Finance compliance examiner vs credit union examiner

Differences between finance compliance examiner and credit union examiner duties and responsibilities

Finance compliance examiner example responsibilities.

• Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
• Verify OFAC policies are being follow and dispositions are adequate.
• Work 314b information request cases, evaluate cases for SAR/no SAR filing.
• Create written publications and online compliance and ethics training for staff and providers.
• Conduct enhance due diligence investigations relate to OFAC monitoring alerts.
• Investigate information on member firm customer complaints and personnel terminations to determine possible NASD rule and securities law violations.
Show more

Credit union examiner example responsibilities.

• Manage daily claims operations for Medicaid and Medicare plan.
• Balance all key accounts and assure they are in compliance with GAAP.
• Develop operational procedures for collections of non-performing loans FDIC national manual.
• Develop methodologies to assign regulatory capital treatment for assets purchase under FDIC loss sharing agreements.
• Prepare summary comments of examination findings as examiner-in-charge, detail-in-charge, and examiner on the examiner team.
• Provide regulatory advice and reviews relating to compliance (including sanctions regimes), transactions, and litigation for depository institutions.
Show more