License inspector vs finance compliance officer

Differences between license inspector and finance compliance officer duties and responsibilities

License inspector example responsibilities.

• Perform fit test, EPA regulate air sampling, training and scheduling and manage HealthRX database.
• Inspect & evaluate the condition electrical, plumbing, HVAC and relate operating systems.
• Inspect housing systems including foundations, HVAC, electrical, plumbing, roofing and structural.
• Provide updated information, interpretation and explanation of plumbing and mechanical codes to contractors, engineers, architects and other inspectors.
• Conduct water testing and radon gas testing.
• Conduct subsistence quality assurance inspections in food handling establishments, evaluates and recommends corrective actions for unsanitary conditions.

Finance compliance officer example responsibilities.

• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Enforce and ensure compliance with laws and regulations governing financial and securities institutions and financial transactions.
• Review and approve financial and non-financial disclosures to ensure compliance with federal securities regulations and FINRA rules and regulations.
• Develop oversight programs for enhance supervisory scenarios, engage others to act responsibly and minimize operational risks and internal controls issues.
• Prepare bi-weekly update of subcontract reports and update closeout status in SharePoint.
• Document data for alert investigation and review in an internal SharePoint system.
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