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Floor broker vs investment representative

The differences between floor brokers and investment representatives can be seen in a few details. Each job has different responsibilities and duties. It typically takes 4-6 years to become both a floor broker and an investment representative. Additionally, a floor broker has an average salary of $70,084, which is higher than the $65,361 average annual salary of an investment representative.

The top three skills for a floor broker include customer orders, NYSE and order flow. The most important skills for an investment representative are money management, mutual funds, and financial services.

Floor broker vs investment representative overview

Floor BrokerInvestment Representative
Yearly salary$70,084$65,361
Hourly rate$33.69$31.42
Growth rate10%10%
Number of jobs18,09735,914
Job satisfaction--
Most common degreeBachelor's Degree, 82%Bachelor's Degree, 78%
Average age4343
Years of experience66

Floor broker vs investment representative salary

Floor brokers and investment representatives have different pay scales, as shown below.

Floor BrokerInvestment Representative
Average salary$70,084$65,361
Salary rangeBetween $41,000 And $117,000Between $37,000 And $112,000
Highest paying City-New York, NY
Highest paying state-New York
Best paying company-American Century Investments
Best paying industry-Finance

Differences between floor broker and investment representative education

There are a few differences between a floor broker and an investment representative in terms of educational background:

Floor BrokerInvestment Representative
Most common degreeBachelor's Degree, 82%Bachelor's Degree, 78%
Most common majorFinanceBusiness
Most common collegeUniversity of PennsylvaniaUniversity of Pennsylvania

Floor broker vs investment representative demographics

Here are the differences between floor brokers' and investment representatives' demographics:

Floor BrokerInvestment Representative
Average age4343
Gender ratioMale, 89.7% Female, 10.3%Male, 72.1% Female, 27.9%
Race ratioBlack or African American, 5.8% Unknown, 4.1% Hispanic or Latino, 12.2% Asian, 10.2% White, 67.4% American Indian and Alaska Native, 0.2%Black or African American, 5.9% Unknown, 4.2% Hispanic or Latino, 12.4% Asian, 9.9% White, 67.4% American Indian and Alaska Native, 0.2%
LGBT Percentage6%6%

Differences between floor broker and investment representative duties and responsibilities

Floor broker example responsibilities.

  • Retail trader, fix income securities; manage client account activity; properly allocate client funds to appropriate investment options
  • Specialize in both equities and list option trading.
  • Participate in stock index futures arbitrage program between NY and Chicago.
  • Trade proprietary money for commodities clearing house in all commodities and equities markets.
  • Well verse in the pricing and valuation of derivative securities with a strong knowledge of mathematical and statistical analysis.
  • Arbitrage duties: receive, collate, and process orders from firms and traders that brokers execute in the pit.
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Investment representative example responsibilities.

  • Act as an investor center product coordinator; provide guidance on product and sales techniques for manage account solutions and annuities.
  • Manage and strengthen customer relationships through cross-selling and up-selling to maximize retention and income generation by contacting existing and prospective customers.
  • Re-Obtain previously hold FINRA licenses.
  • Sell fix and variable annuities.
  • License financial adviser & insurance producer register with both FINRA & the state of Massachusetts.
  • Answer inquiries with regards to equities, options, mutual fund, fixed-income and unit investment trusts.
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Floor broker vs investment representative skills

Common floor broker skills
  • Customer Orders, 16%
  • NYSE, 14%
  • Order Flow, 13%
  • Client Relations, 6%
  • Institutional Clients, 5%
  • Market Trends, 4%
Common investment representative skills
  • Money Management, 46%
  • Mutual Funds, 28%
  • Financial Services, 2%
  • FINRA, 2%
  • Customer Relationships, 2%
  • Market Trends, 2%