License inspector vs bsa/aml compliance officer

Differences between license inspector and bsa/aml compliance officer duties and responsibilities

License inspector example responsibilities.

• Perform fit test, EPA regulate air sampling, training and scheduling and manage HealthRX database.
• Inspect & evaluate the condition electrical, plumbing, HVAC and relate operating systems.
• Inspect housing systems including foundations, HVAC, electrical, plumbing, roofing and structural.
• Provide updated information, interpretation and explanation of plumbing and mechanical codes to contractors, engineers, architects and other inspectors.
• Conduct water testing and radon gas testing.
• Conduct subsistence quality assurance inspections in food handling establishments, evaluates and recommends corrective actions for unsanitary conditions.

Bsa/aml compliance officer example responsibilities.

• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Conduct and verify that OFAC rules and regulations are apply and follow for assets from target foreign countries and individuals.
• Identify all transactions in OTC equity securities and ascertain that every recommendation to customers meet suitability standards via exclusion or exemption.
• Create policies, procedures, and train bank staff regarding HMDA reporting.
• Complete suspicious activity reports (SARs) to notify FinCEN of suspect incidents of money laundering or fraud.