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TSCA Compliance Specialist
Bedoukian Research, Inc.
Compliance specialist job in Danbury, CT
We Offer…
An exciting role as a TSCA ComplianceSpecialist based in Danbury, Connecticut.
This function, under general supervision, assists with compliance with the Toxic Substances Control Act (TSCA). This function prepares and submits dossiers for imported raw materials, synthesized intermediates and final chemicals. This function is responsible for relevant paperwork and reporting requirements to maintain TSCA compliance.
This involves a range of activities including:
Support new US product registrations, e.g., TSCA PMN/LVE in close collaboration with R&D and Regulatory teams.
Work closely with internal teams to ensure reviews are conducted for raw material, research & development and commercial product introduction within the US.
Assist with annual EPCRA/TRI reporting
Participate in CDR reporting every 4 years
Submit 12b notices as required for applicable chemicals
Prepare import certifications for Purchasing department
Coordinate 3rd party testing as needed
Coordinate compliance with TSCA 8c and 8e reviews
Prepares documents, reports and memoranda.
Participate in BRI and industry TSCA advocacy issues where necessary.
Stay informed of the status of chemical being reviewed by USEPA for TSCA enforcement
Maintains regulatory records for Federal, State and local compliance.Complies with all BRI environmental, and safety policies and procedures as well as relevant local, state and federal regulations.
Performs related work as assigned.
You Offer…
Bachelor's Degree or Advanced Degree in a Related Technical or Scientific discipline is generally preferred, along with two to five years experience directly related to the duties and responsibilities specified.
Knowledge of toxicology, general and organic chemistry, manufacturing techniques and relevant areas of environmental and safety regulations is desirable.
Experience with TSCA requirements and history preparing LVE/PMN submissions.
Ability to prepare technical governmental dossiers.
Knowledge of chemistry and manufacturing processes.
Ability to gather relevant toxicological data including choosing candidates for read-across/bridging.
Detail oriented
Excellent written and oral communication skills
Ability to maintain proper records.
We Offer…
a competitive compensation and benefit package including medical, dental, Bonus program, profit sharing and 401k.
An Equal Opportunity Employer committed to diversity in the workplace.
$55k-85k yearly est. 2d ago
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Compliance Specialist
Adecco 4.3
Compliance specialist job in Ridgefield, NJ
This is an exceptional opportunity to join a company that is a leading global scientific/biotech research organization and Fortune 500 world leader in serving science!
Adecco is currently assisting one of its clients in their search for a ComplianceSpecialist in Ridgefield, NJ!
Pay rate: $20 - $25/hr (dependent on experience)
Shift availability: Mon - Fri, 8a-5p
24 months
The ComplianceSpecialist is responsible to support Manufacturing by investigating, authoring and managing non-conformance reports (NCRs) for production and environmental monitoring (EM) events. Assign corrective and preventative actions (CAPAs) and effectiveness checks (ECs) to address issues identified throughout production. Work with cross-functional teams, including production, quality control, quality assurance and facilities, to ensure efficient problem-solving and resolution of non-conformance issues. Communicate findings, actions, and improvements to relevant stakeholders and management.
For instant consideration for this role, click on Apply Now and don't forget to upload your resume!
Responsibilities for this ComplianceSpecialist include but are not limited to:
Non-Conformance Report (NCR) Management:
Investigate both significant and non-significant NCRs for production and EM events.
Analyze data and identify the root causes to ensure a thorough investigation and identification of underlying issues.
Write and maintain comprehensive NCR reports, including all necessary details such as cause, impact, and actions taken.
Corrective and Preventative Actions (CAPA):
Work closely with cross-functional teams to develop and implement corrective and preventative actions in response to NCR findings.
Ensure CAPAs are well-defined, actionable, and address the root cause effectively.
Monitor and track the progress of CAPAs, ensuring timely resolution and documentation of outcomes.
Effectiveness Checks (EC):
Conduct effectiveness checks (ECs) to assess the success of implemented CAPAs and NCR resolutions.
Analyze the results of effectiveness checks to ensure that corrective actions have been effective in preventing recurrence.
Recommend further adjustments to CAPAs if necessary, based on the effectiveness checks.
Education/Certification Requirements:
High School Diploma or GED (+ 8 years of experience)
Bachelor's degree (+ 3 years of experience)
Experience requirements for this ComplianceSpecialist:
3+ years of manufacturing, quality assurance, or related field experience
Experience managing NCR's, CAPA's and EC's
Proficient with MS Office Suite (Word and Excel)
GMP knowledge and FDA guidelines
Strong analytical, problem-solving, and investigative skills
Excellent communication skills
As a reminder, this role is being recruited for by one of our National Recruitment Teams and not your local Branch. In order to be considered, please follow the steps included upon your application. If you are interested in an ComplianceSpecialist in Ridgefield, NJ APPLY NOW for instant consideration!
Benefit offerings available for our associates include medical, dental, vision, life insurance, short-term disability, additional voluntary benefits, EAP program, commuter benefits and a 401K plan. Our benefit offerings provide employees the flexibility to choose the type of coverage that meets their individual needs. In addition, our associates may be eligible for paid leave including Paid Sick Leave or any other paid leave required by Federal, State, or local law, as well as Holiday pay where applicable.
Equal Opportunity Employer/Veterans/Disabled
To read our Candidate Privacy Information Statement, which explains how we will use your information, please navigate to **********************************************
The Company will consider qualified applicants with arrest and conviction records in accordance with federal, state, and local laws and/or security clearance requirements, including, as applicable:
The California Fair Chance Act
Los Angeles City Fair Chance Ordinance
Los Angeles County Fair Chance Ordinance for Employers
San Francisco Fair Chance Ordinance
$20-25 hourly 2d ago
Compliance Officer - Leading Systematic Trading Firm
Simmons & Hanbury
Compliance specialist job in Stamford, CT
Our Client
Our client is an advanced, global trading firm seeking a highly motivated compliance individual to join their Trading Compliance team and work closely with the current Head of Compliance. This is a fantastic opportunity to assist the Head of Compliance in building out the compliance programme and quickly add value across a diverse set of responsibilities.
Key Responsibilities
Support the Head of Trading Compliance in building and maintaining the firm's compliance programme for a leading quantitative fund.
Research and interpret regulatory requirements, ensuring the firm remains aligned with evolving global rules.
Manage regulatory horizon scanning, reporting obligations and policy implementation to maintain compliance standards.
Become involved in trade alerting/surveillance for the wider business.
Experience Requirements:
Circa 5+ years compliance experience with ideally a background in either asset/investment management, hedge fund, markets or trading firms.
Strong attention to detail and able to manage multiple projects efficiently under tight deadlines.
Strong communicator with collaborative mindset, capable of independent work and effective stakeholder engagement.
Beneficial to have exposure across quantitative or systematic trading systems/environments.
Ideally based in Stamford, Connecticut, but open to working between New York and Stamford.
Due to the high volume of applications, if you haven't heard back from the team on this role, unfortunately, your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.
About Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search, interim solutions and market intelligence within the Legal, Compliance, Corporate Governance and Human Resources practice areas.
We are committed to creating an inclusive and accessible recruitment process for all candidates. If you require any reasonable adjustments to participate in the application process, please reach out directly. We welcome discussions about your needs and endeavour to provide support to ensure a positive experience.
$64k-100k yearly est. 4d ago
Transportation Compliance Coordinator
Asendia
Compliance specialist job in Hauppauge, NY
This position is responsible for accomplishing compliance business objectives by producing value-added employee results; offering information and opinion as a member of senior management; integrating objectives with other business units; directing staff.
Ensure compliance with all IACSSP, CCSF, SSPAC, Fire Safety, FMCSA and DOT rules and regulations.
Respond to inquiries for previous employment verification.
Enhance the company's positive image and provide exceptional customer service to associates and customers.
Strict adherence to the applicable federal, state, local laws and company policies and procedures are a must.
The delivery of quality service and positive interaction with our customers is critical to the completion of all the tasks within this job description. The ability to greet all visitors, vendors, and employees, while continuously maintaining the standards of excellence in presentation and professionalism.
Develop and recommend new procedures and approaches to safety and loss prevention based on reports of incidents, accidents, and other relevant information.
Implement security/safety improvements that benefit the company's assets, visitors, tenants, and employees as directed.
Lead weekly TSA Compliance meetings to disseminate important information to all operations managers and receive reports on site status and compliance.
Lead monthly Safety/Security/DG meetings to manage emerging threats, trends, and regulatory responsibilities.
