License inspector vs bank compliance officer

Differences between license inspector and bank compliance officer duties and responsibilities

License inspector example responsibilities.

• Perform fit test, EPA regulate air sampling, training and scheduling and manage HealthRX database.
• Inspect & evaluate the condition electrical, plumbing, HVAC and relate operating systems.
• Inspect housing systems including foundations, HVAC, electrical, plumbing, roofing and structural.
• Provide updated information, interpretation and explanation of plumbing and mechanical codes to contractors, engineers, architects and other inspectors.
• Conduct water testing and radon gas testing.
• Conduct subsistence quality assurance inspections in food handling establishments, evaluates and recommends corrective actions for unsanitary conditions.

Bank compliance officer example responsibilities.

• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Prepare highly detail and concise written documentation to support reasons why no SAR are deemed necessary.
• Assist in creating, updating and reviewing compliance policies, procedures and guidance/tools relate to BSA/AML including KYC and OFAC.
• Implement rule-based SAR parameters for the detection of possible suspicious activity in wire transmission.
• Identify all transactions in OTC equity securities and ascertain that every recommendation to customers meet suitability standards via exclusion or exemption.
• Conduct personal injury, vehicle accidents, and worker's compensation investigations in anticipation of litigation.