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Finance compliance examiner vs examining officer

The differences between finance compliance examiners and examining officers can be seen in a few details. Each job has different responsibilities and duties. Additionally, a finance compliance examiner has an average salary of $69,168, which is higher than the $57,172 average annual salary of an examining officer.

The top three skills for a finance compliance examiner include financial institutions, audit reports and financial statements. The most important skills for an examining officer are audit process, , and .

Finance compliance examiner vs examining officer overview

Finance Compliance ExaminerExamining Officer
Yearly salary$69,168$57,172
Hourly rate$33.25$27.49
Growth rate21%21%
Number of jobs85,38155,872
Job satisfaction--
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 61%
Average age4242
Years of experience--

Finance compliance examiner vs examining officer salary

Finance compliance examiners and examining officers have different pay scales, as shown below.

Finance Compliance ExaminerExamining Officer
Average salary$69,168$57,172
Salary rangeBetween $46,000 And $102,000Between $26,000 And $122,000
Highest paying CityNew York, NY-
Highest paying stateNew York-
Best paying companyFederal Reserve Bank of New York-
Best paying industryInsurance-

Differences between finance compliance examiner and examining officer education

There are a few differences between a finance compliance examiner and an examining officer in terms of educational background:

Finance Compliance ExaminerExamining Officer
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 61%
Most common majorBusinessBusiness
Most common collegeUniversity of Southern CaliforniaUniversity of Pennsylvania

Finance compliance examiner vs examining officer demographics

Here are the differences between finance compliance examiners' and examining officers' demographics:

Finance Compliance ExaminerExamining Officer
Average age4242
Gender ratioMale, 58.2% Female, 41.8%Male, 59.2% Female, 40.8%
Race ratioBlack or African American, 6.7% Unknown, 5.6% Hispanic or Latino, 12.4% Asian, 10.4% White, 64.5% American Indian and Alaska Native, 0.4%Black or African American, 9.3% Unknown, 5.6% Hispanic or Latino, 11.3% Asian, 11.4% White, 62.1% American Indian and Alaska Native, 0.4%
LGBT Percentage19%19%

Differences between finance compliance examiner and examining officer duties and responsibilities

Finance compliance examiner example responsibilities.

  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Verify OFAC policies are being follow and dispositions are adequate.
  • Work 314b information request cases, evaluate cases for SAR/no SAR filing.
  • Create written publications and online compliance and ethics training for staff and providers.
  • Conduct enhance due diligence investigations relate to OFAC monitoring alerts.
  • Investigate information on member firm customer complaints and personnel terminations to determine possible NASD rule and securities law violations.
  • Show more

Examining officer example responsibilities.

  • Manage large ATF cases in coordination with other supervisors and field members.
  • Provide comprehensive written and verbal reports of regulatory concerns note during the examinations to member firm executives and FINRA's management.
  • Prepare findings and recommendations and monitor compliance base on ASR result.
  • Monitor drug court veterans using computer databases and making contact with multiple government agencies.

Finance compliance examiner vs examining officer skills

Common finance compliance examiner skills
  • Financial Institutions, 11%
  • Audit Reports, 7%
  • Financial Statements, 6%
  • Securities, 5%
  • Internal Controls, 5%
  • Financial Data, 4%
Common examining officer skills
  • Audit Process, 100%

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