Compliance investigator vs license inspector

Differences between compliance investigator and license inspector duties and responsibilities

Compliance investigator example responsibilities.

• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Conduct BSA risk assessments on new products & services.
• Prepare and conduct yearly bank wide BSA/AML training.
• Research employee theft, fraud, Medicaid and Medicare contract compliance and computer security issues.
• Investigate potential AML, KYC and OFAC violations in the Americas and draft reports of findings.
• Investigate potential OFAC violations, money laundering, and fraudulent financial activity across client business lines.
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License inspector example responsibilities.

• Perform fit test, EPA regulate air sampling, training and scheduling and manage HealthRX database.
• Inspect & evaluate the condition electrical, plumbing, HVAC and relate operating systems.
• Inspect housing systems including foundations, HVAC, electrical, plumbing, roofing and structural.
• Provide updated information, interpretation and explanation of plumbing and mechanical codes to contractors, engineers, architects and other inspectors.
• Conduct water testing and radon gas testing.
• Conduct subsistence quality assurance inspections in food handling establishments, evaluates and recommends corrective actions for unsanitary conditions.