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Finance compliance examiner vs senior capital markets specialist

The differences between finance compliance examiners and senior capital markets specialists can be seen in a few details. Each job has different responsibilities and duties. Additionally, a finance compliance examiner has an average salary of $69,168, which is higher than the $67,856 average annual salary of a senior capital markets specialist.

The top three skills for a finance compliance examiner include financial institutions, audit reports and financial statements. The most important skills for a senior capital markets specialist are derivative, securities, and treasury.

Finance compliance examiner vs senior capital markets specialist overview

Finance Compliance ExaminerSenior Capital Markets Specialist
Yearly salary$69,168$67,856
Hourly rate$33.25$32.62
Growth rate21%21%
Number of jobs85,38112,440
Job satisfaction--
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 72%
Average age4242
Years of experience--

Finance compliance examiner vs senior capital markets specialist salary

Finance compliance examiners and senior capital markets specialists have different pay scales, as shown below.

Finance Compliance ExaminerSenior Capital Markets Specialist
Average salary$69,168$67,856
Salary rangeBetween $46,000 And $102,000Between $36,000 And $124,000
Highest paying CityNew York, NY-
Highest paying stateNew York-
Best paying companyFederal Reserve Bank of New York-
Best paying industryInsurance-

Differences between finance compliance examiner and senior capital markets specialist education

There are a few differences between a finance compliance examiner and a senior capital markets specialist in terms of educational background:

Finance Compliance ExaminerSenior Capital Markets Specialist
Most common degreeBachelor's Degree, 77%Bachelor's Degree, 72%
Most common majorBusinessFinance
Most common collegeUniversity of Southern CaliforniaUniversity of Southern California

Finance compliance examiner vs senior capital markets specialist demographics

Here are the differences between finance compliance examiners' and senior capital markets specialists' demographics:

Finance Compliance ExaminerSenior Capital Markets Specialist
Average age4242
Gender ratioMale, 58.2% Female, 41.8%Male, 88.0% Female, 12.0%
Race ratioBlack or African American, 6.7% Unknown, 5.6% Hispanic or Latino, 12.4% Asian, 10.4% White, 64.5% American Indian and Alaska Native, 0.4%Black or African American, 7.8% Unknown, 5.7% Hispanic or Latino, 9.2% Asian, 8.1% White, 68.9% American Indian and Alaska Native, 0.4%
LGBT Percentage19%19%

Differences between finance compliance examiner and senior capital markets specialist duties and responsibilities

Finance compliance examiner example responsibilities.

  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Verify OFAC policies are being follow and dispositions are adequate.
  • Work 314b information request cases, evaluate cases for SAR/no SAR filing.
  • Create written publications and online compliance and ethics training for staff and providers.
  • Conduct enhance due diligence investigations relate to OFAC monitoring alerts.
  • Investigate information on member firm customer complaints and personnel terminations to determine possible NASD rule and securities law violations.
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Senior capital markets specialist example responsibilities.

  • Award special recognition and cash award for managing bank closings and performing forensic accounting of retain securities.
  • Authore FDIC policies and procedures for resolution of syndicate loans.
  • Determine daily pricing structure for wholesale and retail repo, CDs, Eurodollar deposits.
  • Consult with banks on modification and workout policy while playing a role in drafting FDIC commercial modification guidelines.
  • Conduct deep-dive on assets, value securities, build reserve levels for potential strategies, and measure against intrinsic valuations.
  • Finance participant for Hyperion systems financial application modifications/changes/request updates.
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Finance compliance examiner vs senior capital markets specialist skills

Common finance compliance examiner skills
  • Financial Institutions, 11%
  • Audit Reports, 7%
  • Financial Statements, 6%
  • Securities, 5%
  • Internal Controls, 5%
  • Financial Data, 4%
Common senior capital markets specialist skills
  • Derivative, 31%
  • Securities, 30%
  • Treasury, 19%
  • Operational Risk, 14%
  • Business Cases, 4%
  • CDS, 2%

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