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Finance compliance examiner vs compliance specialist

The differences between finance compliance examiners and compliance specialists can be seen in a few details. Each job has different responsibilities and duties. Additionally, a finance compliance examiner has an average salary of $69,168, which is higher than the $57,330 average annual salary of a compliance specialist.

The top three skills for a finance compliance examiner include financial institutions, audit reports and financial statements. The most important skills for a compliance specialist are patients, regulatory compliance, and strong analytical.

Finance compliance examiner vs compliance specialist overview

Finance Compliance ExaminerCompliance Specialist
Yearly salary$69,168$57,330
Hourly rate$33.25$27.56
Growth rate21%6%
Number of jobs85,38134,610
Job satisfaction--
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 61%
Average age4246
Years of experience--

What does a finance compliance examiner do?

A finance compliance examiner's main job is to check whether facilities follow and abide by appropriate procedures, security regulations, and enforceable company policies. They analyze the accuracy of financial statements, records, forms, and reports on file and meet with different management and auditors to conclude quarterly and annual financial statements. Internal audit knowledge and integrity play a high role in this position since they will also be working on anti-money laundering and anti-corruption programs. They also recommend, direct, and monitor the implementation of revised guidelines and regulations to ensure compliance.

What does a compliance specialist do?

The role of compliance specialists is to ensure that companies comply with relevant industry standards and regulations. Their duties may vary depending on the industry they work in, such as healthcare or banking. Tasks include reviewing their company's business practices to ensure they follow specific regulations, resolving compliance issues that may arise, and being up-to-date with regulatory changes. As a compliance specialist, you should have industry expertise, in-depth knowledge of regulations, and auditing skills.

Finance compliance examiner vs compliance specialist salary

Finance compliance examiners and compliance specialists have different pay scales, as shown below.

Finance Compliance ExaminerCompliance Specialist
Average salary$69,168$57,330
Salary rangeBetween $46,000 And $102,000Between $38,000 And $85,000
Highest paying CityNew York, NYSan Francisco, CA
Highest paying stateNew YorkDelaware
Best paying companyFederal Reserve Bank of New YorkMeta
Best paying industryInsurancePharmaceutical

Differences between finance compliance examiner and compliance specialist education

There are a few differences between a finance compliance examiner and a compliance specialist in terms of educational background:

Finance Compliance ExaminerCompliance Specialist
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 61%
Most common majorBusinessBusiness
Most common collegeUniversity of Southern CaliforniaHarvard University

Finance compliance examiner vs compliance specialist demographics

Here are the differences between finance compliance examiners' and compliance specialists' demographics:

Finance Compliance ExaminerCompliance Specialist
Average age4246
Gender ratioMale, 58.2% Female, 41.8%Male, 38.4% Female, 61.6%
Race ratioBlack or African American, 6.7% Unknown, 5.6% Hispanic or Latino, 12.4% Asian, 10.4% White, 64.5% American Indian and Alaska Native, 0.4%Black or African American, 10.9% Unknown, 4.5% Hispanic or Latino, 15.7% Asian, 8.2% White, 59.8% American Indian and Alaska Native, 0.8%
LGBT Percentage19%12%

Differences between finance compliance examiner and compliance specialist duties and responsibilities

Finance compliance examiner example responsibilities.

  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Verify OFAC policies are being follow and dispositions are adequate.
  • Work 314b information request cases, evaluate cases for SAR/no SAR filing.
  • Create written publications and online compliance and ethics training for staff and providers.
  • Conduct enhance due diligence investigations relate to OFAC monitoring alerts.
  • Investigate information on member firm customer complaints and personnel terminations to determine possible NASD rule and securities law violations.
  • Show more

Compliance specialist example responsibilities.

  • Lead bi-weekly Medicaid meetings to maintain effective communication with all staff regarding AHCA updates and notifications.
  • Manage and submit regulatory permit and notification applications to USDA to import, move and release regulate plant materials.
  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
  • Access the IDX system to obtain patient billing information in order to review Medicare and Medicaid payments.
  • Develop training materials to be used company-wide for regulatory mandate continuing education; create written policy manual for ethics and compliance.
  • Perform SOX control testing and validation.
  • Show more

Finance compliance examiner vs compliance specialist skills

Common finance compliance examiner skills
  • Financial Institutions, 11%
  • Audit Reports, 7%
  • Financial Statements, 6%
  • Securities, 5%
  • Internal Controls, 5%
  • Financial Data, 4%
Common compliance specialist skills
  • Patients, 9%
  • Regulatory Compliance, 7%
  • Strong Analytical, 5%
  • FDA, 5%
  • Customer Service, 5%
  • PowerPoint, 4%

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