Compliance analyst vs compliance director

Differences between compliance analyst and compliance director duties and responsibilities

Compliance analyst example responsibilities.

• Manage FHA, FHLMC, FNMA, VA and GNMA files.
• Manage monthly allocation process & governance to non-Germany regions, balancing regions & projects.
• Serve as TeamRoom/SharePoint administrator, including managing the SharePoint migration project.
• Lead annual Medicare data validation exams; distribute regulations, hold informational meetings, perform quality assurance checks of data.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Conduct Sarbanes-Oxley on big data audits, analyze statistical trends and control audits for fee governance efforts.
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Compliance director example responsibilities.

• Manage monthly FINRA registration fee allocations and departmental expenses.
• Manage Sarbanes-Oxley financial reporting and CAMP+ coverage, and certification process.
• Develop strategy to integrate acquired/new operations to achieve company ethics & compliance standards.
• Manage senior and junior surveillance/investigation analysts responsible for conducting AML surveillance and investigations.
• Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
• Provide explanations to families on Medicare and Medicaid billing and benefits.
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