In addition to having knowledge and training on the following:
• IAC Management
• CCSF Management
• Dangerous Goods/Safety
• Department of Transportation
$48k-72k yearly est. 2d ago
Transparency Compliance Analyst
Henry Schein 4.8
Compliance specialist job in Melville, NY
Our organization is seeking a Compliance Analyst to join our Corporate Compliance team. In this role, your primary function is to oversee daily business operations and help ensure transparency compliance under the federal and other state applicable laws and policies. Managing the day to day operation of the US drug pricing and supporting transparency program to assure all disclosures are accurate and complete. This involves performing internal data collection, partnering with regulatory and finance, documenting business process, and providing timely reports or information to leadership and external agencies. It is essential to document any issues and respond to any internal requests from stakeholders.The position holder must also stay up-to-date with specific time sensitive tasks such as such as inquiries from agencies and data changes in internal procedures from other departments. Review and document how the federal and state statutes are assessed and keep calendar of requirement deadlines.
KEY RESPONSIBILITIES:
• Ability to operationalize and understand laws specific to our business model
• Oversee business operations to ensure transparency compliance with specific laws
• Assist with daily monitoring inquiries or audits
• Perform data analytics based off spreadsheets and transparency software
• Log and track issues into our database and/or notify business leaders if necessary
• Review current business processes and document changes in work instructions
• Communicate effectively with management on all daily inquiries
• Provide training and informational materials to employees when necessary
• Stay up-to-date on time sensitive tasks such as disclosure reviews
SPECIFIC KNOWLEDGE & SKILLS:
• The role requires 3 years in compliance, legal, business analytics, data administration, financial accounting analytics or related work experience.
• Analytical and Problem-solving ability.
• Strong verbal and written communication.
• Must be organized, detail oriented, interpersonal, customer service skills. Must be able to able to exercise solid judgment and assess risk.
• Bachelor's Degree minimum requirement in Business, Computer Science, Finance, Statistics
GENERAL SKILLS & COMPETENCIES:
Basic understanding of industry practices
General proficiency with tools, systems, and procedures
Basic planning/organizational skills and techniques
Good decision making, analysis and problem solving skills
Good verbal and written communication skills
Basic presentation and public speaking skills
Basic interpersonal skills
Developing professional credibility
WORK EXPERIENCE:
Typically 2 to 4 years of related professional experience.
PREFERRED EDUCATION:
Typically a Bachelor's Degree or global equivalent in related discipline.
TRAVEL / PHYSICAL DEMANDS:
Travel typically less than 10%. Office environment. No special physical demands required.
The posted range for this position is $60,600-$75,750 which is the expected starting base salary range for an employee who is new to the role to fully proficient in the role. Many factors go into determining employee pay within the posted range including prior experience, current skills, location/labor market, internal equity, etc.
This position is eligible for a bonus not reflected in the posted range.
Other benefits available include: Medical, Dental and Vision Coverage, 401K Plan with Company Match, PTO, Paid Parental Leave, Income Protection, Work Life Assistance Program, Flexible Spending Accounts, Educational Benefits, Worldwide Scholarship Program and Volunteer Opportunities.
Henry Schein, Inc. is an Equal Employment Opportunity Employer and does not discriminate against applicants or employees on the basis of race, color, religion, creed, national origin, ancestry, disability that can be reasonably accommodated without undue hardship, sex, sexual orientation, gender identity, age, citizenship, marital or veteran status, or any other legally protected status.
For more information about career opportunities at Henry Schein, please visit our website at: ***************************
Fraud Alert
Henry Schein has recently been made aware of multiple scams where unauthorized individuals are using Henry Schein's name and logo to solicit potential job seekers for employment.
Please be advised that Henry Schein's official U.S. website is
*******************
. Any other format is not genuine. Any jobs posted by Henry Schein or its recruiters on the internet may be accessed through Henry Schein's on-line "career opportunities" portal through this official website. Applicants who wish to seek employment with Henry Schein are advised to verify the job posting through this portal.
No money transfers, payments of any kind, or credit card numbers, will EVER be requested from applicants by Henry Schein or any recruiters on its behalf, at any point in the recruitment process.
$60.6k-75.8k yearly Auto-Apply 60d+ ago
Privacy and Compliance Specialist
Maximus 4.3
Compliance specialist job in Bridgeport, CT
Description & Requirements Maximus is currently hiring for a Privacy and ComplianceSpecialist to support our Arkansas No Wrong Door project. This is a remote position, with travel to Little Rock, AR required as business and/or client needs arise. The Privacy & ComplianceSpecialist will provide advice on compliance matters, guiding management and staff in maintaining a compliant and confidential operational environment. This position will integrate compliance measures and ensure seamless adherence to privacy protocols. This position is responsible for assessing and enforcing all state and federal mandated privacy policies.
*This position is contingent upon contract award.*
Why Maximus?
Work/Life Balance Support - Flexibility tailored to your needs!
• Competitive Compensation - Bonuses based on performance included!
•Comprehensive Insurance Coverage - Choose from various plans, including Medical, Dental, Vision, Prescription, and partially funded HSA. Additionally, enjoy Life insurance benefits and discounts on Auto, Home, Renter's, and Pet insurance.
• Future Planning - Prepare for retirement with our 401K Retirement Savings plan and Company Matching
• Paid Time Off Package - Enjoy PTO, Holidays, and extended sick leave, along with Short and Long Term Disability coverage.
• Holistic Wellness Support - Access resources for physical, emotional, and financial wellness through our Employee Assistance Program (EAP).
• Recognition Platform - Acknowledge and appreciate outstanding employee contributions.
• Tuition Reimbursement - Invest in your ongoing education and development.
• Employee Perks and Discounts - Additional benefits and discounts exclusively for employees.
• Maximus Wellness Program and Resources - Access a range of wellness programs and resources tailored to your needs.
•Professional Development Opportunities: Participate in training programs, workshops, and conferences.
Essential Duties and Responsibilities:
- Review reported incidents related to potential or actual privacy, security, or data breaches.
- Coordinate the incident or breach management process (as appropriate) with project management, DOH and the corporate Privacy and Data Protection Office.
- Work with project management, DOH and the corporate Privacy and Data Protection Office to develop and disseminate all required notifications of suspected or actual breach of protection of protected health information or personally identifiable information.
- Mentor Privacy Specialists with incident investigations and review privacy reports and deliverables.
- Conduct project related privacy risk assessments and internal audits.
- Review privacy practices and supports periodic compliance audits of sub-contractors and vendors for the project site to assure compliance with contract requirements, quality principles and Business Associate Agreements.
- Manage the collection, analysis and reporting of privacy program data and metrics.
- Develop departmental work instructions and reference materials.
- Develop project privacy and security training and awareness materials.
- Conduct training regarding compliance, privacy, and quality awareness.
- Prepare data in support of regularly scheduled meetings, facilitating as required.
- Support the effectiveness of the quality management system and complies with ISO 9001.
- Support the Compliance Manager with assigned duties and acts as the department's subject matter expert.
- Responsible for maintaining confidentiality in daily tasks.
- Maintain current knowledge of the federal and state rules, regulations, and guidance related to security and privacy including but not limited to HIPAA, HITECH, Federal Exchange regulations (ACA regulations).
- Maintain awareness of corporate and project privacy and security policies and procedures.
- Develop, maintain, document and report on the Contractor's privacy measures.
- Ensure the system complies with all current and future federal and state privacy regulations and standards.
- Conduct audits and implement safeguards to maintain data integrity and confidentiality, specifically in regard to Protected Health Information (PHI) and Personally Identifiable Information (PII).
- Lead initiatives to train contractor and DHS employees, as requested, on compliance requirements and privacy best practices.
- Provides support for external privacy audits. The Privacy & ComplianceSpecialist position is not required to be onsite; however, the client will require travel to our site in Little Rock, AR for the purpose of training, audits, and/or compliance review.
Minimum Requirements
- Bachelor's degree in relevant field of study and 5+ years of relevant professional experience required, or equivalent combination of education and experience.
- Must possess a minimum of five (5) years of experience managing or in a key management position for a large-scale government human services project, including a minimum of three (3) years of that experience in a Privacy Officer role (or a role of similar scope and responsibility).
- Must have excellent communication skills, writing skills, facilitation skills, and formal presentation skills.
- Must be willing and able to travel to Little Rock, AR as business and/or client needs dictate.
- Preferred Certifications: Certified Health Care Privacy and Security (CHPS), Certified in Cybersecurity (CC), OffSec Certified Professional (OSCP), OffSec Certified Professional Plus (OSCP+), Junior Penetration Tester (PT1), Practical SOC Analyst Associate (PSAA), Practical Web Pentest Associate (PWPA), Practical Web Pentest Professional (PWPP), Practical Junior Penetration Tester (PJPT), Practical Network Penetration Tester (PNPT), Certified Information Privacy Professional (CIPP), or Certified Ethical Hacker (CEH).
Home Office Requirements:
- Internet speed of 20mbps or higher required (you can test this by going to *******************
- Connectivity to the internet via either Wi-Fi or Category 5 or 6 ethernet patch cable to the home router.
- Must currently and permanently reside in the Continental US.
EEO Statement
Maximus is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, age, national origin, disability, veteran status, genetic information and other legally protected characteristics.
