.4% White, 64.5% American Indian and Alaska Native, 0.4%Black or African American, 11.5% Unknown, 4.4% Hispanic or Latino, 15.2% Asian, 8.0% White, 60.1% American Indian and Alaska Native, 0.8%
LGBT Percentage19%12%

Differences between finance compliance examiner and compliance analyst duties and responsibilities

Finance compliance examiner example responsibilities.

  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Verify OFAC policies are being follow and dispositions are adequate.
  • Work 314b information request cases, evaluate cases for SAR/no SAR filing.
  • Create written publications and online compliance and ethics training for staff and providers.
  • Conduct enhance due diligence investigations relate to OFAC monitoring alerts.
  • Investigate information on member firm customer complaints and personnel terminations to determine possible NASD rule and securities law violations.
  • Show more

Compliance analyst example responsibilities.

  • Manage FHA, FHLMC, FNMA, VA and GNMA files.
  • Manage monthly allocation process & governance to non-Germany regions, balancing regions & projects.
  • Serve as TeamRoom/SharePoint administrator, including managing the SharePoint migration project.
  • Lead annual Medicare data validation exams; distribute regulations, hold informational meetings, perform quality assurance checks of data.
  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
  • Conduct Sarbanes-Oxley on big data audits, analyze statistical trends and control audits for fee governance efforts.
  • Show more

Finance compliance examiner vs compliance analyst skills

Common finance compliance examiner skills
  • Financial Institutions, 11%
  • Audit Reports, 7%
  • Financial Statements, 6%
  • Securities, 5%
  • Internal Controls, 5%
  • Financial Data, 4%
Common compliance analyst skills
  • PowerPoint, 6%
  • Customer Service, 5%
  • Risk Assessments, 5%
  • Regulatory Compliance, 4%
  • Compliance Issues, 4%
  • Compliance Program, 4%

Browse business and financial jobs