Pay Transparency
Maximus compensation is based on various factors including but not limited to job location, a candidate's education, training, experience, expected quality and quantity of work, required travel (if any), external market and internal value analysis including seniority and merit systems, as well as internal pay alignment. Annual salary is just one component of Maximus's total compensation package. Other rewards may include short- and long-term incentives as well as program-specific awards. Additionally, Maximus provides a variety of benefits to employees, including health insurance coverage, life and disability insurance, a retirement savings plan, paid holidays and paid time off. Compensation ranges may differ based on contract value but will be commensurate with job duties and relevant work experience. An applicant's salary history will not be used in determining compensation. Maximus will comply with regulatory minimum wage rates and exempt salary thresholds in all instances.
Accommodations
Maximus provides reasonable accommodations to individuals requiring assistance during any phase of the employment process due to a disability, medical condition, or physical or mental impairment. If you require assistance at any stage of the employment process-including accessing job postings, completing assessments, or participating in interviews,-please contact People Operations at **************************.
Minimum Salary
$
68,900.00
Maximum Salary
$
75,000.00
$56k-82k yearly est. Easy Apply 3d ago
Director SOX Compliance
Opal Fuels Inc.
Compliance specialist job in White Plains, NY
About OPAL Fuels OPAL Fuels (Nasdaq: OPAL) is a leader in the capture and conversion of biogas into low carbon intensity RNG and renewable electricity. OPAL Fuels is also a leader in the marketing and distribution of RNG to heavy duty trucking and other hard to de-carbonize industrial sectors. For additional information, and to learn more about OPAL Fuels and how it is leading the effort to capture North America's naturally occurring methane and decarbonize the economy, please visit ******************
Position Summary
We are hiring for a Director SOX Compliance with at least 10 years of experience to work in our Accounting department. This position reports to Chief Accounting Officer and is located in our White Plains, New York headquarters.
We are seeking an experienced and detail-oriented Director of SOX Compliance to lead our internal controls program as we prepare for full SEC Rule 404 compliance by FY2026. This role is critical to managing the company's SOX compliance framework, ensuring robust control design, documentation, and execution across financial and IT systems. The ideal candidate will bring 10-15 years of Big 4 and large corporate experience with deep expertise in SOX 404, U.S. GAAP, and IT general controls.
This role will play a pivotal part in our internal control transformation as we prepare for increased audit scrutiny. The Director, SOX Compliance will bring in-house leadership to an area currently managed externally and ensure we are well-positioned for future regulatory requirements.
Duties and Responsibilities
* Design, implement, and manage the company's SOX 404 compliance program, including documentation and testing strategies.
* Lead the transition to a full-scale integrated audit environment by FY2026, aligning with SEC requirements.
* Serve as the internal expert on control design, financial reporting, and IT systems controls.
* Collaborate with external consultants and auditors, including Protiviti, to assess and enhance the current control framework.
* Develop and maintain comprehensive SOX documentation including narratives, process flows, deficiency tracking, and annual testing plans.
* Provide technical accounting guidance and ensure proper documentation through policy papers and internal memos.
* Support the evolution of segregation of duties (SOD) and access controls within ERP and IT environments.
* Coordinate with Legal, IT, Finance, and Operations to drive cross-functional alignment and process improvement.
* Oversee outsourced SOX testing while ensuring consistency and quality in execution.
Qualifications and Skills
* Bachelor's degree, CPA required; CIA preferred
* 10-15 years of SOX management experience in Big 4 and Fortune 500 companies
* Strong understanding of SOX 404, U.S. GAAP, and internal audit principles
* Proven experience in managing both financial and IT systems controls
* Demonstrated expertise in preparing accounting memos and internal policy documentation
* Exceptional attention to detail and a strong focus on documentation accuracy
* Strong organizational and leadership skills with the ability to engage cross-functional teams
Work Hours and Arrangements
Monday - Friday; standard business hours. This role is expected to work in the office hybrid, at least 3 days per week.
Physical Requirements
The physical demands described are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodation may be made to enable individuals with disabilities to perform the essential functions.
Work is performed in an office environment and requires the ability to operate standard office equipment and keyboards. Position requires substantial movements of the wrists, hands, and/or fingers as necessary. Employee is required to perform activities such as preparing and analyzing data and figures; transcribing; viewing a computer terminal, and extensive reading. Must be able to remain in a stationary position for an extended period.
Job Type
Full-time
Pay
The range for this role is anticipated to be $150,000-$170,000 with bonus for eligible positions. Where a specific pay range is noted, it is a good faith estimate at the time of this posting. The actual salary offered will be based on experience, skills, qualifications, market / business considerations, and geographic location.
Benefits
* Health Insurance
* Dental Insurance
* Vision Insurance
* Life Insurance
* Short & Long Term Disability
* 401(k) plus Matching Contributions
* Tuition Assistance
* Referral Bonus
* Generous Paid Time Off
* Ten Paid Holidays
OPAL Fuels LLC is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, creed, national origin or ancestry, ethnicity, sex (including gender, pregnancy, sexual orientation, and gender identity), age, physical or mental disability, citizenship, past, current, or prospective service in the uniformed services, genetic information, or any other characteristic protected under applicable federal, state, or local law.
OPAL Fuels does not accept unsolicited resumes from third-party recruiters or agencies without a current signed agreement and written confirmation specifying the roles for which submissions are authorized. Any resumes submitted without an agreement and authorization will be considered the property of OPAL Fuels.
$150k-170k yearly 21d ago
Compliance Director - 2034
Bhired
Compliance specialist job in Monsey, NY
A healthcare services organization is seeking a Compliance Director to oversee regulatory compliance, provider relations, and audit readiness. This role ensures adherence to federal, state, and contractual requirements across operations.
Responsibilities Include:
Leading organizational compliance and regulatory programs
Managing provider contracting, credentialing, and rate negotiations
Overseeing internal and external audits
Serving as liaison with regulatory agencies
Conducting risk assessments, investigations, and compliance reviews
Ideal Qualifications:
Healthcare compliance leadership experience
Strong knowledge of federal and state regulations
Analytical and research-driven mindset
Excellent reporting and communication skills
Experience managing audits and regulatory interactions
Salary: $100k - $140k/Year
To apply, please send your resume to *******************
$100k-140k yearly Easy Apply 35d ago
Compliance Manager, HEALI
Health and Welfare Council of Long Island 3.5
Compliance specialist job in Huntington Station, NY
The Health and Welfare Council of Long Island (HWCLI) is a private, not for profit, health and human services planning, research/public education and advocacy organization that serves as the umbrella for public and non-profit agencies serving Long Island's poor and vulnerable individuals and families.
The Health Empowerment Alliance of Long Island (HEALI) is Long Island's Social Care Network (SCN) of community-based organizations (CBOs) and healthcare providers building a person centric model that integrates healthcare, social care, and behavioral health care. HWCLI is the lead entity for the HEALI Social Care Network.
JOB ANNOUNCEMENT: Compliance/Operations Manager
HWCLI seeks an energetic, passionate, and socially conscious professional to support HEALI's initiatives. The primary function of the Operations Manager is to implement comprehensive compliance and HR strategies for an innovative start-up environment. This is a new position within the organization and reports directly to the Sr. Director of Operations.
Responsibilities include:
Compliance, 50%
Implement compliance policies and procedures.
Provide training and support to employees/network on compliance-related matters.
Investigate and resolve compliance-related complaints and issues.
Complete bi-weekly exclusion screenings.
Prepare reports and documentation for management and regulatory agencies.
Conduct internal monitoring and auditing for policy compliance, discover preventive and corrective measures executed for audit findings, and coordinate internal and external corrective measures to be executed
Collaborate with other departments to ensure comprehensive compliance across the organization.
Human Resources, 30%
Coordinate and implement policies, processes, training, initiatives, and surveys to support the organizations human resource compliance and strategy needs;
Administers and collaborates on the administration of human resource programs including, but not limited to benefits, and leave; disciplinary matters; disputes and investigations; performance and talent management; productivity, recognition, and morale; occupational health and safety; and training and development;
Executes best practices for hiring and talent management;
Conduct orientation, onboarding and offboarding of staff;
Monitors and collaborates with Director of Operations to ensure the organization's compliance with federal, state, and local employment laws and regulations, and recommended best practices; reviews and modifies policies and practices to maintain compliance;
Maintains knowledge of trends, best practices, regulatory changes, and new technologies in human resources, talent management, and employment law.
And other responsibilities as determined by Sr. Director of Operations
Other duties, 20%:
Perform other ad-hoc projects, optimization, and other relevant duties and responsibilities as assigned by the Senior Director;
Qualifications, Required Skills and Experience:
Bachelor's degree in compliance, human resources, Business Administration, or related field required; Master's degree preferred.
5+ Years of compliance/human resources experience, with preference for experience in a nonprofit or healthcare setting.
Experience with Microsoft Office Suite and Google Workspace.
Strong interpersonal skills, strong written and verbal communication skills, excellent analytical skills and experience supervising staff.
Certifications such as Certified in Healthcare Compliance (CHC) or SHRM-CP or other professional certifications, are highly preferred
Strong commitment to social justice and HWCLI's mission.
Benefits:
Compensation is commensurate with experience
Generous retirement plan with Employer contribution after 1-year, disability insurance, flexible spending accounts, paid time-off
Hybrid work environment
Opportunity to work in a dynamic environment making a positive impact in our region
HWCLI is an equal opportunity employer.
$105k-139k yearly est. 60d+ ago
Information Security | Governance Risk and Compliance, Audits , Workflow
Testingxperts 4.0
Compliance specialist job in Stamford, CT
We are directly work with Infosys. Established in 1981, Infosys is a NYSE listed global consulting and IT services company with more than 198,000 employees. From a capital of US$ 250, we have grown to become a US$ 10.4 billion (LTM Q1 FY 18 revenues) company with a market capitalization of approximately US$ 34.50 billion.
In our journey of over 35 years, we have catalyzed some of the major changes that have led to India's emergence as the global destination for software services talent. We pioneered the Global Delivery Model and became the first IT Company from India to be listed on NASDAQ. Our employee stock options program created some of India's first salaried millionaires.
Read more about the defining moments in the history of Infosys.
Client: Infosys
Title: Information Security | Governance Risk and Compliance, Audits , Workflow
Location: Stamford, CT
Duration: 6 Months
Experience Need: Min 8+ yrs
Rate: $55/hr on c2c
Job Description:
·
The Information Security Engineer is delivering a key service to an enterprise-level team of Information Security specialists.
·
This person will ensure that our Information Security systems are designed, implemented and secured to appropriate operational standards thus maintaining and enhancing customer trust.
·
This person will incorporate resiliency into our systems and application designs.
·
Activities include: security application analysis against published operational standards; identification of gaps; proposed plans for remediation; work with management to document all of the above.
·
The Information Security Engineer may perform additional technical functions related to Information Security and ensure compliance with RBS Global Information Security policy and best practices across all business units within RBS Securities, North America.
The primary responsibilities of the Senior Information Security Analyst position are:
·
Assist in the ongoing engineering and operation of the Security Operations
Center's Security Information and Event Management (SIEM) tool.
·
Must be able to develop and implement SIEM use cases to identity and respond to malicious events in real-time.
·
Also should work with
SecOPs
to reduce the false positive and suppress duplicate alerts.
·
Respond to security incidents and generate targeted alerts for suspected areas.
·
Assist in the creation of an end-to-end technology strategy for SIEM to address current and future security concerns, emerging threats, regulatory compliance and alignment with technology and the business.
·
Keep us on the leading edge with respect to knowledge of
security threats
(including Web, mobile and desktop applications), vulnerabilities and controls, and assess their applicability to our business initiatives and business strategies
·
Manage minor projects / tasks and provide regular reports on progress.
·
Perform other duties, as assigned.
COMPETENCIES
·
The ideal candidate will have knowledge and experience with the following operating systems:
Windows, *nix (RHEL, cent OS)
·
Must have
strong understanding
of information
systems security; network architecture; general database concepts; document management; hardware and software troubleshooting; electronic mail systems, Microsoft Office applications; intrusion tools; and computer forensic tools such as EnCase, Access Data, and FTK.
·
The candidate must be able to
conduct exams
on compromised
computers and servers.
·
Proficiency in
conducting live
analysis on
networks, and multiple platforms
is desired.
·
Must possess the ability to articulate in written and oral communication.
·
An
extensive interview will be conducted
, and will cover a variety of
topics
, such as
network architecture
and information security,
to computer forensic methods and best practices, as well as investigative techniques.
Technology Requirements:
·
Bachelor's Degree or equivalent experience in Information Technology
·
5+ years' experience
designing
and
implementing
fault-tolerant applications
, 3+ years'
experience
in
Information Security
.
·
Hands-on
security
experience is essential.
·
Prior experience
implementing
: high availability applications utilizing
SAN, clustering, virtualization
.
·
Familiarity with: bespoke applications built on an
MS SQL back end
.
·
Experience
with any of the following security tools (or equivalents) desired:
Splunk ES, UBA, Carbon Black McAfee Vulnerability Management / Foundstone, Varonis, Netpro AD Auditing
·
Business/Analytical Knowledge.
·
Demonstrated
experience
of managing
forensic cases and corporate incidents
is a must.
·
Previous experience in a
Financial Services
firm a
plus
.
·
Industry certifications a plus
(CISSP, CISA, CISM, CEH, CFE, CCFE).
Qualifications
BE or BTech
Additional Information
All your information will be kept confidential according to EEO guidelines.
$55 hourly 1d ago
Renewable Natural Gas (RNG) Compliance Analyst
Opal Fuels
Compliance specialist job in White Plains, NY
OPAL Fuels (Nasdaq: OPAL) is a leader in the capture and conversion of biogas into low carbon intensity RNG and renewable electricity. OPAL Fuels is also a leader in the marketing and distribution of RNG to heavy duty trucking and other hard to de-carbonize industrial sectors. For additional information, and to learn more about OPAL Fuels and how it is leading the effort to capture North America's naturally occurring methane and decarbonize the economy, please visit ******************
Position Summary
We are hiring for an RNG Compliance Analyst with at least 2 years of experience to work in our Finance and Treasury team. This position is located in our White Plains, New York headquarters.
OPAL Fuels offers the incoming RNG Compliance Analyst a unique opportunity to engage in all aspects of the rapidly growing and evolving renewable fuels and decarbonization sectors through OPAL's vertically integrated structure incorporating both upstream RNG producers and downstream marketing and distribution of RNG. Due to the lean size of the Finance and Treasury team, the Analyst will rapidly gain experience in all aspects of the business with significant exposure to senior professionals and executive management.
Duties and Responsibilities
Maintain process for tracking, generation, accounting, reporting, managing, and monetizing environmental credits.
Collect all required data from internal and external RNG suppliers and downstream fueling customers to generate environmental credits.
Manage contractual database of RNG suppliers and downstream fueling contracts, lead onboarding process for new contractual customers, document critical compliance requirements, and lead registration process of new contractual relationships with EPA and CARB.
Manage periodic supply and dispensing statements and payments to customers.
Maintain and report all RIN and LCFS credits currently held for sale and maintain records of all past generation and sale activity.
Assist and support RFS and LCFS Pathway applications and support operations group with compliance monitoring plans for RNG pathways.
Provide periodic reporting for senior management of environmental credit activities.
Coordinate with external auditors and outside parties for all credit programs for validation of all OPAL Fuels environmental credits.
Provide critical support with corporate financial reporting, budgeting and short/long term forecasts and financial models for this principal revenue stream for OPAL Fuels.
Qualifications and Skills
Bachelor's degree with an exceptional record of academic achievement.
2-3 years of relevant work experience.
Strong Excel modeling, analytical, valuation and critical thinking skills.
Ability to take initiative and be accountable for running a process to conclusion.
Strong multi-tasking skills and attention to detail.
Excel in a rigorous, and fast-paced work environment.
Must be a team player with strong interpersonal skills.
Willingness to devote the time necessary to complete assignments in a timely, professional manner.
Outstanding written and verbal communication skills with the ability to articulate and present complex information to key internal and external stakeholders in a clear and concise manner.
Work Hours and Arrangements
Monday - Friday; standard business hours. This role is expected to work in the office hybrid, at least 3 days per week.
Physical Requirements
The physical demands described are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodation may be made to enable individuals with disabilities to perform the essential functions.
Work is done in an office environment and requires the ability to operate standard office equipment and keyboards. Position requires substantial movements of the wrists, hands, and/or fingers, as necessary. Employees are required to perform activities such as preparing and analyzing data and figures; transcribing; viewing a computer terminal, and extensive reading. Must be able to remain in a stationary position for an extended period.
Job Type
Full time
Pay
The range for this role is anticipated to be $75,000-$100,000 annually with bonus for eligible positions. Actual pay will be determined based on experience, education, location, and other job-related factors permitted by law.
Benefits
Health Insurance
Dental Insurance
Vision Insurance
Life Insurance
Short & Long Term Disability
401(k) plus Matching Contributions
Tuition Assistance
Referral Bonus
Generous Paid Time Off
Ten Paid Holidays
OPAL Fuels LLC is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, creed, national origin or ancestry, ethnicity, sex (including gender, pregnancy, sexual orientation, and gender identity), age, physical or mental disability, citizenship, past, current, or prospective service in the uniformed services, genetic information, or any other characteristic protected under applicable federal, state, or local law.
OPAL Fuels does not accept unsolicited resumes from third-party recruiters or agencies without a current signed agreement and written confirmation specifying the roles for which submissions are authorized. Any resumes submitted without an agreement and authorization will be considered the property of OPAL Fuels.
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$75k-100k yearly 19d ago
Director Compliance & Legal Affairs
P4P
Compliance specialist job in Spring Valley, NY
Job Overview: The role of Director of Compliance Officer is to analyze, develop and implement Compliance initiatives including the monitoring of and evaluation of
the compliance of all programs and to assist in facilitating and ensuring the implementation of all relevant federal, state and local laws, regulations, and polices.
_____________________________________________________________________________________
Essential Responsibilities:
Develop and periodically review TCC's policies and procedures and collaborate with other departments within TCC to direct compliance issues.
Lead the Compliance department in an array of internal audits to measure compliance.
Keep informed of all newly promulgated, modified and existing codes, rules, etc. and inform administration of all regulatory changes.
Collaborate with administration on monitoring the completion of corrective actions and implementation of all recommendations resulting from auditing, investigations, etc.
Respond to requests from government agencies and meet with government officials when needed.
Prepare reports of Compliance initiatives for compliance committees and board of director meetings.
Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct.
Respond to alleged violations of rules, regulations, policies, and procedures by evaluating or recommending the initiation of investigative procedures and developing and overseeing a system for uniform handling of such violations.
Establish and provide direction and management of the compliance Hotline.
Conduct and lead Compliance related education and programs during Corporate Compliance and Ethics Week.
Chair Compliance Committee.
Monitor the performance of the Compliance Program on a continuing basis, taking appropriate steps to improve its effectiveness.
Perform other responsibilities as assigned by the CEO.
Specific Knowledge, Skills and Abilities:
Ability to effectively manage people and create positive change.
Strategic, creative and innovative team player; ability to think outside-the-box.
Natural leadership skills and ability to be a motivator and positive delegator.
Advanced Microsoft Office skills, (Word, PowerPoint, Excel) with an ability to become familiar with organization's-specific programs and software.
Integrity and Boardroom presence are essential.
Solid communication skills (verbal and written).
Ability to handle sensitive and confidential information.
Education, Experience and Licenses:
Education
- BA required in healthcare, MA preferred and LAW DEGREE
Experience
- 5 years' experience within the healthcare field. Familiarity with operational, financial, quality assurance, and human resources procedures and regulations is a must.
Schedule:
Monday to Friday
Work Location: In person
$96k-140k yearly est. 60d+ ago
Compliance Manager
Hytorc
Compliance specialist job in South Hackensack, NJ
Job Description
Founded in 1968, HYTORC is the worldwide leader in industrial bolting solutions. Our mission is to optimize safety, quality and schedule, in industrial bolting through innovative solutions and an unyielding commitment to world class customer service. With over 55 years of experience focused entirely on developing new technologies for hydraulic, electric and pneumatic torque wrenches, while creating a worldwide 24/7 service network, HYTORC has become the most trusted name in the industry.
Today HYTORC boasts a series of smart bolting systems that communicate with in-house developed apps for system control, data exchange, and software updates. We are proud to be recognized as the innovation leader in our industry, providing award winning solutions to leading businesses globally. Our customers are in various industries, not limited to Oil & Gas, Wind Power, Nuclear, Aerospace, Transportation including SpaceX, GE, NFL Stadiums, Boeing, Tesla and many more.
General Purpose:
The Compliance Manager is responsible for implementing and maintaining HYTORC's Quality Management Systems, handling the day-to-day quality activities in our South Hackensack location, coordinating calibration activities globally and driving continuous improvement.
Essential Duties and Responsibilities
Implementing, maintaining and driving continuous improvement of HYTORCS QMSs and accreditation's, including ISO/IEC 17025, ISO 9001:2015, TUV, KHNP, AD2000, and ISO 80034 Ex Products System, for domestic and international locations.
Managing quality issues and customer complaints.
Facilitating root cause analysis, implementing problem appropriate corrective and preventive actions.
Conducting internal and supplier audits against appropriate standards and guidelines.
Hosting UL/ETL routine inspections and handling issues that arise.
Coordinating with Calibration Lab Managers on quality and equipment needs and issues.
Routinely auditing calibration activities for potential process deviations.
Developing and maintaining uncertainty budgets for the calibration laboratories.
Developing, monitoring, and maintaining repeatability and proficiency tests used for trend analysis.
Designing and evaluating standard operating procedures for calibration asset management software and uncertainty software for laboratory calibration standards and customer calibration events.
Assisting Engineering with the evaluation of new calibration methods and procedures.
Using statistical techniques to analyze and validate measurement standards and processes.
Ensuring that intermediate checks are performed on calibration standards,
Authorizing short term extension of intervals on HYTORC standards when requested and to meet HYTORC needs based on valid reasons for interval extension or end of period reliability data.
Supervising the laboratory's inter-laboratory proficiency testing program and ensuring it is maintained.
Providing training on all QMSs, including re-verification of all personnel as necessary to maintain confidence in tests and/or calibrations performed.
Providing leadership and guidance to the Quality and other departments.
Coordinating with HYTORC's service department to support actions associated with customer feedback.
Reporting on department and other KPIs.
Supervisory Responsibilities
Compliance Team (2 Associates)
Additional resources may be added over time as we grow, and needs identified
Education/Experience Required
Bachelors degree in a technical field or 8 plus yrs of related experience
ISO/IEC 17025 (minimum of 5 years' experience). Experience in calibration and metrology for force/torque and pressure.
ISO 9001:2015 (minimum of 5 years' experience).
Three years of experience supervising and managing personnel.
Must be able to understand and interpret statistical data and read drawings
Excellent communication skills to interface with the customer (internal and external) and with all levels within the organization.
Excellent problem-solving skills.
Ability to perform uncertainty evaluation and analysis for measurement standards and associated measurement processes.
Computer Skills Necessary
Microsoft Excel, Word and PowerPoint.
SAP and/or other ERP Systems
Physical Demands/Requirements
Ability to lift 30 lbs. with assistance.
Ability to travel domestically and internationally up to 40% of the time.
Work Environment: Office, Warehouse, and Labs.
The actual base salary a successful candidate will be offered will vary based on factors relevant to the position, as well as geography of the selected candidate. The salary range for this role is $110,000 - $125,000. The actual base salary a successful candidate will be offered within this range will vary based on factors relevant to the position.
#LI-GC1
#ZR
$110k-125k yearly 10d ago
Regulatory Compliance Auditor
Gal Aerostaff
Compliance specialist job in White Plains, NY
GAL AeroStaff Ltd. is an aerospace staffing is a company specializing in temporary and permanent staffing for general and technical positions the aviation and aerospace industry.
In keeping with this goal, each benefit program has been carefully devised. These benefits include time-off benefits, such as vacations and holidays, and insurance and other plan benefits. We are constantly studying and evaluating our benefits programs and policies to better meet present and future requirements.
Job Title
Regulatory Compliance Auditor
Summary
The Regulatory Compliance Auditor will be responsible for ensuring that our products and processes comply with REACH and other major global product compliance regulations such as K-REACH, TSCA, KKDIK, and China REACH. This role involves conducting audits, preparing reports, and providing recommendations to ensure compliance with regulatory standards.
Key Responsibilities
Conduct audits to ensure compliance with REACH and other global product compliance regulations.
Prepare detailed audit reports and documentation.
Provide recommendations for corrective actions and improvements.
Monitor changes in regulations and update compliance processes accordingly.
Collaborate with cross-functional teams to ensure regulatory compliance.
Train and educate staff on compliance requirements and best practices.
Required Qualifications
Bachelor's degree in Chemistry, Environmental Science, or a related field.
Minimum of 3 years of experience in regulatory compliance auditing.
In-depth knowledge of REACH, K-REACH, TSCA, KKDIK, and China REACH regulations.
Strong analytical and problem-solving skills.
Excellent written and verbal communication skills.
Ability to work independently and as part of a team.
Preferred Qualifications
Master's degree in Chemistry, Environmental Science, or a related field.
Certification in regulatory compliance auditing.
Experience with international regulatory compliance.
Familiarity with other global compliance regulations.
Work Environment
The Regulatory Compliance Auditor will work in an office environment with occasional travel to manufacturing sites and other locations for audits. The role requires attention to detail, strong organizational skills, and the ability to manage multiple tasks simultaneously.
$65k-95k yearly est. 60d+ ago
AML Compliance Analyst
Moneycorp
Compliance specialist job in Stamford, CT
at Moneycorp
Welcome to Moneycorp In the last decade, Moneycorp has transformed itself from a largely domestic, consumer-focused provider of foreign exchange to an end-to-end global payments' ecosystem. With two banking licenses and operations across the entire value chain of the international payments and foreign exchange sectors, we enable businesses, institutions, and individuals to thrive beyond borders.We help our clients realize their growth ambitions by providing them with worldwide reach, relentless regulatory excellence, and tailored, relevant solutions that resiliently optimize their financial operations. We're fervent about pursuing our goals, making substantial contributions to the payments industry, and consistently offering unwavering support to our clients at every stage of their journey.Moneycorp is a place where energy, commitment to our shared success and collaboration are core to our DNA. We're restless in our drive to surpass the expectations of our clients and unlock opportunities to support them at every stage of their journey. The foundation of our success is our people, and nurturing a culture of belonging for all of our colleagues is central to our journey as a global business. Find out more about Moneycorp's offering, global footprint and capabilities here: About Moneycorp - US
Role Purpose This role will support the CRCO for the US Bank regarding its Compliance Program, including AML and OFAC. The compliance analyst will serve under the CRCO in every aspect of the compliance operations of the commercial bank that will growing in scope for all commercial products. The role will also serve as the backup for the CRCO as necessary. The role will have interactions with Federal and State bank examiners, and the analysts will assist the CRCO with examination management. Key responsibilities include supporting building out our compliance operations as well as overseeing the execution of the compliance program for the related products, aligning to regulatory, compliance, legal requirements. This is an exciting opportunity to shape the future roadmap of the compliance program to learn under the experienced CRCO.
Key Responsibilities
Compliance Analyst:
Perform Compliance Risk Assessments and share with US Bank management
Develop Compliance KRIs for monthly reporting to the board
Manage the Compliance Testing team.
Prepare recurring reports on compliance exceptions derived from Compliance testing.
Support internal audits and examination reviews.
Stakeholder Management:
Lead the AML and OFAC risk assessment process in relation to our risks
Engage with Risk, Operations, and Audit to advise on compliance
Provide timely updates and reporting against metrics, outcomes and milestones
Program Development:
Manage the full lifecycle of the AML and OFAC risk assessment from end to end
Apply an agile mindset and approach to ensure timely delivery of high-quality features and improvements.
Ensure products meet the compliance requirements prior to launch, including focus on non-technical as well as technical readiness and considering go to market approach
Skills, Qualifications and Experience relevant to the role
Knowledge and Experience:
A minimum of 5+ years' experience working within commercial banking
Deep knowledge of commercial banking compliance requirements, including payment products and rails
Full understanding of payment rails (SWIFT & Fedwire) and risks
High Acumen of CDD and EDD requirements for commercial banking products
Thorough knowledge of compliance testing and reporting
Ability to develop the processes and procedures for the specific compliance requirement in relations to product or service
Proven experience delivering outcomes in fast moving environments
Detailed background in commercial banking, working with financial institution and/or corporate clients
Skills:
Bank compliance journey mapping
Discovery and requirements assessment
Communications skills
Excellent time management and prioritisation skills
Data analysis and decision making
What's in it for you?
This position is full-time permanent, operating on a hybrid working model from our office in Stamford, Connecticut. This requires 3 days per week office presence and the flexibility to work the remaining 2 days remotely.
This role offers a salary of up to $90,000 per annum + discretionary bonus and a comprehensive benefits package.
Interested?If the role sounds like you, we invite you to upload a copy of your CV by clicking on the Apply button. Fostering a culture of belonging and inclusivity We're committed to creating a workplace where every individual feels valued, respected, and included. As an Equal Opportunity Employer, we actively cultivate an inclusive culture where diversity thrives, and we empower our colleagues to drive meaningful change within our organization through initiatives like our DE&I focus groups and value champion network. Like many of our peers, we recognize that fostering inclusivity is an ongoing journey, and we remain steadfast in our commitment to progress. By measuring our efforts through regular assessments and listening to the feedback of our employees, we strive to ensure that our initiatives are impactful and responsive to the evolving needs of our workforce. Together, we want to build a workplace where everyone can bring their authentic selves to work, as we believe this is the foundation of innovation, creativity, and collective success.
$90k yearly Auto-Apply 8h ago
Investments Compliance Analyst
Gnw
Compliance specialist job in Stamford, CT
At Genworth, we empower families to navigate the aging journey with confidence. We are compassionate, experienced allies for those navigating care with guidance, products, and services that meet families where they are. Further, we are the spouses, children, siblings, friends, and neighbors of those that need care-and we bring those experiences with us to work in serving our millions of policyholders each day.
We apply that same compassion and empathy as we work with each other and our local communities. Genworth values all perspectives, characteristics, and experiences so that employees can bring their full, authentic selves to work to help each other and our company succeed. We celebrate our diversity and understand that being intentional about inclusion is the only way to create a sense of belonging for all associates. We also invest in the vitality of our local communities through grants from the Genworth Foundation, event sponsorships, and employee volunteerism.
Our four values guide our strategy, our decisions, and our interactions:
Make it human. We care about the people that make up our customers, colleagues, and communities.
Make it about others. We do what's best for our customers and collaborate to drive progress.
Make it happen. We work with intention toward a common purpose and forge ways forward together.
Make it better. We create fulfilling purpose-driven careers by learning from the world and each other.
POSITION TITLE
Investments Compliance Analyst
POSITION LOCATION
Stamford, CT
YOUR ROLE
As an Investments team member, you'll play a key role in the innovative investment strategies that enable our company to serve our stakeholders, policyholders and their families when they need us most - now and in the future.
The Investments Compliance Analyst is an integral part of the Investments Legal and Compliance Team and will report to the Investments Legal Director. You will assist with compliance activities for Genworth's investment organization in coordination with the corporate compliance framework.
What you will be doing
Monitor insurance regulatory, internal investment limits and guidelines to ensure compliance
Maintain and administer insurance regulatory monitoring systems and processes
Monitor corporate trading activities
Assist with preparation and presentation of quarterly compliance metrics report to Investments Leadership.
Monitor external investment managers to ensure compliance with investment management agreements, investment guidelines, and legal/regulatory requirements
Assist with drafting and updating training materials for associates on legal, policy, and industry requirements
Support creation and modification of policies and procedures to ensure best practices in an evolving regulatory environment
Coordinate communication and training on investments and corporate compliance issues
Collaborate with portfolio management, traders, credit analysts, and investments leadership across asset classes to mitigate regulatory risk
What you bring
Bachelor's degree
Ability to function independently and multi-task with attention to detail
Superior writing, oral communication, and interpersonal skills
Familiarity with SQL, Microsoft 365 Office Suite, Copilot, etc.
Nice to have
Familiarity with insurance investment regulations and NAIC guidelines.
Exposure to institutional investments including fixed income, private placements, or alternative investments.
Basic coding and database management skills (e.g., SQL, Python, or similar) to support compliance data analysis and automation.
Interest in or progress toward a professional designation (e.g., CFA, CIPM, or similar) is a plus.
Employee Benefits & Well-Being
Genworth employees make a difference in people's lives every day. We're committed to making a difference in our employees' lives.
Competitive Compensation & Total Rewards Incentives
Comprehensive Healthcare Coverage
Multiple 401(k) Savings Plan Options
Auto Enrollment in Employer-Directed Retirement Account Feature (100% employer-funded!)
Generous Paid Time Off - Including 12 Paid Holidays, Volunteer Time Off and Paid Family Leave
Disability, Life, and Long Term Care Insurance
Tuition Reimbursement, Student Loan Repayment and Training & Certification Support
Wellness support including gym membership reimbursement and Employee Assistance Program resources (work/life support, financial & legal management)
Caregiver and Mental Health Support Services
ADDITIONAL
At this time, Genworth will not sponsor a new applicant for employment authorization for this position.
For the State of New York:
The base salary pay range for this role starts at a minimum rate of $99,100 up to the maximum of $183,400. In addition to your base salary, you will also be eligible to participate in an incentive plan. The incentive plan is based on performance and the target earning opportunity is 7% of your base compensation. The final determination on base pay for this position will be based on multiple factors at the time of this job posting including but not limited to geographic location, experience, and qualifications to ensure pay equity within the organization.
**Our Purpose** _Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable economy where everyone can prosper. We support a wide range of digital payments choices, making transactions secure, simple, smart and accessible. Our technology and innovation, partnerships and networks combine to deliver a unique set of products and services that help people, businesses and governments realize their greatest potential._
**Title and Summary**
Director, Legal Compliance - Crypto Mastercard Transaction Services
Overview
At Mastercard, we are committed to protecting our network and solutions from being used to facilitate money laundering and terrorist financing. The Director, Legal Compliance-Crypto, MTS will report to the MTS US AML/CFT Officer, MTS. MTS is a strategic enterprise asset within Mastercard's Commercial and New Payment Flows organization. It provides compliance services across regulated and non-regulated payment flows, including crypto-related services.
This role will closely collaborate with the Director, Digital Currency Enablement, MTS. The role is designed to develop and oversee MTS' Operations Team, with occasional involvement in MTS' FIU cryptocurrency alert investigations and regulatory reporting.
The Role
- Build and oversee MTS' Operations Team, which manages AML/Sanctions onboarding, due diligence, transaction monitoring, and investigations for Virtual Asset Service Providers (VASPs) and crypto-related programs, including:
o Crypto card programs
o Stablecoins (e.g., USDC, PYUSD)
o Send Crypto programs
o Crypto Credential
- Design, implement, and maintain MTS' crypto compliance framework, including updates to policies and procedures and management information systems
- Lead cross-functional efforts to onboard crypto partners, conduct risk assessments, and develop robust compliance controls.
- Partner closely with Legal, Regulatory, Risk, Product, and Engineering teams to ensure seamless integration of crypto services.
- Lead compliance discussions on initiatives such as stablecoin settlements and crypto card programs.
- Assist with responding to regulatory exams, audits, and inquiries.
- Oversee the tuning and optimization of blockchain analytics tools used across crypto services.
- Oversee escalations from the Operations Team utilizing blockchain analytics and traditional compliance tools as needed
- Manage and oversee training and guidance to internal teams on crypto compliance tools, risks and investigative techniques including on and off-chain due diligence, advanced on chain analytics.
- Occasionally support the FIU Team in investigating and reporting crypto-related payments.
- Maintain strong industry knowledge of regulatory developments, industry trends, and best practices in crypto compliance, and update internal policies and procedures accordingly.
All About You
- Bachelor's degree or equivalent experience in Manager-level crypto compliance or risk management within financial services or payments.
- Minimum 7 years of progressive experience in cryptocurrency, stablecoins, and money transfer systems.
- Strong understanding of crypto compliance (AML, KYC, Sanctions, transaction monitoring, investigations), ideally within a regulated fintech or crypto-native environment.
- Strong understanding of card payments, digital commerce, blockchain analytics, and cross-border payment flows.
- Minimum 3 years of experience delivering crypto compliance training and presenting case studies to global audiences.
- Experience in process mapping and compliance framework development.
- Proven ability to manage onboarding and risk assessments for crypto assets and VASPs.
- Strong interpersonal skills with the ability to influence and drive results across teams.
- Excellent attention to detail, problem-solving, and communication skills.
- Deep knowledge of AML, BSA, USA PATRIOT Act, and OFAC requirements.
- Preferred certifications: ACAMS, CFE, blockchain analytics (e.g., Elliptic, Crystal).
- Advanced skills in cryptocurrency investigations, OSINT, and tracing techniques.
- Digitally fluent with experience in process automation and scalable compliance solutions.
- Proficient in MS Office tools (PowerPoint, Excel, Visio).
Mastercard is a merit-based, inclusive, equal opportunity employer that considers applicants without regard to gender, gender identity, sexual orientation, race, ethnicity, disabled or veteran status, or any other characteristic protected by law. We hire the most qualified candidate for the role. In the US or Canada, if you require accommodations or assistance to complete the online application process or during the recruitment process, please contact reasonable_accommodation@mastercard.com and identify the type of accommodation or assistance you are requesting. Do not include any medical or health information in this email. The Reasonable Accommodations team will respond to your email promptly.
**Corporate Security Responsibility**
All activities involving access to Mastercard assets, information, and networks comes with an inherent risk to the organization and, therefore, it is expected that every person working for, or on behalf of, Mastercard is responsible for information security and must:
+ Abide by Mastercard's security policies and practices;
+ Ensure the confidentiality and integrity of the information being accessed;
+ Report any suspected information security violation or breach, and
+ Complete all periodic mandatory security trainings in accordance with Mastercard's guidelines.
In line with Mastercard's total compensation philosophy and assuming that the job will be performed in the US, the successful candidate will be offered a competitive base salary and may be eligible for an annual bonus or commissions depending on the role. The base salary offered may vary depending on multiple factors, including but not limited to location, job-related knowledge, skills, and experience. Mastercard benefits for full time (and certain part time) employees generally include: insurance (including medical, prescription drug, dental, vision, disability, life insurance); flexible spending account and health savings account; paid leaves (including 16 weeks of new parent leave and up to 20 days of bereavement leave); 80 hours of Paid Sick and Safe Time, 25 days of vacation time and 5 personal days, pro-rated based on date of hire; 10 annual paid U.S. observed holidays; 401k with a best-in-class company match; deferred compensation for eligible roles; fitness reimbursement or on-site fitness facilities; eligibility for tuition reimbursement; and many more. Mastercard benefits for interns generally include: 56 hours of Paid Sick and Safe Time; jury duty leave; and on-site fitness facilities in some locations.
**Pay Ranges**
Purchase, New York: $177,000 - $283,000 USD
$177k-283k yearly 21d ago
Transparency Compliance Analyst
Henry Schein 4.8
Compliance specialist job in Melville, NY
Our organization is seeking a Compliance Analyst to join our Corporate Compliance team. In this role, your primary function is to oversee daily business operations and help ensure transparency compliance under the federal and other state applicable laws and policies. Managing the day to day operation of the US drug pricing and supporting transparency program to assure all disclosures are accurate and complete. This involves performing internal data collection, partnering with regulatory and finance, documenting business process, and providing timely reports or information to leadership and external agencies. It is essential to document any issues and respond to any internal requests from stakeholders.The position holder must also stay up-to-date with specific time sensitive tasks such as such as inquiries from agencies and data changes in internal procedures from other departments. Review and document how the federal and state statutes are assessed and keep calendar of requirement deadlines.
KEY RESPONSIBILITIES:
* Ability to operationalize and understand laws specific to our business model
* Oversee business operations to ensure transparency compliance with specific laws
* Assist with daily monitoring inquiries or audits
* Perform data analytics based off spreadsheets and transparency software
* Log and track issues into our database and/or notify business leaders if necessary
* Review current business processes and document changes in work instructions
* Communicate effectively with management on all daily inquiries
* Provide training and informational materials to employees when necessary
* Stay up-to-date on time sensitive tasks such as disclosure reviews
SPECIFIC KNOWLEDGE & SKILLS:
* The role requires 3 years in compliance, legal, business analytics, data administration, financial accounting analytics or related work experience.
* Analytical and Problem-solving ability.
* Strong verbal and written communication.
* Must be organized, detail oriented, interpersonal, customer service skills. Must be able to able to exercise solid judgment and assess risk.
* Bachelor's Degree minimum requirement in Business, Computer Science, Finance, Statistics
GENERAL SKILLS & COMPETENCIES:
* Basic understanding of industry practices
* General proficiency with tools, systems, and procedures
* Basic planning/organizational skills and techniques
* Good decision making, analysis and problem solving skills
* Good verbal and written communication skills
* Basic presentation and public speaking skills
* Basic interpersonal skills
* Developing professional credibility
WORK EXPERIENCE:
Typically 2 to 4 years of related professional experience.
PREFERRED EDUCATION:
Typically a Bachelor's Degree or global equivalent in related discipline.
TRAVEL / PHYSICAL DEMANDS:
Travel typically less than 10%. Office environment. No special physical demands required.
The posted range for this position is $60,600-$75,750 which is the expected starting base salary range for an employee who is new to the role to fully proficient in the role. Many factors go into determining employee pay within the posted range including prior experience, current skills, location/labor market, internal equity, etc.
This position is eligible for a bonus not reflected in the posted range.
Other benefits available include: Medical, Dental and Vision Coverage, 401K Plan with Company Match, PTO, Paid Parental Leave, Income Protection, Work Life Assistance Program, Flexible Spending Accounts, Educational Benefits, Worldwide Scholarship Program and Volunteer Opportunities.
Henry Schein, Inc. is an Equal Employment Opportunity Employer and does not discriminate against applicants or employees on the basis of race, color, religion, creed, national origin, ancestry, disability that can be reasonably accommodated without undue hardship, sex, sexual orientation, gender identity, age, citizenship, marital or veteran status, or any other legally protected status.
For more information about career opportunities at Henry Schein, please visit our website at: ***************************
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$60.6k-75.8k yearly Auto-Apply 8d ago
Information Security | Governance Risk and Compliance, Audits , Workflow
Testingxperts 4.0
Compliance specialist job in Stamford, CT
We are directly work with Infosys.
Established in 1981, Infosys is a NYSE listed global consulting and IT services company with more than 198,000 employees. From a capital of US$ 250, we have grown to become a US$ 10.4 billion (LTM Q1 FY 18 revenues) company with a market capitalization of approximately US$ 34.50 billion.
In our journey of over 35 years, we have catalyzed some of the major changes that have led to India's emergence as the global destination for software services talent. We pioneered the Global Delivery Model and became the first IT Company from India to be listed on NASDAQ. Our employee stock options program created some of India's first salaried millionaires.
Read more about the defining moments in the history of Infosys.
Client: Infosys
Title: Information Security | Governance Risk and Compliance, Audits , Workflow
Location: Stamford, CT
Duration: 6 Months
Experience Need: Min 8+ yrs
Rate: $55/hr on c2c
Job Description:
· The Information Security Engineer is delivering a key service to an enterprise-level team of Information Security specialists.
· This person will ensure that our Information Security systems are designed, implemented and secured to appropriate operational standards thus maintaining and enhancing customer trust.
· This person will incorporate resiliency into our systems and application designs.
· Activities include: security application analysis against published operational standards; identification of gaps; proposed plans for remediation; work with management to document all of the above.
· The Information Security Engineer may perform additional technical functions related to Information Security and ensure compliance with RBS Global Information Security policy and best practices across all business units within RBS Securities, North America.
The primary responsibilities of the Senior Information Security Analyst position are:
· Assist in the ongoing engineering and operation of the Security Operations Center's Security Information and Event Management (SIEM) tool.
· Must be able to develop and implement SIEM use cases to identity and respond to malicious events in real-time.
· Also should work with SecOPs to reduce the false positive and suppress duplicate alerts.
· Respond to security incidents and generate targeted alerts for suspected areas.
· Assist in the creation of an end-to-end technology strategy for SIEM to address current and future security concerns, emerging threats, regulatory compliance and alignment with technology and the business.
· Keep us on the leading edge with respect to knowledge of security threats (including Web, mobile and desktop applications), vulnerabilities and controls, and assess their applicability to our business initiatives and business strategies
· Manage minor projects / tasks and provide regular reports on progress.
· Perform other duties, as assigned.
COMPETENCIES
· The ideal candidate will have knowledge and experience with the following operating systems: Windows, *nix (RHEL, cent OS)
· Must have strong understanding of information systems security; network architecture; general database concepts; document management; hardware and software troubleshooting; electronic mail systems, Microsoft Office applications; intrusion tools; and computer forensic tools such as EnCase, Access Data, and FTK.
· The candidate must be able to conduct exams on compromised computers and servers.
· Proficiency in conducting live analysis on networks, and multiple platforms is desired.
· Must possess the ability to articulate in written and oral communication.
· An extensive interview will be conducted, and will cover a variety of topics, such as network architecture and information security, to computer forensic methods and best practices, as well as investigative techniques.
Technology Requirements:
· Bachelor's Degree or equivalent experience in Information Technology
· 5+ years' experience designing and implementing fault-tolerant applications, 3+ years' experience in Information Security.
· Hands-on security experience is essential.
· Prior experience implementing: high availability applications utilizing SAN, clustering, virtualization.
· Familiarity with: bespoke applications built on an MS SQL back end.
· Experience with any of the following security tools (or equivalents) desired: Splunk ES, UBA, Carbon Black McAfee Vulnerability Management / Foundstone, Varonis, Netpro AD Auditing
· Business/Analytical Knowledge.
· Demonstrated experience of managing forensic cases and corporate incidents is a must.
· Previous experience in a Financial Services firm a plus.
· Industry certifications a plus (CISSP, CISA, CISM, CEH, CFE, CCFE).
Qualifications
BE or BTech
Additional Information
All your information will be kept confidential according to EEO guidelines.
Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable economy where everyone can prosper. We support a wide range of digital payments choices, making transactions secure, simple, smart and accessible. Our technology and innovation, partnerships and networks combine to deliver a unique set of products and services that help people, businesses and governments realize their greatest potential.
Title and Summary
Director, Legal Compliance - Crypto Mastercard Transaction Services
Overview
At Mastercard, we are committed to protecting our network and solutions from being used to facilitate money laundering and terrorist financing. The Director, Legal Compliance-Crypto, MTS will report to the MTS US AML/CFT Officer, MTS. MTS is a strategic enterprise asset within Mastercard's Commercial and New Payment Flows organization. It provides compliance services across regulated and non-regulated payment flows, including crypto-related services.
This role will closely collaborate with the Director, Digital Currency Enablement, MTS. The role is designed to develop and oversee MTS' Operations Team, with occasional involvement in MTS' FIU cryptocurrency alert investigations and regulatory reporting.
The Role
* Build and oversee MTS' Operations Team, which manages AML/Sanctions onboarding, due diligence, transaction monitoring, and investigations for Virtual Asset Service Providers (VASPs) and crypto-related programs, including:
o Crypto card programs
o Stablecoins (e.g., USDC, PYUSD)
o Send Crypto programs
o Crypto Credential
* Design, implement, and maintain MTS' crypto compliance framework, including updates to policies and procedures and management information systems
* Lead cross-functional efforts to onboard crypto partners, conduct risk assessments, and develop robust compliance controls.
* Partner closely with Legal, Regulatory, Risk, Product, and Engineering teams to ensure seamless integration of crypto services.
* Lead compliance discussions on initiatives such as stablecoin settlements and crypto card programs.
* Assist with responding to regulatory exams, audits, and inquiries.
* Oversee the tuning and optimization of blockchain analytics tools used across crypto services.
* Oversee escalations from the Operations Team utilizing blockchain analytics and traditional compliance tools as needed
* Manage and oversee training and guidance to internal teams on crypto compliance tools, risks and investigative techniques including on and off-chain due diligence, advanced on chain analytics.
* Occasionally support the FIU Team in investigating and reporting crypto-related payments.
* Maintain strong industry knowledge of regulatory developments, industry trends, and best practices in crypto compliance, and update internal policies and procedures accordingly.
All About You
* Bachelor's degree or equivalent experience in Manager-level crypto compliance or risk management within financial services or payments.
* Minimum 7 years of progressive experience in cryptocurrency, stablecoins, and money transfer systems.
* Strong understanding of crypto compliance (AML, KYC, Sanctions, transaction monitoring, investigations), ideally within a regulated fintech or crypto-native environment.
* Strong understanding of card payments, digital commerce, blockchain analytics, and cross-border payment flows.
* Minimum 3 years of experience delivering crypto compliance training and presenting case studies to global audiences.
* Experience in process mapping and compliance framework development.
* Proven ability to manage onboarding and risk assessments for crypto assets and VASPs.
* Strong interpersonal skills with the ability to influence and drive results across teams.
* Excellent attention to detail, problem-solving, and communication skills.
* Deep knowledge of AML, BSA, USA PATRIOT Act, and OFAC requirements.
* Preferred certifications: ACAMS, CFE, blockchain analytics (e.g., Elliptic, Crystal).
* Advanced skills in cryptocurrency investigations, OSINT, and tracing techniques.
* Digitally fluent with experience in process automation and scalable compliance solutions.
* Proficient in MS Office tools (PowerPoint, Excel, Visio).
Mastercard is a merit-based, inclusive, equal opportunity employer that considers applicants without regard to gender, gender identity, sexual orientation, race, ethnicity, disabled or veteran status, or any other characteristic protected by law. We hire the most qualified candidate for the role. In the US or Canada, if you require accommodations or assistance to complete the online application process or during the recruitment process, please contact reasonable_accommodation@mastercard.com and identify the type of accommodation or assistance you are requesting. Do not include any medical or health information in this email. The Reasonable Accommodations team will respond to your email promptly.
Corporate Security Responsibility
All activities involving access to Mastercard assets, information, and networks comes with an inherent risk to the organization and, therefore, it is expected that every person working for, or on behalf of, Mastercard is responsible for information security and must:
* Abide by Mastercard's security policies and practices;
* Ensure the confidentiality and integrity of the information being accessed;
* Report any suspected information security violation or breach, and
* Complete all periodic mandatory security trainings in accordance with Mastercard's guidelines.
In line with Mastercard's total compensation philosophy and assuming that the job will be performed in the US, the successful candidate will be offered a competitive base salary and may be eligible for an annual bonus or commissions depending on the role. The base salary offered may vary depending on multiple factors, including but not limited to location, job-related knowledge, skills, and experience. Mastercard benefits for full time (and certain part time) employees generally include: insurance (including medical, prescription drug, dental, vision, disability, life insurance); flexible spending account and health savings account; paid leaves (including 16 weeks of new parent leave and up to 20 days of bereavement leave); 80 hours of Paid Sick and Safe Time, 25 days of vacation time and 5 personal days, pro-rated based on date of hire; 10 annual paid U.S. observed holidays; 401k with a best-in-class company match; deferred compensation for eligible roles; fitness reimbursement or on-site fitness facilities; eligibility for tuition reimbursement; and many more. Mastercard benefits for interns generally include: 56 hours of Paid Sick and Safe Time; jury duty leave; and on-site fitness facilities in some locations.
Pay Ranges
Purchase, New York: $177,000 - $283,000 USD
How much does a compliance specialist earn in Greenwich, CT?
The average compliance specialist in Greenwich, CT earns between $46,000 and $103,000 annually. This compares to the national average compliance specialist range of $38,000 to $85,000.
Average compliance specialist salary in Greenwich, CT
$69,000
What are the biggest employers of Compliance Specialists in Greenwich, CT?
The biggest employers of Compliance Specialists in Greenwich, CT are: